The Enduring Effects of Abuse and Related Adverse Experiences in Childhood: a Convergence of Evidence from Neurobiology and Epidemiology
Robert F. Anda
Vincent J. Felitti
J. Douglas Bremner
John D. Walker
Charles Whitfield
SummaryOriginal

Summary

Childhood trauma alters brain development, increasing risk for mental health issues, physical ailments, addiction, cognitive impairments, sexual dysfunction, and aggression later in life.

2005

The Enduring Effects of Abuse and Related Adverse Experiences in Childhood: a Convergence of Evidence from Neurobiology and Epidemiology

Keywords Child development; Adults; stress; mental health; physical health; drug use; domestic violence; neurobiology; childhood abuse; substance

Abstract

Background Childhood maltreatment has been linked to a variety of changes in brain structure and function and stress-responsive neurobiological systems. Epidemiological studies have documented the impact of childhood maltreatment on health and emotional well-being. Methods After a brief review of the neurobiology of childhood trauma, we use the Adverse Childhood Experiences (ACE) Study as an epidemiological “case example” of the convergence between epidemiologic and neurobiological evidence of the effects of childhood trauma. The ACE Study included 17,337 adult HMO members and assessed 8 adverse childhood experiences (ACEs) including abuse, witnessing domestic violence, and serious household dysfunction. We used the number of ACEs (ACE score) as a measure of cumulative childhood stress and hypothesized a “dose-response” relationship of the ACE score to 18 selected outcomes and to the total number of these outcomes (comorbidity). Results Based upon logistic regression analysis, the risk of every outcome in the affective, somatic, substance abuse, memory, sexual, and aggression-related domains increased in a graded fashion as the ACE score increased (P < 0.001). The mean number of comorbid outcomes tripled across the range of the ACE score. Conclusions The graded relationship of the ACE score to 18 different outcomes in multiple domains theoretically parallels the cumulative exposure of the developing brain to the stress response with resulting impairment in multiple brain structures and functions.

Introduction

The organization and functional capacity of the human brain depends upon an extraordinary set and sequence of developmental and environmental experiences that influence the expression of the genome (Perry and Pollard 1998; Teicher 2000, 2002). Unfortunately, this elegant sequence is vulnerable to extreme, repetitive, or abnormal patterns of stress during critical or circumscribed periods of childhood brain development that can impair, often permanently, the activity of major neuroregulatory systems, with profound and lasting neurobehavioral consequences (Teicher 2000; Heim and Nemeroff 2001; Repetti 2002; Gutman and Nemeroff 2002; Gorman 2002; De Bellis and Thomas 2003a; Bremner and Vermetten 2001). Now, converging evidence from neurobiology and epidemiology suggests that early life stress such as abuse and related adverse experiences cause enduring brain dysfunction that, in turn, affects health and quality of life throughout the lifespan.

An expanding body of evidence from rodent, primate, and human research suggests that early stressors cause long term changes in multiple brain circuits and systems (Sanchez 2001; Bremner 2003a). The amygdala mediates fear responses, and the prefrontal cortex is involved in mood as well as emotional and cognitive responses (Bremner 2003b). The hypothalamic-pituitary-adrenal (HPA) axis plays a critical role in the stress response. There is an important interaction between development and stress, e. g., young infants do not have a fully developed glucocorticoid (cortisol in humans) response to stress, although other markers such as c-fos show that they do respond to stressors (Smith 1997). Substantial research has focused on the relationship between development, early stress, the HPA axis, and the hippocampus, a stress-sensitive brain region that plays a critical role in learning and memory (McEwen 1992; Sapolsky 1990, 1996; Gould and Tanapat 1999). The hippocampus has the capacity to grow new neurons in adulthood (neurogenesis), but stress inhibits neurogenesis (Nibuya 1995; Duman 1997; Gould 1997) and memory function (Diamond 1996; Luine 1994). Early stressors cause long-term increases in glucocorticoid responses to stress (Plotsky and Meaney 1993; Ladd 1996) as well as decreased genetic expression of cortisol receptors in the hippocampus and increased genetic expression of corticotrophin-releasing factor in the hypothalamus, both of which may contribute to dysregulation of the hypothalamic-pituitary-adrenocortical (HPA) system (Ladd 1996; Liu 1997). Early environmental deprivation inhibits hippocampal neurogenesis; conversely, neurogenesis is enhanced by enriched environment (Kempermann 1997), learning (Gould 1999a) and, at times, some antidepressant treatments (Malberg 2000; Czeh 2001). The noradrenergic/locus coeruleus system also plays a key role in stress (Bremner 1996a) and early stressors lead to long-term decreases in genetic expression of alpha-2 noradrenergic receptors in the locus coeruleus, which may lead to loss of feedback inhibition of noradrenergic activity with associated increases in noradrenergic responses to subsequent stressors (Sanchez 2001; Caldji 2000; Francis 1999). Alterations in serotonergic (Rosenblum 1994; Bennett 2002) and GABAergic (Caldji 2000) receptors also contribute to deficits in social attachment and regulation of mood and affect following early stress. Cognitive problems have also been identified in children with PTSD (Beers 2002).

Studies in clinical populations of abuse survivors with posttraumatic stress disorder (PTSD) are consistent with animal studies. Smaller hippocampal volume is found among adults with early abuse-related PTSD (Bremner 1997, 2003a; Stein 1997), adult women with early abuse and depression (Vythilingam 2002), and borderline personality disorder (Driessen 2000; Schmahl 2003) but not in children with PTSD (De Bellis 1999a, 2002; Carrion 2001) suggesting that early abuse with chronic long-term stress-related psychiatric disorder is required for this finding. Consistent with deficits in hippocampal function are deficits in verbal declarative memory (Bremner 1995) and failure of hippocampal activation with memory tasks (Bremner 2003a) in adult women with early abuse-related PTSD. Children with PTSD have smaller whole brain and corpus callosum volume (Carrion and Steiner 2000; De Bellis 2002) and alterations in structure of the cerebellum (Anderson 2002) and frontal cortex. (De Bellis and Thomas 2003b; Carrion 2001). Abused children also show alterations in EEG activity in the frontal cortex (Teicher 1994, 1997; Ito 1998). Studies in adult women with early abuse-related PTSD have shown altered function in the anterior cingulate/medial prefrontal cortex while they were remembering their childhood trauma (Bremner 1999; Shin 1999). Similar to animal studies there is evidence of dysregulation of the sympathetic nervous system in humans; early abuse and PTSD is associated with increased cortisol and norepinephrine levels in children (Carrion 2002; De Bellis 1999, Gunnar 2001), down-regulated platelet alpha-2 adrenergic receptors (Perry 1994), and increased resting heart rate (Perry 2001) while adults with early abuse and PTSD have low baseline (Bremner 2003b) and increased stress-induced cortisol responses (Elzinga 2003; Bremner 2003c) and increased norepinephrine at baseline (Lemieux and Coe 1995; El-Sheikh 2001). Women with early abuse and depression also have increased cortisol reactivity to stress (Heim 2000, 2001).

Deprivation of developmentally appropriate experience may reduce neuronal activity, resulting in a generalized decrease in neurotrophin production, synaptic connectivity, and neuronal survival (Gould and Tanapat 1999; Nibuya 1995; Duman 1997; Gould 1997) resulting in profound abnormalities in brain organization and structure (Perry 2002; Read 2001). Thus, childhood abuse and exposure to domestic violence can lead to numerous differences in the structure and physiology of the brain that expectedly would affect multiple human functions and behaviors (Perry and Pollard 1998; Teicher 2000, 2002).

Numerous studies have established that childhood stressors such as abuse or witnessing domestic violence can lead to a variety of negative health outcomes and behaviors, such as substance abuse, suicide attempts, and depressive disorders (Brodsky 1997; Kingree 1999; van der Kolk 1991; Kendall-Tackett 1993; Osofsky 1999; Hefferman 2000; Kendler 2000; Putnam 2003; Rohsenow 1988). This paper presents a conceptual framework that integrates findings from recent studies of the neurobiological effects of childhood abuse and exposure to domestic violence on brain structure and function (as reviewed above) with epidemiologic data from the Adverse Childhood Experiences (ACE) Study. Although the literature about the effects of childhood maltreatment is extensive (Bremner 2000, 2003a, 2003b; Kendall-Tackett 1993), we use the data and findings from the ACE Study as series of epidemiologic “case examples” in this paper because it simultaneously assessed a wide range of interrelated adverse experiences including abuse (emotional, physical, or sexual); witnessing domestic violence; parental marital discord; growing up with mentally ill, substance abusing, or criminal household members (Dong 2003a; Dube 2004a, 2002b) whereas most prior studies have focused on single forms of abuse. In addition, the ACE Study assessed numerous social, behavioral, and health outcomes (Anda 1999, 2001, 2002a, 2002b; Dube 1999, 2002a, 2003a, 2003b; Felitti 1998; Dietz 1999; Hillis 2000, 2001, 2004; Dong, 2003b; Edwards 2003a, 2003b; Chapman 2004;Whitfield 2003a) that would necessarily involve the performance of multiple brain functions and neuroregulatory systems. These aspects of the study design along with a large sample size allow for the illustration of how the effects of multiple forms of abuse and related stressors are cumulative and affect a wide variety of outcomes that might be expected based upon the neurobiological alterations reviewed above.

