Helping Opioid Use Disorder and PTSD with Exposure (HOPE): An Open-Label Pilot Study of a Trauma-Focused, Integrated Therapy for OUD/PTSD
Tanya Saraiya
Sonali Singal
Krithika Prakash
Priya Johal
Sara Hameed
SimpleOriginal

Summary

In a small pilot study, HOPE, a trauma-focused therapy for people with OUD and PTSD, was feasible and well-liked. It significantly reduced PTSD, depression, anxiety, and craving, though substance use levels remained unchanged.

2025

Helping Opioid Use Disorder and PTSD with Exposure (HOPE): An Open-Label Pilot Study of a Trauma-Focused, Integrated Therapy for OUD/PTSD

Keywords opioid use disorder; posttraumatic stress disorder; PTSD; integrated treatment; exposure therapy

Abstract

Opioid use disorder (OUD) and posttraumatic stress disorder (PTSD) frequently co-occur. However, there are no psychotherapy treatments intentionally designed for this comorbidity, nor designed to be augmented with medications for OUD. In this open-label pilot trial, we tested Helping Opioid Use Disorder and PTSD with Exposure (HOPE), a novel integrated, trauma-focused treatment for individuals (N = 6) with OUD/PTSD who were stabilized on medications for OUD. HOPE was delivered weekly for 10–12 sessions, and one follow-up visit was conducted ~1-month post-treatment. Primary outcomes included urine drug screens, the Timeline Followback, Desire for Drugs Questionnaire, Clinician-Administered PTSD Scale-5 (CAPS-5), and PTSD Checklist-5 (PCL-5). Boot-strapped linear mixed effect models and generalized estimating equations showed that PTSD symptoms (CAPS-5: B = −7.16, SE = 1.24, p < 0.01; PCL-5: B = −2.04, SE = 0.26, p < 0.01), desire for opioids (B = −0.56, SE = 0.15, p < 0.01), depression symptoms (B = −0.43, SE = 0.09, p < 0.01), and anxiety symptoms (B = −0.50, SE = 0.08, p < 0.01) decreased significantly over time. Client satisfaction increased throughout the study (B = 0.18, SE = 0.08, p = 0.02), and 83.3% of participants completed the therapy and follow-up visit. There were no significant changes in opioid or other substance use from baseline to follow-up. Although preliminary, results show high acceptability and feasibility of the HOPE therapy and demonstrate significant improvements in PTSD and associated symptoms with an integrated, trauma-focused treatment.

1. Introduction

Globally, the opioid epidemic remains a serious public health crisis. In the U.S., from 2002 to 2017, there was a 22-fold increase in the number of deaths involving synthetic opioids (predominantly fentanyl) (Center for Disease Control and Prevention, 2018). A common co-occurring condition with opioid use disorder (OUD) is posttraumatic stress disorder (PTSD), a psychological disorder that can develop following traumatic experiences. Research to date shows that up 50% of treatment-seeking individuals with OUD meet criteria for PTSD (Meier et al., 2014). Medications for OUD (i.e., methadone, buprenorphine, and naltrexone) are considered the gold-standard of treatment for OUD. However, early discontinuation is a major problem (Hser et al., 2014). In addition, medications for OUD do not target co-occurring conditions, and most individuals with OUD/PTSD do not receive treatment for PTSD (Meshberg-Cohen et al., 2019). Indeed, there are no integrated psychotherapy treatments specifically designed for co-occurring OUD/PTSD (Parida et al., 2019; Volkow et al., 2018) despite the prevalence of this comorbidity. To address this gap in clinical care, we developed a new, integrated, trauma-focused psychotherapy for individuals with co-occurring OUD/PTSD and who are stabilized on medications for OUD.