We used data from the ACE Study to test the following hypotheses, which have their basis in the neurosciences:

  • The damaging effects of adverse childhood experiences (ACEs) would be nonspecific, thereby affecting a variety of functions and behaviors, because abuse/traumatic stress affect a variety of brain structures and functions.

  • The likelihood of disturbances in any given function or behavior such as anxiety, sleep disturbances, substance abuse, sexuality, and hyperarousal or aggression would have a cumulative or “dose-response” relationship to the number of ACEs, theoretically paralleling the total exposure of the developing central nervous system to the activated stress response during childhood.

  • The number of comorbidities (Lilienfeld 2003) (mean number of human behaviors and functions affected), which theoretically parallels the number of brain systems and associated functions affected, would also have a dose-response relationship to the number of ACEs.

Methods

The ACE Study is an ongoing collaboration between Kaiser Permanente’s Health Appraisal Center (HAC) in San Diego, California, and the U. S. Centers for Disease Control and Prevention. The objective is to assess the impact of numerous, interrelated, ACEs on a wide variety of health behaviors and outcomes and on health care utilization and the methods of the study have been described in detail elsewhere. (Anda 1999; Dube 1999; Felitti 1998).

The study population was drawn from the HAC, which provides preventive health evaluations to adult members of Kaiser Health Plan in San Diego County. All persons evaluated at the HAC complete a standardized questionnaire, which includes health histories and health-related behaviors, a medical review of systems, and psychosocial evaluations which are a part of the ACE Study database.

Two weeks after their evaluation, each person evaluated at the HAC between August 1995 and March 1996 (survey wave 1; response rate 70 %) and June and October 1997 (survey wave 2; response rate 65%) received the ACE Study questionnaire by mail. The questionnaire collected detailed information about ACEs including abuse, witnessing domestic violence, and serious household dysfunction as well as health-related behaviors from adolescence to adulthood. Wave 2 respondents were asked detailed questions about health topics that analysis of wave 1 data had shown to be important (Anda 2003a; Felitti 1998; Dube 2003a; Dong 2003b). The response rate for both survey waves combined was 68%, for a total of 18175 responses.

We excluded 754 respondents who coincidentally underwent examinations during the time frames for both survey waves, leaving an unduplicated total of 17421. After exclusion of 84 respondents with missing demographic information, the final sample included 95% of the respondents (17337/18175); (wave I=8 708, wave II=8 629).

Definitions of Adverse Childhood Experiences (ACEs)

Questions used to define ACEs are listed in Table 1. All questions about ACEs pertained to the respondents’ first 18 years of life (≤ 18 years of age). For questions adapted from the Conflict Tactics Scale (CTS) (Strauss and Gelles 1990) there were 5 response categories: “never”,“once or twice”,“sometimes”,“often”, or “very often”. We defined 3 types of childhood abuse: emotional abuse (2 questions), physical abuse (2 questions), or contact sexual abuse (4 questions) by Wyatt (1985). We defined 5 exposures to household dysfunction during childhood: exposure to alcohol or other substance abuse (defined by 2 questions) (Schoenborn 1991), mental illness (2 questions), violent treatment of mother or stepmother (4 questions) (Strauss 1990), criminal behavior in the household (1 question), and parental separation or divorce (1 question). Respondents were defined as exposed to a category if they responded “yes”to 1 or more of the questions. Despite the sensitivity of these questions, the test-retest reliability for every ACE and the ACE score were in the good to excellent range (range of Cohen’s kappa: 0.46–0.86) (Dube 2004). Furthermore, a comparison of respondents and nonrespondents to the ACE Study questionnaire found no evidence of response rate bias or that respondents were biased toward attributing their health problems to childhood experiences (Edwards and Anda 2001).

Table 1

Definition and prevalence of each category of adverse childhood experience and the ACE score

Childhood abuse

Total N = 17,337

Emotional abuse

10.6

(Did a parent or other adult in the household…)

Often or very often swear at you, insult you, or put you down?

Sometimes, often, or very often act in a way that made you fear that you might be physically hurt?

Physical

28.3

(Did a parent or other adult in the household…)

Often or very often push, grab, slap, or throw something at you?

Often or very often hit you so hard that you had marks or were injured?

Sexual

20.7

(Did an adult or person at least 5 years older ever…)

Touch or fondle you in a sexual way?

Have you touch their body in a sexual way?

Attempt oral, anal, or vaginal intercourse with you?

Actually have oral, anal, or vaginal intercourse with you?

Household dysfunction

Substance abuse

26.9

Live with anyone who was a problem drinker or alcoholic?

Live with anyone who used street drugs?

Mental illness

19.4

Was a household member depressed or mentally ill?

Did a household member attempt suicide?

Mother treated violently

12.7

(Was your mother (or stepmother)):

Sometimes, often, or very often pushed, grabbed, slapped, or had something thrown at her?

Sometimes, often, or very often kicked, bitten, hit with a fist, or hit with something hard?

Ever repeatedly hit over at least a few minutes?

Ever threatened with or hurt by a knife or gun?

Incarcerated household member

4.7

Did a household member go to prison?

Parental separation or divorce

23.3

Were your parents ever separated or divorced?

Number of adverse childhood experiences (ACE score)

0

36.1

1

26.0

2

15.9

3

9.5

≥4

12.5

The number of ACEs (range: 0–8) was summed to create the ACE scores, with scores of 4 or more included as one category (≥ 4). Analyses were conducted treating the ACE score as 4 dichotomous variables (yes or no for scores of ≥ 4, 3, 2, and 1) with a score of 0 (no ACEs) as the referent.

Epidemiological evidence of disordered brain function in adulthood

The data and definitions used for the outcomes that provide evidence of disordered function were selected on an a priori basis using a general framework of health and social problems that likely represent dysfunction of specific brain systems and/or improper integration between systems. We recognize that functional neuroanatomical and physiologic systems are interactive and integrated and that behaviors and health problems cannot generally be attributed to the function of any single or particular system.To define the health-related behaviors or problem sources, we used information from the medical review of systems (ROS), the physical examination (PE), and the ACE Study questionnaire (ACEQ). In the definitions of these problems that follow, the source of the data is in parentheses.

Mental health disturbances

Panic reactions (ROS)

A “yes” response to the question: “Have you had or do you now have special circumstances in which you find yourself panicked?”

Depressed affect (ROS)

A “yes”to the question,“Have you had or do you now have depression or feel down in the dumps?”

Anxiety (ROS)

A “yes” to the question,“Do you have much trouble with nervousness?”

Hallucination (ROS)

A “yes” response to the question, “Have you ever had or do you have hallucinations (seen, smelled, or heard things that weren’t really there)?”

Somatic disturbances

Sleep disturbance (ROS)

A “yes” to “Do you have trouble falling asleep or staying asleep” or a “yes” to “Tiredness, even after a good night’s sleep?”

Severe obesity (PE)

Body mass index (kg/m2) ≥ 35.

Multiple somatic symptoms (ROS)

A total of 6 or more somatic symptoms in at least 2 different organ systems in the absence of a diagnosis specific to those systems.

Substance abuse

Current Smoking–Nicotine (ACEQ)

A “yes” to the question, “Do you currently smoke cigarettes?”

Self-reported alcoholic (ACEQ)

A “yes” to the question, “Have you ever considered yourself to be an alcoholic?”

Ever used illicit drugs (ACEQ)

A “yes”to the question, “Have you ever used street drugs?”

Injected drug use (ACEQ)

A “yes” to the question,“Have you ever injected street drugs?”

Impaired memory of childhood

Impaired memory of childhood (ACEQ)

A “yes” to the question, “Are there large parts of your childhood after age 4 that you can’t remember?”

Number of age periods affected (ACEQ)

Those who responded “yes” to the previous were asked to check boxes indicating age periods (in years) of impaired memory (4–6, 7–9, 10–12, 13–15, and 16–18). We summed the number of boxes checked to assess the relationship of the ACE score to the mean number of age periods affected. Information about impaired memory was available only for the wave 1 (N = 8708).

Sexuality

Early intercourse (ACEQ)

Age at first intercourse of 14 years or younger.

Promiscuity (ACEQ)

Lifetime sexual partners ≥ 30 (approximately the 90th percentile for males and the 95th percentile for females).

Sexual dissatisfaction (ROS)

A “no” to the question: “Are you currently satisfied with your sex life?”

Perceived stress, anger control, and risk of intimate partner violence

High level of perceived stress (ROS)

A response indicating “high” to the instruction,“Please fill in the circle that best describes your stress level (high, medium, low).”

Difficulty controlling anger (ROS)

A “yes” to the question, “Do you have or have you had reason to fear your anger getting out of control?”

Risk of perpetrating intimate partner violence (ROS)

A “yes” to the question, “Have you ever threatened, pushed, or shoved your partner?” Data about the risk of perpetrating intimate partner violence was available only for wave 2 (N = 8629).

Number of comorbid outcomes

We summed the number of outcomes (range: 0–18) for each respondent to quantitate the amount of comorbidity (mean number of disordered functions) associated with increasing ACE scores.

Statistical analysis

Adjusted odds ratios (OR) and 95% confidence intervals (CI) were obtained from logistic regression models using The SAS System Version 8.2, which assessed the associations between the ACE score (0, 1, 2, 3, or ≥ 4) and each of the 18 outcome measures. We used multiple linear regression to estimate the number of comorbid outcomes by ACE score. Covariates in all multivariate models included age, sex, race (other versus white), and education (high school diploma, some college, or college graduate versus less than high school).

Results

The final study sample included 9367 (54%) women and 7970 (46%) men. The mean age was 56 years for women and 58 years for men. Seventy-three percent of women and 76% of men were white; 34% of women and 45% of men were college graduates, and another 37 % and 34%, respectively had some college education.

Prevalence of the adverse childhood experiences

At least 1 ACE was reported by 64% of respondents. The prevalence of each ACE is shown in Table 1.

ACE score and the risk of health and behavioral outcomes

The ACE score had a strong, graded relationship to the prevalence and risk (adjusted OR) of affective disturbances (P < 0.001; Table 2, mental health disturbances). For persons with ≥ 4 ACEs, the risk of panic reactions, depressed affect, anxiety, and hallucinations were increased 2.5-, 3.6-, 2.4 and 2.7-fold, respectively (Table 2).

Table 2 - Click to view Relationship of the ACE score to the prevalence and relative risk (adjusted odds ratio)* of disturbances in two major domains of dysfunction: mental and somatic health disturbances. All odds ratios are adjusted for age, sex, race, and educational attainment using logistic regression.

The ACE score also had a graded relationship to the prevalence and risk (adjusted OR) each of the somatic disturbances (P < 0.001; Table 2, somatic health disturbances). The risk of sleep disturbance, severe obesity, and multiple somatic symptoms were increased 2.1-, 1.9-, and 2.7-fold, respectively, for persons with 4 or more ACEs.Substance use and abuse also increased as the ACE score increased. The risk of smoking, alcoholism, illicit drug use, and injected drug use were increased 1.8-, 7.2-, 4.5-, and 11.1-fold, respectively, for persons with ≥ 4 ACEs (Table 3, substance abuse).

Table 3 - Click to view Relationship of the ACE score to the prevalence and relative risk (adjusted odds ratio)* of disturbances in two domains: substance abuse and sexuality. *All odds ratios are adjusted for age, sex, race, and educational attainment using logistic regression.

Similarly, all three measures of sexuality were associated with the ACE score (Table 3, sexuality). The risk of early intercourse, promiscuity, and sexual dissatisfaction were increased 6.6-, 3.6-, and 2-fold, respectively, for persons with ≥ 4 ACEs (Table 3).

The risk of impaired memory of childhood was increased 4.4-fold for persons with ≥ 4 ACEs (Table 4). The number of age periods affected for memory disturbances increased in a graded fashion as the ACE score increased (P < 0.0001; Table 4).

Table 4 - Click to view Relationship of the ACE score to the prevalence and relative risk (adjusted odds ratio)* of problems with memory impairment for childhood and to the mean number of age periods affected. *All odds ratios are adjusted for age, sex, race, and educational attainment using logistic regression;**The mean number of age periods affected was adjusted for the same demographic variables using linear regression;***The sample size is 8708 because data about memory impairment were available for the wave 1 survey only.

High perceived stress, difficulty controlling anger, and the risk of perpetrating intimate partner violence (IPV) were increased 2.2-, 4.0-, and 5.5-fold, respectively, for persons with ≥ 4 ACEs (Table 5). We found (data not shown) that the adjusted odds ratio (95 % CI) for the relationship between difficulty controlling anger and the risk of perpetrating IPV were 6.3 (4.4–9.0) for men and 7.6 (5.3–11.1) for women (P < 0.001). Similarly (data not shown), the adjusted odds ratio (95 % CI) for the relationship between perceived high stress and the risk of perpetrating IPV was the same for both men and women: 1.8 (1.4–2.3), (P < 0.001).

Table 5 - Click to view Relationship of the ACE score to the prevalence and relative risk (adjusted odds ratio)* of high perceived stress, difficulty controlling anger, and risk of perpetrating intimate partner violence during adulthood. *All odds ratios are adjusted for age, sex, race, and educational attainment using logistic regression. The adjusted odds ratio (95 % CI) for the relationship between difficulty controlling anger and the risk of perpetrating IPV were: 6.3 (4.4–9.0) for men; 7.6 (5.3–11.1) for women. The adjusted odds ratio (95 % CI) for the relationship between high perceived stress and the risk of perpetrating IPV was the same for both men and women: 1.8 (1.4–2.3).**The sample size is 8629 because data about memory impairment were available for the wave 2 survey only.

ACE score and number of comorbid outcomes

As the ACE score increased, the mean number of comorbid outcomes increased in a graded fashion (Fig. 1), nearly tripling between ACE scores of 0 and ACE scores of 7–8.Fig. 1The mean number of comorbid outcomes in the study sample was 2.1 (range: 0–14); means are adjusted for age, sex, race, and educational attainment. The trend in the means is significant (P < 0.0001); vertical error bars represent 95% confidence intervals

Discussion

These epidemiological findings converge with evidence from neurobiology about numerous effects of childhood stress on brain and physical systems (Glaser 2000). Extreme, traumatic or repetitive childhood stressors such as abuse, witnessing or being the victim of domestic violence, and related types of ACES are common, tend to be kept secret, and go unrecognized by the outside world. Likewise, the fight-or-flight response among children exposed to these types of stressors, and the attendant release of endogenous catecholamines and adrenal corticosteroids are both uncontrollable and invisible (Perry 1998; Teicher 2002; De Bellis 1994, 1997; Scaer 2001). Furthermore, the detrimental effects of traumatic stress on developing neural networks and on the neuroendocrine systems that regulate them have until recently remained hidden even to the eyes of most neuroscientists. However, the information and data that we present herein suggest that this veiled cascade of events represents a common pathway to a variety of important long-term behavioral, health, and social problems (Table 6).

Table 6 - Click to view Summary of the convergence between neurobiological effects of childhood maltreatment with ACE study epidemiological findings.

The convergence of evidence from neurobiology and epidemiology calls for an integrated perspective on the origins of health and social problems throughout the lifespan. This constellation of effects from childhood stressors calls to mind the wisdom of Occam’s razor, a celebrated dictum in medicine, which holds that if a single unifying explanation can be found for multiple symptoms and problems, then it is likely that the correct explanation lies in the simplest account (Lo Re and Bellini 2002). In the context of what we present herein, the application of this dictum has the potential to unify and improve our understanding of many seemingly unrelated, but often co-morbid health and social problems that have historically been seen and treated as categorically independent in Western culture.

Certain neurobiological findings are especially congruent with the data from the ACE Study reported herein (Table 6). Magnetic resonance imaging (MRI) has revealed reductions in hippocampus (Bremner 1997, 2003a; Stein 1997), and amygdala (Driessen 2000; Schmahl 2003) volumes as well as deficits in verbal declarative memory measured with neuropsychological testing (Teicher 2000; Heim and Nemeroff 2001) among women who were sexually abused as children. The hippocampus plays a role in memory storage and retrieval; we found that impaired memory of childhood increases as the ACE score increases. Neurobiological evidence supports the hypothesis of dysfunction in hippocampus, amygdala, medial prefrontal cortex, and other limbic structures believed to mediate anxiety and mood dysregulation following early abuse (Teicher 2002). We, in turn, demonstrated a graded relationship of the ACE score to affective symptoms and unexplained periods of panic among our study participants. We found that a history of hallucinations increases as the ACE score increases; these symptoms may be related to alterations in hippocampal and/or prefrontal cortical function. The amygdala plays a critical role in fear responses and probably sexual and aggressive behaviors (Pinchus and Tucker 1978) and in the current study we show strong relationships of the ACE score to sexual behaviors, poor anger control, and the risk for perpetrating intimate partner violence.