Co-occurring OUD/PTSD shows a distinct comorbidity profile warranting a novel therapy intervention. Research to date shows that, in comparison to other substance use disorders, people with OUD have the highest rates of childhood maltreatment (Sadeh et al., 2021; Santo et al., 2021). An Australian twin study (N = 6050) examined twin pairs where one member was exposed to childhood sexual abuse (Nelson et al., 2006). In same-sex twins that reported using illicit drugs, when one member of a twin was exposed to childhood sexual abuse, that twin had an estimated 6-fold increased risk for developing an OUD in adulthood relative to the twin without exposure to childhood sexual abuse. Of note, the risk of developing OUD in adulthood was the highest predictive risk compared to all other substance use disorders (Nelson et al., 2006). This study’s finding suggests that the link between childhood sexual abuse and opioid use is not only stronger than genetic similarities, but also all other possible substance use disorders. Indeed, people with OUD/PTSD show higher rates of overall trauma exposure, including witnessing drug overdoses and death, high rates of chronic pain, and greater cumulative life stressors than those with other co-occurring substance use disorders and PTSD (Becker et al., 2015; Hassan et al., 2017; Santo et al., 2021). People with OUD also have significantly higher rates of PTSD diagnosis and greater PTSD severity relative to those with other primary substance use disorders (Cottler et al., 1992; Mills et al., 2006; Peck et al., 2018). As such, the comorbidity of OUD/PTSD is marked by greater clinical complexity. In comparison to OUD, those with OUD and PTSD have more severe physical health problems, depression, suicidality, pain, unemployment, family concerns, and poorer treatment outcomes, including risk of overdose (Ecker & Hundt, 2018; Hassan et al., 2017; McHugh et al., 2021; Mills et al., 2007; Peck et al., 2021; Schiff et al., 2010).

Recent work has developed theoretical frameworks to explain the frequent co-occurrence of traumatic stress and opioid use. The opioid susceptibility model posits that opioids are sought out to cope with distressing feelings and reactions in response to traumatic experiences and PTSD symptoms (Danovitch, 2016). Studies have supported this theory showing that people with PTSD seek out opioids to manage trauma-related feelings, behaviors, and PTSD symptoms (e.g., Smith et al., 2016). Treatment research also suggests that individuals with OUD/PTSD may particularly benefit from augmenting medications for OUD with psychotherapy. Indeed, people with OUD/PTSD receiving both medications for OUD and psychotherapy addressing OUD had a 4.43 greater odds of abstinence from opioids at end of treatment than those who received medications for OUD only (McHugh et al., 2021). Moreover, failure to treat underlying PTSD in OUD/PTSD has been shown to lead to lower retention on medications for OUD. One study found that for every 10% increase in PTSD symptoms, methadone maintenance attendance decreased by 36% (Peirce et al., 2016).

To date, a handful of studies have shown the benefit of augmenting medications with OUD with trauma-focused treatment. Three pilot studies tested Prolonged Exposure therapy for PTSD (Foa et al., 2019) among individuals with OUD/PTSD and observed significant reductions in PTSD and associated mental health problems (e.g., depression) with no increase in opioid use (Peck et al., 2018; Schacht et al., 2017; Schiff et al., 2015). Most recently, Peck et al. (2025) completed a randomized clinical trial (N = 52) examining Prolonged Exposure therapy with contingency management incentives to increase treatment attendance among individuals stabilized on buprenorphine or methadone. Participants with OUD/PTSD and on medications for OUD were randomized to either treatment as usual (i.e., medications for OUD), Prolonged Exposure therapy for PTSD, or Prolonged Exposure with contingency management incentives for attendance. All three groups showed significant reductions in PTSD symptoms with no group differences, but the contingency management group showed the greatest improvement in PTSD symptoms among all three groups and the highest level of treatment attendance. Moreover, both Prolonged Exposure therapy groups showed no increase in substance use (Peck et al., 2025). Taken together, the findings demonstrate promise for this modified Prolonged Exposure therapy among people with OUD/PTSD. However, a limitation of the studies to date is that none have integrated psychotherapy content on both OUD and PTSD in one treatment manual (i.e., other manuals have solely focused on one condition, namely PTSD). A single treatment incorporating content on both OUD and PTSD may be important given the reciprocal feedback loop between posttraumatic stress and substance use (Haller & Chassin, 2014; Khoury et al., 2010; Nelson et al., 2006).