The current study adds support for numerous effects of childhood adverse experiences on physical health. Stress is known from animal studies to be associated with a broad range of effects on physical health, including cardiovascular disease, hypertension, hyperlipidemia, asthma, metabolic abnormalities, obesity, infection, and other physical disorders (Musselman 1998; Kaplan 1982; Rozanski, McEwen and Stellar 1993; Anda 1993). Findings of increased obesity as the ACE score increases in this study and reported elsewhere (Williamson 2002) are consistent with animal studies showing that stress, acting through the effects of glucocorticoids on the glucocorticoid receptor on intra-abdominal adipocytes, leads to increased intra-abdominal fat which carries its own independent mortality risk.

We found a strong relationship between early adverse experience and substance use and abuse (illicit drugs, alcohol, and nicotine) later in life. Studies in animals show that early stressors lead to increased activity of the locus coeruleus with resultant increased release of nor-epinephrine in the brain (Abercrombie and Jacobs 1987). Substances such as heroin and alcohol decrease firing of the locus coeruleus, while substance withdrawal has the opposite effect (Bermner 1996). Consistent with this, the onset of substance abuse corresponds to the time of traumatization in PTSD patients, and these patients report that heroin and alcohol decrease symptoms of PTSD (Bremner 1996b). Stress also results in altered release of dopamine in the nucleus accumbens (striatum), the primary reward system within the brain (Deutch and Roth 1990). Smoking causes release of dopamine in this area, which is felt to underlie the addictive properties of nicotine (Volkow 2003). Early adverse experiences may disrupt this dopamine circuit, leading to increased risk of smoking, with its attendant negative health consequences. In summary, findings from animal studies provide a physiological rationale for how early stress can be associated with substance abuse and smoking in later life.

Another interesting finding is the relationship between ACE score and sexuality (early intercourse, promiscuity, sexual dissatisfaction) in adulthood. Animal studies show that early stressors result in long-term changes in peptides such as oxytocin that regulate pair bonding and social attachment (Insel and Winslow 1998; Francis 2002). Early adverse experiences may disrupt the ability to form long-term attachments in adulthood. The unsuccessful search for attachment may lead to sexual relations with multiple partners, with resultant promiscuity and other issues related to sexuality.

The monoamine neurotransmitter systems (norepinephrine, dopamine, serotonin) (Valentsein 1998) act within a primary regulatory system of large neural networks; these monoamine systems help to orchestrate complex neural functions. Their ubiquitous patterns of connectivity originate in the lower regions of the brain and send projections throughout the brain; in addition, they receive input from the autonomic nervous system and peripheral sensory apparatus (Foote 1983). In young animals, experimental manipulation of these systems can create behaviors similar to those seen in abuse victims, including aggression, eating problems, alcohol use, stress-response dysfunction, hyper-reactivity, anergy, and many other behavioral problems. A similar situation exists in humans in whom monoamine dysfunction has been hypothesized in a host of neuropsychiatric syndromes, including aggressive and violent behavior, suicidality, alcoholism, substance abuse and dependence, depression, anxiety disorders, and social/relational problems. We know from several studies that the functioning of these monoamine systems in adults is influenced by childhood experiences (De Bellis 1999b; Whitfield 2003b). In addition, a recent study of a polymorphism for the promoter region of the serotonin transporter (5-HTT) gene found that childhood maltreatment increased the risk of depression in early adulthood for persons with the common “short” allele compared to persons with the long allele; the short allele is associated with lower transcriptional efficiency of the promoter (Caspi 2003). Not surprisingly, many currently prescribed psychoactive drugs act by altering the dynamics of these monoamine systems. In some circumstances, the effects of these drugs may have caused an 182 oversight of the important distinction between understanding intermediary mechanisms (alterations in monoamine neurotransmitter systems) and recognizing the underlying causes of these alterations (childhood traumatic stress).

Numerous studies have shown that early abuse survivors have multiple overlapping psychiatric disorders (Kessler 1995) which have been described as “comorbidity”. The term comorbidity, however, can imply that these represent unique disorders with distinct etiologies (Lillienfeld 2003). An alternative explanation is that several disorders (e. g., depression, PTSD, dissociative disorders, substance abuse, borderline personality disorder) have to varying degrees a common etiology and are modulated by genetics (Caspi 2003) and repeated exposure to stress such as childhood maltreatment. Indeed, the term “trauma spectrum disorders” has been used to describe these overlapping conditions (Bremner 2003b). In addition, the artificial distinction between psychiatric and physical disorders has represented an impediment to the effective treatment of the numerous problems among survivors of childhood maltreatment. Epidemiological findings are consistent with a need to develop more broad based approaches to addressing the wide spectrum of effects of childhood maltreatment (Fig. 1).

There are several potential limitations with retrospective reporting of childhood experiences and self-reporting of the outcome measures. For example, respondents may have had difficulty recalling certain childhood events (Edwards 2001) or may choose not to disclose certain experiences or personal behaviors. Longitudinal follow-up of adults whose childhood abuse was documented has shown that their retrospective reports of childhood abuse are likely to underestimate actual occurrence (DellaFemina 1990; Williams 1995). Interestingly, evidence of the effects of traumatic stress in childhood on the hippocampus provides a neurophysiologic explanation for this phenomenon. Difficulty recalling childhood events likely results in misclassification (classifying persons truly exposed to ACEs as unexposed) that would bias our results toward the null (Rothman and Greenland 1998). Thus, this potential weakness probably resulted in underestimates of the true strength of the relationships between ACEs and the 18 outcomes we examined.

The historical mind-body dichotomy that persists in traditional Western medical training points medical researchers and clinicians away from risk factors that may be judged psychosocial. Thus, the original traumatic pathophysiological insults may be “silent” until much later in life (Brown 2001; Putnam 1998), when they are likely to be overlooked by investigators and clinicians who are understandably prone to focus on proximate determinants of human well-being. This leads to treatment of symptoms without a full understanding of their potential origins in the disruptive effects of ACEs on childhood neurodevelopment.

The argument for a causal relationship between ACEs and a variety of outcomes is strengthened by the combined evidence from neurobiology and epidemiology. This argument is important because evidence of causation affects decisions about prognosis, diagnosis, and treatment and can enhance understanding of the role of the childhood stressors on the developing brain in producing changes in affect, behavior, and cognition (Putnam 1998).We summarize the application of Sir Bradford Hill’s 9 criteria for establishing an argument for causation (van Reekum 2001) in the context of this converging evidence:

  • Demonstration of a strong association between the causative agent and the outcome. The strength of the relationship between ACEs and numerous outcomes is consistently strong as reported herein.

  • Consistency of findings across research sites and methods. Numerous studies in different study populations and measures of abuse, neglect, and related experiences have shown relationships of ACEs to a variety of symptoms and behaviors.

  • Specificity. In the context of the converging evidence from epidemiology and neurobiology, specificity is lacking, but this in no way detracts from the argument of causation. The ACE score is a combined score representing cumulative stress and was not designed to provide evidence of specificity. Moreover, ACEs would be expected to be associated with multiple outcomes because of their effects on a variety of brain structures and functions.

  • Temporal sequence. Most of the outcomes presented herein occurred during adulthood; the exposures (childhood experiences) clearly antedate the outcomes in these cases.

  • Biological gradient. The “dose-response” relationship between the number of ACEs and each of the outcomes (as well as the number of comorbid outcomes) is strong and graded. This is consistent with cumulative effects of childhood stress on the developing brain.

  • Biological plausibility. The strength of the convergence between epidemiology and neurobiology is most evident here. Recent studies from the neurosciences show that childhood stress can affect numerous brain structures and functions providing convincing biologic plausibility for the epidemiologic findings.

  • Coherence.“The term coherence implies that a cause and effect interpretation for an association does not conflict with what is known about the natural history and biology of the disease (Rothman 1998).” In fact, recent research shows that childhood maltreatment interacts with a common functional polymorphism in the promoter region of the serotonin transporter 5-HTT, resulting in higher risk of depression and suicidality (Caspi 2003), both of which are associated with the ACE score. This information is consistent with an effect of early maltreatment on monoamine pathways known to be involved in depressive disorders.

  • Experimental evidence. This is the most persuasive evidence, but for ethical reasons randomized experiments depend on animal studies. Evidence from studies in rodents and primates show that stressful exposures induce neuroanatomical and neurophysiologic differences as well as aggression and drug seeking behaviors.

  • Analogous evidence. A widely acknowledged analogy for an exposure causing a multitude of outcomes (as seen with ACEs, including a dose-response relationship) is the causal relationship of cigarette smoking to cardiovascular diseases, neoplasms, lung disease, and other health problems (CDC, 2002).

In conclusion, there is a striking convergence of recent findings from the neurosciences with those from a large epidemiologic study of the long-term effects of ACEs which has the potential to open multidisciplinary approaches to studying and improving human well-being. Current practices of medicine and public health are fragmented by categorical funding, organizational boundaries, and a symptom-based system of medical care. Prevention and remediation of our nation’s leading health and social problems is likely to benefit from understanding that many of these problems tend to be co-morbid and may have common origins in the enduring neurodevelopmental consequences of abuse and related adverse experiences during childhood.

Link to Article

Abstract

Background Childhood maltreatment has been linked to a variety of changes in brain structure and function and stress-responsive neurobiological systems. Epidemiological studies have documented the impact of childhood maltreatment on health and emotional well-being. Methods After a brief review of the neurobiology of childhood trauma, we use the Adverse Childhood Experiences (ACE) Study as an epidemiological “case example” of the convergence between epidemiologic and neurobiological evidence of the effects of childhood trauma. The ACE Study included 17,337 adult HMO members and assessed 8 adverse childhood experiences (ACEs) including abuse, witnessing domestic violence, and serious household dysfunction. We used the number of ACEs (ACE score) as a measure of cumulative childhood stress and hypothesized a “dose-response” relationship of the ACE score to 18 selected outcomes and to the total number of these outcomes (comorbidity). Results Based upon logistic regression analysis, the risk of every outcome in the affective, somatic, substance abuse, memory, sexual, and aggression-related domains increased in a graded fashion as the ACE score increased (P < 0.001). The mean number of comorbid outcomes tripled across the range of the ACE score. Conclusions The graded relationship of the ACE score to 18 different outcomes in multiple domains theoretically parallels the cumulative exposure of the developing brain to the stress response with resulting impairment in multiple brain structures and functions.

Introduction

The intricate organization and functional capacity of the human brain are shaped by a complex interplay of developmental and environmental factors, ultimately influencing genomic expression (Perry and Pollard 1998; Teicher 2000, 2002). However, this delicate developmental trajectory is susceptible to disruption by extreme, repetitive, or atypical stressors during critical periods of childhood brain development. These stressors can lead to enduring impairments in major neuroregulatory systems, with significant and lasting neurobehavioral consequences (Teicher 2000; Heim and Nemeroff 2001; Repetti 2002; Gutman and Nemeroff 2002; Gorman 2002; De Bellis and Thomas 2003a; Bremner and Vermetten 2001). A growing body of research from neurobiology and epidemiology suggests that early life stress, including abuse and other adverse experiences, can cause persistent brain dysfunction that impacts health and well-being across the lifespan.

Extensive evidence from rodent, primate, and human studies indicates that early life stressors induce long-term alterations in various brain circuits and systems (Sanchez 2001; Bremner 2003a). For example, the amygdala, responsible for fear responses, and the prefrontal cortex, involved in mood regulation, emotional processing, and cognitive function, are particularly vulnerable (Bremner 2003b). Additionally, the hypothalamic-pituitary-adrenal (HPA) axis, a critical component of the stress response, exhibits significant alterations. Notably, there is a crucial interaction between development and stress, as exemplified by the immature glucocorticoid (cortisol in humans) response in young infants, despite their demonstrable response to stressors through other markers like c-fos (Smith 1997).

Substantial research has focused on the relationship between development, early stress, the HPA axis, and the hippocampus—a stress-sensitive brain region vital for learning and memory (McEwen 1992; Sapolsky 1990, 1996; Gould and Tanapat 1999). The hippocampus retains the capacity for neurogenesis (new neuron growth) throughout adulthood; however, stress can hinder this process (Nibuya 1995; Duman 1997; Gould 1997) and impair memory function (Diamond 1996; Luine 1994). Early life stressors can result in prolonged elevations in glucocorticoid responses to stress (Plotsky and Meaney 1993; Ladd 1996), along with decreased expression of cortisol receptors in the hippocampus and increased expression of corticotropin-releasing factor in the hypothalamus, both contributing to HPA axis dysregulation (Ladd 1996; Liu 1997). Conversely, hippocampal neurogenesis is promoted by enriched environments (Kempermann 1997), learning (Gould 1999a), and certain antidepressant treatments (Malberg 2000; Czeh 2001).

Beyond the HPA axis and hippocampus, the noradrenergic system, specifically the locus coeruleus, plays a key role in stress response (Bremner 1996a). Early life stressors can lead to long-term reductions in alpha-2 noradrenergic receptor expression in the locus coeruleus, potentially disrupting feedback inhibition and resulting in exaggerated noradrenergic responses to subsequent stressors (Sanchez 2001; Caldji 2000; Francis 1999). Furthermore, alterations in serotonergic (Rosenblum 1994; Bennett 2002) and GABAergic (Caldji 2000) receptor systems contribute to impairments in social attachment, mood regulation, and affect regulation following early stress exposure. These neurobiological vulnerabilities are further evidenced by cognitive deficits observed in children with PTSD (Beers 2002).

Clinical studies of individuals who have experienced abuse, particularly those with PTSD, corroborate the findings from animal models. For instance, reduced hippocampal volume has been reported in adults with early abuse-related PTSD (Bremner 1997, 2003a; Stein 1997), adult women with a history of early abuse and depression (Vythilingam 2002), and individuals with borderline personality disorder (Driessen 2000; Schmahl 2003). Interestingly, this finding has not been consistently observed in children with PTSD (De Bellis 1999a, 2002; Carrion 2001), suggesting that the combination of early abuse and chronic stress associated with long-term psychiatric disorders may be necessary for hippocampal volume reduction to manifest.

Supporting the notion of hippocampal dysfunction, deficits in verbal declarative memory (Bremner 1995) and impaired hippocampal activation during memory tasks have been observed in adult women with early abuse-related PTSD (Bremner 2003a). In children with PTSD, smaller overall brain volume, reduced corpus callosum size (Carrion and Steiner 2000; De Bellis 2002), and structural alterations in the cerebellum (Anderson 2002) and frontal cortex have been reported (De Bellis and Thomas 2003b; Carrion 2001). Additionally, abused children exhibit altered EEG activity in the frontal cortex (Teicher 1994, 1997; Ito 1998), and adult women with early abuse-related PTSD display aberrant anterior cingulate/medial prefrontal cortex activity during trauma recall (Bremner 1999; Shin 1999).

Mirroring animal studies, evidence of sympathetic nervous system dysregulation is apparent in humans exposed to early life stress. Children with a history of abuse and PTSD exhibit elevated cortisol and norepinephrine levels (Carrion 2002; De Bellis 1999, Gunnar 2001), downregulated platelet alpha-2 adrenergic receptors (Perry 1994), and increased resting heart rate (Perry 2001). Similarly, adults with early abuse and PTSD demonstrate low baseline (Bremner 2003b) and exaggerated stress-induced cortisol responses (Elzinga 2003; Bremner 2003c), as well as elevated baseline norepinephrine levels (Lemieux and Coe 1995; El-Sheikh 2001). Notably, women with a history of early abuse and depression also exhibit heightened cortisol reactivity to stress (Heim 2000, 2001).

The deprivation of developmentally appropriate experiences can suppress neuronal activity, leading to a generalized reduction in neurotrophin production, synaptic connectivity, and neuronal survival (Gould and Tanapat 1999; Nibuya 1995; Duman 1997; Gould 1997), ultimately resulting in profound abnormalities in brain organization and structure (Perry 2002; Read 2001). Consequently, childhood abuse and exposure to domestic violence can lead to significant differences in brain structure and physiology, with predictable impacts on a wide range of human functions and behaviors (Perry and Pollard 1998; Teicher 2000, 2002).

Numerous studies have firmly established that childhood stressors, such as abuse or witnessing domestic violence, can increase the risk of various negative health outcomes and behaviors, including substance abuse, suicide attempts, and depressive disorders (Brodsky 1997; Kingree 1999; van der Kolk 1991; Kendall-Tackett 1993; Osofsky 1999; Hefferman 2000; Kendler 2000; Putnam 2003; Rohsenow 1988). This paper presents a conceptual framework that integrates findings from recent neurobiological studies on the effects of childhood abuse and exposure to domestic violence on brain structure and function with epidemiological data from the Adverse Childhood Experiences (ACE) Study. While the literature on the consequences of childhood maltreatment is vast (Bremner 2000, 2003a, 2003b; Kendall-Tackett 1993), we utilize data and findings from the ACE Study as illustrative epidemiological "case examples" due to its comprehensive assessment of a wide array of interconnected adverse experiences. These experiences encompass abuse (emotional, physical, or sexual), witnessing domestic violence, parental marital discord, and growing up with mentally ill, substance-abusing, or criminal household members (Dong 2003a; Dube 2004a, 2002b), whereas most prior studies have focused on individual forms of abuse. Furthermore, the ACE Study examined numerous social, behavioral, and health outcomes (Anda 1999, 2001, 2002a, 2002b; Dube 1999, 2002a, 2003a, 2003b; Felitti 1998; Dietz 1999; Hillis 2000, 2001, 2004; Dong, 2003b; Edwards 2003a, 2003b; Chapman 2004; Whitfield 2003a) that inherently involve the functioning of multiple brain systems and neuroregulatory processes. These aspects of the study design, coupled with its large sample size, allow for a compelling illustration of how the cumulative effects of multiple forms of abuse and related stressors influence a wide spectrum of outcomes, consistent with the neurobiological alterations reviewed above.