The current study tested the feasibility and preliminary efficacy of a new manualized psychotherapy, Helping Opioid Use Disorder and PTSD with Exposure (HOPE). Informed by the NIDA Phase Model for Intervention Development (Onken et al., 2014), HOPE was developed following mixed methods feedback from community stakeholders and patients with lived experience (Saraiya et al., 2024). HOPE was also informed by prior research on integrated treatments targeting other substance use disorders and PTSD (Back et al., 2014). Of the studies examining interventions for OUD/PTSD, all have focused primarily on PTSD with limited to no psychosocial intervention content targeting OUD, the co-occurrence of OUD/PTSD, or medication for OUD (Peck et al., 2025; Peck et al., 2018; Schacht et al., 2017; Schiff et al., 2015). HOPE was designed to include content addressing (a) PTSD symptoms, (b) the co-occurrence of OUD/PTSD, (c) opioid use, other substance use, and craving; and (d) adherence to medications for OUD. In this open-label pilot trial, HOPE was evaluated among individuals with co-occurring OUD/PTSD who were stabilized on medications for OUD. The aims of the study were to test if participants receiving HOPE reported (1) significant reductions in their PTSD symptoms; (2) significant reductions in their opioid use and craving; (3) retention on medications for OUD; and (4) client satisfaction with the treatment. Secondary analyses examined if participants receiving HOPE reported significantly reduced symptoms of anxiety and depression.

2. Methods

2.1. Participants

Participants (N = 6) were treatment-seeking adults with co-occurring OUD/PTSD. They were referred to the study by providers from local substance use treatment clinics and recruited from social media advertisements between October 2023 and April 2024. To be included, participants had to (1) be at least 18 years of age; (2) English speaking; (3) meet Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5; American Psychiatric Association, 2013) criteria for current (i.e., past year) OUD or lifetime OUD in the past 5 years; (4) meet DSM-5 criteria for current PTSD (American Psychiatric Association, 2013); and (5) be maintained on a stable dose of medication for OUD and, if applicable, any psychotropic medications for at least 1 month prior to study procedures. Exclusion criteria included (1) unmanaged (i.e., not controlled with medications and/or experiencing active symptoms) psychosis, mania, or bipolar disorder; (2) past year suicidal ideation with a plan and intent and/or past year suicide attempt; (3) meeting DSM-5 diagnostic criteria for a primary current non-opioid substance use disorder; (4) being enrolled in ongoing evidence-based psychotherapy for substance use disorders or PTSD outside of standard psychotherapy groups in substance use treatment settings, and (5) having medical problems requiring immediate and intensive treatment. All study procedures were approved by the affiliated institution’s Institutional Review Board.

2.2. Procedures

Interested individuals completed an initial phone screening, provided written informed consent, and completed a baseline appointment to determine study eligibility. Eligible individuals received 10–12 individual 60 min sessions of HOPE with a licensed clinical psychologist (first author) once or twice per week, depending on the participant’s schedule and desired treatment frequency. Trained clinical psychology doctoral students conducted weekly self-report assessments in addition to clinical interviews at baseline, week 6, end of treatment (i.e., a variable time point that aligned with either session 10 or 12 for each participant), and ~1 month after end of treatment (i.e., follow up; see below for more information). Treatment completers (n = 5; 83.3%) were defined as completing at least 10 psychotherapy sessions. The one participant who did not complete the study dropped out at session 4. Multiple attempts were made to reschedule the participant, but the participant was unreachable. As such, end of treatment and follow up assessments were not completed with this one participant. Participants were compensated for their time and completion of assessments at a rate of USD 50 for baseline, USD 25 for weekly therapy sessions, and USD 50 for 1-month follow up. Figure 1 illustrates the study design and participant retention.

Figure 1. Consort Flow diagram

2.3. The HOPE Intervention

Helping Opioid Use and PTSD with Exposure (HOPE) includes modified components of exposure therapies to address trauma/PTSD (Foa et al., 2019; Sloan & Marx, 2019) and relapse prevention therapy (Kadden et al., 1992) to address substance use disorders, including OUD. HOPE is delivered in an individual format for 60 min a week; it comprises 10 to 12 sessions. To determine treatment length, patients and providers collaboratively discussed progress in therapy at session 8–9 and then jointly decided on overall treatment length. Major modifications from the parent intervention (COPE; Back et al., 2014) to HOPE include (a) increased flexibility in treatment sessions such that the therapist may choose what to focus on in session; (b) flexibility in treatment length (i.e., 10 to 12 sessions), (c) shorter sessions (i.e., 60 min vs. 90 min); (d) integration of content on opioid use/OUD, medication for OUD, opioid-related overdose, chronic pain, and the relationship between traumatic stress and opioid use; (e) expansion of exposure therapy to include multiple traumas; (f) a reduced number of imaginal and in vivo exposures; (g) reduction in homework; (h) integration of content on general life stressors; and (i) OUD safety and risk planning. In HOPE, imaginal exposures begin at session 4, but imaginal and in vivo exposures are not performed in every session following session 4. Rather, both are titrated. For imaginal exposure, at least three exposures over three sessions were completed over the course of treatment with each exposure lasting a minimum of 15 min. After three imaginal exposures, subsequent imaginal exposures could also include other traumatic events. Similarly, in vivo exposures were titrated based on participant ability to complete such an activity. Further, in vivo exposures were not required to be 30–45 min in length or repeated multiple times between sessions.