Guided by these neuroscientific insights, we used data from the ACE Study to test the following hypotheses:

  • Hypothesis 1: The detrimental effects of adverse childhood experiences (ACEs) would be nonspecific, impacting a wide range of functions and behaviors, reflecting the widespread influence of abuse/traumatic stress on various brain structures and functions.

  • Hypothesis 2: The likelihood of disturbances in specific functions or behaviors, such as anxiety, sleep disturbances, substance abuse, sexuality, hyperarousal, or aggression, would exhibit a cumulative or "dose-response" relationship with the number of ACEs. This relationship theoretically mirrors the cumulative exposure of the developing central nervous system to the activated stress response during childhood.

  • Hypothesis 3: The number of comorbidities (Lilienfeld 2003), reflecting the mean number of human behaviors and functions affected, which theoretically parallels the number of affected brain systems and associated functions, would also demonstrate a dose-response relationship with the number of ACEs.

Methods

The ACE Study is a collaborative, ongoing research endeavor between Kaiser Permanente’s Health Appraisal Center (HAC) in San Diego, California, and the U.S. Centers for Disease Control and Prevention. The study aims to evaluate the impact of numerous, interrelated ACEs on a wide range of health behaviors and outcomes, as well as healthcare utilization. Detailed descriptions of the study methods have been published previously (Anda 1999; Dube 1999; Felitti 1998).

The study population was drawn from the HAC, which provides preventive health evaluations to adult members of the Kaiser Health Plan in San Diego County. All individuals undergoing evaluations at the HAC complete a standardized questionnaire, which includes health histories, health-related behaviors, a medical review of systems, and psychosocial evaluations, all of which are integrated into the ACE Study database.

Two weeks after their initial evaluation, each individual assessed at the HAC between August 1995 and March 1996 (survey wave 1; response rate 70%) and June and October 1997 (survey wave 2; response rate 65%) received the ACE Study questionnaire by mail. The questionnaire collected comprehensive information about ACEs, including abuse, witnessing domestic violence, and experiencing serious household dysfunction, as well as health-related behaviors from adolescence to adulthood. Wave 2 respondents were asked more detailed questions about health topics identified as significant through the analysis of wave 1 data (Anda 2003a; Felitti 1998; Dube 2003a; Dong 2003b). The combined response rate for both survey waves was 68%, yielding a total of 18,175 responses.

To avoid duplication, 754 respondents who participated in both survey waves were excluded, resulting in an unduplicated total of 17,421 respondents. After further excluding 84 respondents with missing demographic information, the final sample comprised 95% of the initial respondents (17,337/18,175), with 8,708 from wave 1 and 8,629 from wave 2.

Definitions of Adverse Childhood Experiences (ACEs)

The questions used to define ACEs are presented in Table 1. All questions regarding ACEs pertained to the respondents' experiences before the age of 18. For questions adapted from the Conflict Tactics Scale (CTS) (Strauss and Gelles 1990), there were five response categories: "never," "once or twice," "sometimes," "often," or "very often."

We defined three types of childhood abuse based on the work of Wyatt (1985): emotional abuse (2 questions), physical abuse (2 questions), and contact sexual abuse (4 questions). We also defined five categories of exposure to household dysfunction during childhood: exposure to alcohol or other substance abuse (2 questions) (Schoenborn 1991), mental illness (2 questions), violent treatment of mother or stepmother (4 questions) (Strauss 1990), criminal behavior in the household (1 question), and parental separation or divorce (1 question). Respondents were classified as exposed to a specific category if they answered "yes" to one or more of the questions within that category.

Despite the sensitive nature of these questions, the test-retest reliability for each ACE and the overall ACE score was found to be good to excellent (Cohen's kappa range: 0.46–0.86) (Dube 2004). Importantly, a comparison of respondents and nonrespondents to the ACE Study questionnaire revealed no evidence of response rate bias or a tendency for respondents to attribute their health problems to childhood experiences (Edwards and Anda 2001).

Table 1 Definition and Prevalence of Each Category of Adverse Childhood Experience and the ACE Score

Adverse Childhood Experience Category

Definition

Prevalence (%)

Abuse

Emotional abuse

10.6

Physical abuse

28.3

Contact sexual abuse

20.7

Household Dysfunction

Substance abuse in household

26.9

Mental illness in household

19.4

Mother treated violently

12.7

Criminal behavior in household

5.5

Parental separation or divorce

23.3

ACE Score

Number of Categories with at Least One "Yes" Response

1

21.0

2

15.9

3

10.1

≥ 4

18.6

To create the ACE score, the number of ACE categories with at least one "yes" response was summed (range: 0–8). For analysis, scores of 4 or more were grouped into a single category (≥ 4). Analyses were conducted by treating the ACE score as four dichotomous variables (yes or no for scores of ≥ 4, 3, 2, and 1), with a score of 0 (no ACEs) serving as the reference group.

Epidemiological Evidence of Disordered Brain Function in Adulthood

Data and definitions for outcomes indicative of disordered brain function were selected a priori based on a general framework of health and social problems likely to reflect dysfunction in specific brain systems and/or impaired inter-system integration. We acknowledge that functional neuroanatomical and physiological systems are interconnected and that behaviors and health problems cannot be attributed solely to the function of a single, isolated system.

To define health-related behaviors and problem sources, we used information from three sources: the medical review of systems (ROS), the physical examination (PE), and the ACE Study questionnaire (ACEQ). In the definitions below, the source of the data is indicated in parentheses.

Mental Health Disturbances

  • Panic Reactions (ROS): A "yes" response to the question: "Have you had or do you now have special circumstances in which you find yourself panicked?"

  • Depressed Affect (ROS): A "yes" response to the question: "Have you had or do you now have depression or feel down in the dumps?"

  • Anxiety (ROS): A "yes" response to the question: "Do you have much trouble with nervousness?"

  • Hallucination (ROS): A "yes" response to the question: "Have you ever had or do you have hallucinations (seen, smelled, or heard things that weren’t really there)?"

Somatic Disturbances

  • Sleep Disturbance (ROS): A "yes" response to either "Do you have trouble falling asleep or staying asleep?" or "Tiredness, even after a good night’s sleep?"

  • Severe Obesity (PE): Body mass index (kg/m2) ≥ 35.

  • Multiple Somatic Symptoms (ROS): A total of 6 or more somatic symptoms reported across at least 2 different organ systems in the absence of a specific diagnosis related to those systems.

Substance Abuse

  • Current Smoking–Nicotine (ACEQ): A "yes" response to the question: "Do you currently smoke cigarettes?"

  • Self-reported Alcoholic (ACEQ): A "yes" response to the question: "Have you ever considered yourself to be an alcoholic?"

  • Ever Used Illicit Drugs (ACEQ): A "yes" response to the question: "Have you ever used street drugs?"

  • Injected Drug Use (ACEQ): A "yes" response to the question: "Have you ever injected street drugs?"

Impaired Memory of Childhood

  • Impaired Memory of Childhood (ACEQ): A "yes" response to the question: "Are there large parts of your childhood after age 4 that you can’t remember?"

  • Number of Age Periods Affected (ACEQ): Participants who responded "yes" to the previous question about impaired memory were then asked to indicate the age periods (in years) during which their memory was impaired (4–6, 7–9, 10–12, 13–15, and 16–18). To assess the relationship between the ACE score and the extent of memory impairment, the number of checked boxes was summed. Data on impaired memory were available only for wave 1 participants (N = 8,708).

Sexuality

  • Early Intercourse (ACEQ): First sexual intercourse at or before the age of 14.

  • Promiscuity (ACEQ): Having had 30 or more lifetime sexual partners (approximately the 90th percentile for males and the 95th percentile for females).

  • Sexual Dissatisfaction (ROS): A "no" response to the question: "Are you currently satisfied with your sex life?"

Perceived Stress, Anger Control, and Risk of Intimate Partner Violence

  • High Level of Perceived Stress (ROS): Selecting "high" in response to the instruction: "Please fill in the circle that best describes your stress level (high, medium, low)."

  • Difficulty Controlling Anger (ROS): A "yes" response to the question: "Do you have or have you had reason to fear your anger getting out of control?"