In regard to structure, HOPE mirrors the Trauma-Focused Cognitive Behavioral Therapy (TF-CBT; Cohen & Mannarino, 2015) model in that there are four domains to address throughout the therapy: Psychoeducation, Relapse Prevention, Exposure, and Processing (PREP). The therapy intervention includes suggested organization of content within each major domain (i.e., PREP), but therapists have flexibility in choosing which domains to focus on in each session. Overall benchmarks are provided to balance treatment fidelity with flexibility (i.e., complete at least 3 exposures on the index traumatic event before moving to subsequent traumas) and thus aim greater implementation and personalized treatment success (Chu & Kendall, 2009; Galovski et al., 2024). Importantly, sessions are meant to respond to patient presentation and needs while also ensuring safety. For this open-label pilot study, the first author was the study therapist, and fidelity checklists were completed after each session.

2.4. Measures

Demographics. Participant demographics were assessed at baseline using a study-developed questionnaire that gathered information on age, gender identity, racial/ethni identity, religious affiliation, education level, monthly household income, legal history, housing and relationship status, and childcare responsibilities.

Clinical Diagnoses. At baseline, trained assessors completed the Structured Clinical Interview for DSM-5 Disorders (SCID; First et al., 2015) for substance use disorders, mood disorders (i.e., depression, mania, bipolar), and psychosis.

Trauma Exposure. Trauma exposure was assessed by the Life Events Checklist-5 (LEC-5; Weathers et al., 2013a). The LEC-5 is a self-report measure designed to assess an individual’s exposure to 16 different types of potentially traumatic events. These events are broadly categorized into natural disasters, accidents, interpersonal violence, and other traumatic experiences, such as the death of a loved one or witnessing violence. The measure is used as part of the PTSD diagnostic process to identify trauma exposure, which may then be linked to the presence of trauma-related symptoms. Respondents indicate varying levels of exposure to each type of potentially traumatic event (i.e., happened to me, witnessed it, learned about it, part of my job, not sure, doesn’t apply), and respondents may endorse multiple levels of exposure to the same trauma type. Participants were asked which of the endorsed events was their worst (i.e., index) trauma for subsequent assessments.

Childhood trauma was also assessed by the childhood trauma questionnaire (CTQ; Bernstein & Fink, 1998). The CTQ is a self-report measure designed to assess childhood abuse and neglect across five domains: emotional abuse, physical abuse, sexual abuse, emotional neglect, and physical neglect. The CTQ consists of 28 items, rated on a 5-point Likert scale (1 = Never true, 5 = Very often true), assessing the severity of each type of trauma. It includes 5 subscales: Emotional Abuse, Physical Abuse, Sexual Abuse, Emotional Neglect, and Physical Neglect. Each item is scored from 1 to 5, and the subscales are totaled to provide an overall score for each category of trauma. Each subscale can range from 5 to 25 where higher scores reflect greater severity of trauma in that domain. The total scores are then compared against established cutoff values to categorize the severity of trauma (e.g., None, Low, Moderate, Severe; Bernstein & Fink, 1998).