  • Risk of Perpetrating Intimate Partner Violence (ROS): A "yes" response to the question: "Have you ever threatened, pushed, or shoved your partner?" Data on the risk of perpetrating intimate partner violence were available only for wave 2 participants (N = 8,629).

Number of Comorbid Outcomes

To quantify the degree of comorbidity (mean number of disordered functions) associated with increasing ACE scores, we summed the total number of outcomes (range: 0–18) for each respondent.

Statistical Analysis

We used logistic regression models in SAS version 8.2 to calculate adjusted odds ratios (ORs) and 95% confidence intervals (CIs) to assess the associations between the ACE score (0, 1, 2, 3, or ≥ 4) and each of the 18 outcome measures. To estimate the number of comorbid outcomes by ACE score, we employed multiple linear regression. All multivariate models included covariates for age, sex, race (white vs. other), and education (less than high school vs. high school diploma, some college, or college graduate).

Results

The final study sample comprised 9,367 (54%) women and 7,970 (46%) men. The mean age was 56 years for women and 58 years for men. The majority of participants were white (73% of women and 76% of men). In terms of educational attainment, 34% of women and 45% of men were college graduates, with an additional 37% of women and 34% of men having some college education.

Prevalence of Adverse Childhood Experiences

A substantial proportion of respondents (64%) reported experiencing at least one ACE. The prevalence of each specific ACE is presented in Table 1.

ACE Score and the Risk of Health and Behavioral Outcomes

The ACE score exhibited a strong, graded relationship with both the prevalence and the risk (adjusted OR) of affective disturbances. Specifically, for individuals with an ACE score of 4 or more, the risk of experiencing panic reactions, depressed affect, anxiety, and hallucinations was increased by 2.5-fold, 3.6-fold, 2.4-fold, and 2.7-fold, respectively.

A graded relationship was also observed between the ACE score and the prevalence and risk of various somatic disturbances (P < 0.001; Table 2, somatic health disturbances). The risk of reporting sleep disturbance, severe obesity, and multiple somatic symptoms increased by 2.1-fold, 1.9-fold, and 2.7-fold, respectively, for individuals with 4 or more ACEs.

Substance use and abuse also showed a clear association with increasing ACE scores. Compared to individuals with no ACEs, those with 4 or more ACEs had a 1.8-fold, 7.2-fold, 4.5-fold, and 11.1-fold increased risk of smoking, alcoholism, illicit drug use, and injected drug use, respectively.

All three measures of sexuality were significantly associated with the ACE score. The risk of early intercourse, promiscuity, and sexual dissatisfaction increased by 6.6-fold, 3.6-fold, and 2-fold, respectively, for individuals with an ACE score of 4 or more.

Impaired memory of childhood also showed a strong association with ACEs, with a 4.4-fold increased risk for individuals with 4 or more ACEs. Furthermore, the number of age periods affected by memory disturbances increased in a graded manner as the ACE score increased.

High perceived stress, difficulty controlling anger, and the risk of perpetrating intimate partner violence (IPV) were also significantly elevated in individuals with higher ACE scores. Specifically, those with 4 or more ACEs had a 2.2-fold, 4.0-fold, and 5.5-fold increased risk, respectively, compared to those with no ACEs. Further analyses revealed that the adjusted odds ratio for the relationship between difficulty controlling anger and the risk of perpetrating IPV was 6.3 (95% CI: 4.4–9.0) for men and 7.6 (95% CI: 5.3–11.1) for women (P < 0.001). Similarly, the adjusted odds ratio for the relationship between high perceived stress and the risk of perpetrating IPV was consistent for both men and women at 1.8 (95% CI: 1.4–2.3; P < 0.001).

Link to Article

Abstract

Background Childhood maltreatment has been linked to a variety of changes in brain structure and function and stress-responsive neurobiological systems. Epidemiological studies have documented the impact of childhood maltreatment on health and emotional well-being. Methods After a brief review of the neurobiology of childhood trauma, we use the Adverse Childhood Experiences (ACE) Study as an epidemiological “case example” of the convergence between epidemiologic and neurobiological evidence of the effects of childhood trauma. The ACE Study included 17,337 adult HMO members and assessed 8 adverse childhood experiences (ACEs) including abuse, witnessing domestic violence, and serious household dysfunction. We used the number of ACEs (ACE score) as a measure of cumulative childhood stress and hypothesized a “dose-response” relationship of the ACE score to 18 selected outcomes and to the total number of these outcomes (comorbidity). Results Based upon logistic regression analysis, the risk of every outcome in the affective, somatic, substance abuse, memory, sexual, and aggression-related domains increased in a graded fashion as the ACE score increased (P < 0.001). The mean number of comorbid outcomes tripled across the range of the ACE score. Conclusions The graded relationship of the ACE score to 18 different outcomes in multiple domains theoretically parallels the cumulative exposure of the developing brain to the stress response with resulting impairment in multiple brain structures and functions.

How Bad Childhood Experiences Affect Health and Well-Being Throughout Life: What the Science Tells Us

Our brains develop over time, shaped by our experiences and genes. Bad experiences, especially during childhood, can disrupt this process and have lasting effects on brain function and, as a result, our health and well-being. Research is showing that early life stress, like abuse, can cause changes in the brain that impact us throughout our lives.

Studies on animals and humans show that early stress changes parts of the brain involved in processing emotions, memory, and stress responses. For example, the amygdala, which controls fear, and the prefrontal cortex, important for mood and thinking, are affected. Stress also impacts the hippocampus, crucial for learning and memory. Early stress can make the stress response system overactive, impair the growth of new brain cells, and harm memory. Other brain areas and systems are also affected, like those involving norepinephrine, serotonin, and GABA, which are important for mood, attachment, and emotional regulation.

People who experienced abuse often have smaller hippocampi, problems with memory, and changes in brain activity. Children who have experienced trauma might have smaller brains overall and changes in brain structure. These brain changes likely contribute to a range of issues, including substance abuse, suicide attempts, and depression.

This paper looks at how childhood trauma affects health and behavior using data from the Adverse Childhood Experiences (ACE) Study. The ACE Study is unique because it looks at multiple types of bad experiences, not just single types of abuse. The study supports these ideas:

  • Adverse childhood experiences (ACEs) have broad effects: Because trauma impacts many brain areas, it can lead to a range of problems, not just one specific issue.

  • The more ACEs, the worse the outcome: The more bad experiences someone has, the higher their risk for health and behavioral problems. This is like a "dose-response" – more exposure to stress during childhood means a greater chance of negative outcomes.

  • ACEs increase the chance of having multiple problems: Experiencing multiple types of trauma can lead to several co-occurring health and behavioral issues. This makes sense because different brain systems are affected.

Methods

The ACE Study, a collaboration between Kaiser Permanente and the CDC, investigates the link between adverse childhood experiences and health outcomes. The study involved over 17,000 adults who completed surveys about their childhood experiences and health.

  • Adverse Childhood Experiences (ACEs): The study looked at ten types of ACEs: emotional, physical, or sexual abuse; witnessing domestic violence; and living with someone who had mental illness, substance abuse problems, or criminal behavior, or who was in jail or prison. Divorce or separation were also included. Participants received an ACE score based on the number of these experiences they had (0-10).

  • Health and Behavioral Outcomes: Researchers looked at 18 outcomes across different areas, including mental health (like anxiety, depression, and hallucinations), physical health (like sleep problems and obesity), substance abuse, sexual behaviors, memory, perceived stress, anger control, and violence towards partners.

  • Statistical Analysis: The researchers used statistical methods to examine the links between ACE scores and each outcome, adjusting for factors like age, sex, race, and education.

Results

  • ACEs were common: Almost two-thirds of participants reported at least one ACE.

  • ACEs were linked to a higher risk of negative outcomes: Higher ACE scores were associated with greater chances of having mental health issues, physical health problems, substance abuse, risky sexual behaviors, memory problems, high stress, anger problems, and engaging in violence towards partners.

  • The more ACEs, the more problems: There was a "dose-response" relationship, meaning the risk of negative outcomes increased as the ACE score went up. For example, people with four or more ACEs were at significantly greater risk for many problems compared to those with no ACEs.

  • ACEs were linked to having multiple problems: The higher the ACE score, the more likely someone was to have multiple co-occurring health and behavioral issues.

Discussion

The results show a clear link between difficult childhood experiences and later-life problems. These findings align with what we know about the brain and how it is affected by trauma. This research emphasizes that to address complex health and social problems, we need to consider the role of early adversity.

The study supports a few key points:

  • Childhood trauma can have long-lasting effects on the brain: ACEs can disrupt the development of brain areas involved in emotions, thinking, memory, stress responses, and behavior.

  • The effects of ACEs are broad: Because many brain regions and systems are affected, ACEs can contribute to a wide range of health and social issues.

  • The impact of ACEs is cumulative: The more bad experiences someone has in childhood, the greater their risk for problems later on. This is consistent with the idea that early stress has a "toxic" effect on the developing brain.

The study also highlights the importance of a more holistic approach to health and well-being. Rather than treating issues like depression, substance abuse, or obesity in isolation, healthcare providers need to consider the possibility of past trauma as a contributing factor.

While the study has limitations, like relying on people's memories of childhood and self-reported information, the findings are consistent with other research. The combination of evidence from both brain science and population studies makes a strong case for the impact of early adversity on lifelong health and well-being.

Overall, this research underscores the importance of preventing childhood adversity and providing support to those who have experienced trauma. By understanding the profound and lasting effects of ACEs, we can work towards creating a healthier and more resilient society.

Link to Article

Abstract

Background Childhood maltreatment has been linked to a variety of changes in brain structure and function and stress-responsive neurobiological systems. Epidemiological studies have documented the impact of childhood maltreatment on health and emotional well-being. Methods After a brief review of the neurobiology of childhood trauma, we use the Adverse Childhood Experiences (ACE) Study as an epidemiological “case example” of the convergence between epidemiologic and neurobiological evidence of the effects of childhood trauma. The ACE Study included 17,337 adult HMO members and assessed 8 adverse childhood experiences (ACEs) including abuse, witnessing domestic violence, and serious household dysfunction. We used the number of ACEs (ACE score) as a measure of cumulative childhood stress and hypothesized a “dose-response” relationship of the ACE score to 18 selected outcomes and to the total number of these outcomes (comorbidity). Results Based upon logistic regression analysis, the risk of every outcome in the affective, somatic, substance abuse, memory, sexual, and aggression-related domains increased in a graded fashion as the ACE score increased (P < 0.001). The mean number of comorbid outcomes tripled across the range of the ACE score. Conclusions The graded relationship of the ACE score to 18 different outcomes in multiple domains theoretically parallels the cumulative exposure of the developing brain to the stress response with resulting impairment in multiple brain structures and functions.

How Bad Childhood Experiences Can Affect Your Health as an Adult

Our brains are shaped by our experiences, especially during childhood. When we're young, our brains are still developing, and stressful or traumatic experiences can have a long-lasting impact. Things like abuse, violence at home, or growing up with family members who struggle with mental illness or substance abuse can disrupt the way our brains develop, leading to problems with our physical and mental health later in life. This paper explores how these negative childhood experiences, called Adverse Childhood Experiences (ACEs), can affect our brains and contribute to a wide range of health and behavioral issues as adults.

Methods

This paper uses information from a large research project called the Adverse Childhood Experiences (ACE) Study. The study looked at over 17,000 adults and asked them about their childhood experiences, including different forms of abuse, witnessing violence, and living in dysfunctional households. The study also gathered information about the participants' current health, behaviors, and well-being.

Here's what the ACE Study considered:

  • Abuse: Emotional, physical, and sexual abuse

  • Household Challenges:

    • Witnessing domestic violence

    • Living with someone who abused alcohol or drugs

    • Living with someone who had mental health issues

    • Having a family member involved in criminal activity

    • Experiencing parental separation or divorce

The study gave each person an "ACE score" based on the number of these experiences they had during childhood. Researchers wanted to see if there was a connection between a person's ACE score and their risk for certain health and behavioral problems in adulthood.

Results

The study found that as people's ACE scores went up, so did their risk for various mental health issues. This included:

  • Increased anxiety and panic attacks

  • Higher rates of depression

  • More likely to experience hallucinations

But it wasn't just mental health; physical health was impacted too:

  • More sleep problems

  • Higher likelihood of severe obesity

  • More likely to report multiple physical health complaints

Sadly, harmful behaviors also increased with higher ACE scores:

  • Higher rates of smoking

  • Greater risk of alcoholism

  • Increased use of illegal drugs, including injection drug use

The impact even extended to relationships and personal life:

  • Earlier age of first sexual experience

  • Higher number of lifetime sexual partners

  • More likely to be unsatisfied with their sex life

The study also found:

  • People with higher ACE scores had more difficulty remembering their childhoods.

  • They reported feeling more stressed.

  • They had a harder time controlling their anger.

  • They were more likely to be in a relationship where they were violent towards their partner.

Discussion

This research shows a clear link between rough childhoods and a greater chance of experiencing a variety of problems later in life. These problems aren't just happening by chance; they're connected to how our brains develop in response to stress and trauma.

When we're young and experience something scary or dangerous, our brains release chemicals that trigger a "fight-or-flight" response. This is our body's way of protecting us in dangerous situations. However, when children are exposed to constant stress or trauma, like abuse or violence at home, their brains are essentially stuck in this "fight-or-flight" mode. Over time, this can damage important parts of the brain responsible for learning, memory, emotional regulation, and stress management.

Here's the key takeaway: Difficult childhood experiences can have long-lasting effects on our physical and mental well-being. This study highlights how important it is to prevent childhood trauma and provide support to children and families who have experienced these kinds of challenges. By understanding the connection between ACEs and adult health, we can work towards creating a healthier future for everyone.

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Abstract

Background Childhood maltreatment has been linked to a variety of changes in brain structure and function and stress-responsive neurobiological systems. Epidemiological studies have documented the impact of childhood maltreatment on health and emotional well-being. Methods After a brief review of the neurobiology of childhood trauma, we use the Adverse Childhood Experiences (ACE) Study as an epidemiological “case example” of the convergence between epidemiologic and neurobiological evidence of the effects of childhood trauma. The ACE Study included 17,337 adult HMO members and assessed 8 adverse childhood experiences (ACEs) including abuse, witnessing domestic violence, and serious household dysfunction. We used the number of ACEs (ACE score) as a measure of cumulative childhood stress and hypothesized a “dose-response” relationship of the ACE score to 18 selected outcomes and to the total number of these outcomes (comorbidity). Results Based upon logistic regression analysis, the risk of every outcome in the affective, somatic, substance abuse, memory, sexual, and aggression-related domains increased in a graded fashion as the ACE score increased (P < 0.001). The mean number of comorbid outcomes tripled across the range of the ACE score. Conclusions The graded relationship of the ACE score to 18 different outcomes in multiple domains theoretically parallels the cumulative exposure of the developing brain to the stress response with resulting impairment in multiple brain structures and functions.

How Bad Childhood Experiences Can Affect People's Lives

Our brains are amazing. They control everything we do, from thinking and learning to feeling happy or sad. But did you know that our brains need special care and good experiences, especially when we're young, to grow properly? When children go through really tough situations, like abuse or seeing scary things at home, it can actually hurt their growing brains. This can cause problems that last a lifetime, affecting their health and how they feel. Scientists who study the brain and doctors who study how people get sick are finding that bad things happening to children can cause lots of problems later on.

Methods

Scientists wanted to understand how bad experiences as a kid affect people when they grow up. So, they asked lots of adults about their childhoods. They asked questions like:

  • Did anyone ever hurt you physically or emotionally?

  • Did you see anyone being mean or violent to your mom or someone else at home?

  • Were your parents always fighting?

  • Did anyone in your family have problems with drugs or alcohol?

Then, they asked these same adults about their health and if they had any problems like:

  • Feeling really sad or anxious

  • Having trouble sleeping

  • Being overweight

  • Smoking or drinking too much alcohol

  • Having trouble remembering their childhood

  • Having problems with relationships

By comparing the answers about childhood experiences and adult problems, the scientists could see if there was a connection.

Results

The scientists found something very important. The more bad experiences a person had during childhood, the more likely they were to have problems as an adult. For example, people who had experienced four or more bad things in childhood were:

  • More likely to feel very scared or anxious

  • More likely to feel sad and hopeless

  • More likely to have trouble sleeping

  • More likely to smoke or drink too much alcohol

  • More likely to have problems with relationships

They also discovered that these problems often happened together. So, someone who felt very anxious might also have trouble sleeping and drink too much alcohol.

Discussion

These findings teach us something crucial: When kids go through tough times, it can have lasting effects on their brains and bodies. It's like a wound that never fully heals. This helps explain why some people struggle with their health and well-being as adults. They might be carrying the scars of a difficult childhood.

Scientists are still learning about how bad childhood experiences affect the brain, but they believe that stress hormones, which are chemicals in our bodies that tell us to fight or run away from danger, play a big role. When kids are constantly stressed, these hormones can damage important parts of their brains.

The good news is that even though these problems are serious, they are treatable. By understanding the connection between childhood experiences and adult health, we can help people get the support they need to heal and live healthier lives.

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Footnotes and Citation

Cite

Anda, R. F. et al. (2006). The enduring effects of abuse and related adverse experiences in childhood. A convergence of evidence from neurobiology and epidemiology. European Archives of Psychiatry and Clinical Neuroscience, 256(3), 174–186. https://doi.org/10.1007/s00406-005-0624-4

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