PTSD Severity. PTSD symptoms were assessed by the Clinician-Administered PTSD Scale for DSM-5 (CAPS-5; Weathers et al., 2018) at baseline, mid-treatment, end-of-treatment, and follow-up and the PTSD Checklist-5 (PCL-5; Blevins et al., 2015; Weathers et al., 2013b) at every time point. The CAPS-5 is a 30-item structured diagnostic interview for assessing PTSD diagnostic status and severity. It is regarded as the gold standard for PTSD assessment due to its evaluation of both symptom frequency and intensity corresponding to the DSM-5 diagnostic criteria for PTSD. These symptoms are queried in response to a criterion A traumatic event and cover criterion B (intrusion; 5 items), criterion C (avoidance; 2 items), criterion D (negative cognitions and emotions; 7 items), criterion E (arousal and reactivity; 6 items), and dissociative subtype (depersonalization and derealization; 2 items) symptoms. Trained doctoral-level students rated each item on a 5-point scale ranging from 0 (none) to 4 (extreme) and combined information about frequency and intensity of each item into a single severity rating. A PTSD diagnosis requires meeting the DSM-5 criteria of at least one criterion B symptom, one criterion C symptom, two criterion D symptoms, and two criterion E symptoms, all with severity scores ≥2. A total symptom severity score was calculated by summing the scores for the 20 DSM-5 PTSD symptoms, and a dissociative subtype can be determined when scores are ≥2 for either the depersonalization or derealization item. Total scores can range from 0 to 80 with higher scores denoting greater symptom severity.

The PTSD Checklist for DSM-5 (PCL-5) is a 20-item self-report measure that assesses the presence and severity of PTSD symptoms according to DSM-5 criteria (Blevins et al., 2015; Weathers et al., 2013b). Participants rated the degree to which they have been bothered by each symptom in response to their criterion A traumatic event over the assessment period using a 5-point Likert scale ranging from 0 (not at all) to 4 (extremely). Scores from all items are summed to yield a total severity score ranging from 0 to 80, with higher scores indicating greater symptom severity. A cut-off score of ≥33 is used to indicate a provisional PTSD diagnosis and criterion severity scores can be calculated by summing the items within each respective symptom cluster. In this study, the PCL-5 was administered at baseline to determine past-month PTSD symptom severity, at each weekly session throughout the 12-week treatment period, and at the 1-month post-treatment follow-up.

Substance Use and Medication for OUD. Substance use was measured by self-report and biochemical verification through the Timeline Followback (TLFB; Sobell & Sobell, 2000) TLFB and a saliva-based alcohol test strip and an 11-panel urine drug screen (UDS) at each time point (e.g., baseline, weekly assessments, end of treatment, and follow-up). An Alco-Screen saliva test strip was used at each assessment period for the detection of blood alcohol. In addition, an 11-panel urine drug screen detected the presence of drugs or their metabolites in participant urine samples. Urine drug screens tested for the following: amphetamines (AMP), barbiturates (BAR), buprenorphine (BUP), benzodiazepines (BZO), cocaine (COC), methamphetamine (MET), methadone (MTD), opiates (OPI/MOR 300), oxycodone (OXY), cannabis (THC), and fentanyl (FEN). Of note, fentanyl test strips were in separate urine drug screen dip cards. The UDS provided binary (positive/negative) results for each drug. If a participant tested positive for any drug, it was also assessed with the TLFB.

The TLFB is a retrospective calendar assessment tool used to collect detailed information about an individual’s substance use over a specified period (e.g., the past month, 3 months, etc.). The calendar method helps individuals recall the frequency, quantity, and context of their substance use by providing a timeline to aid memory recall. At baseline, study participants completed a past 60-day TLFB with a study team member. At each weekly visit, the TLFB was used to collect information about the individual’s substance use since the last visit. At follow-up, the TLFB was used to assess substance use since the last treatment session. Substance use was quantified as average days of use in the past assessment period for overall opioid misuse and all other substance use (e.g., alcohol, tobacco, stimulants, etc.).

Following NIH recommendations, the study protocol employed a dual verification approach combining patient self-report with biospecimen analysis via urine drug screening to confirm or disconfirm self-reported medication for OUD (Biondi et al., 2020). Medication for OUD adherence was assessed using a study-developed measure that documented medication type, prescribed dosage, and adherence status. At each assessment point, the assessors recorded whether the prescribed dose was taken during the preceding assessment period. When doses were missed—which only occurred to two participants in the study—specific reasons for non-adherence were systematically queried. In addition, both the TLFB and UDS were also used to verify adherence to medication for OUD. Positive UDS for the participant’s self-reported medication for OUD was compared with the TLFB and verified with the participant for adherence to medication for OUD or potential misuse. In only one participant, at one assessment period, was there a discrepancy between the participant self-report and UDS for medication for OUD. In cases where participants discontinued medication for OUD entirely, study staff had release of information to consult with the prescribing provider. Further, non-fatal overdoses were assessed at each assessment time point; there were no non-fatal overdoses during the study.

Opioid Craving. Opioid craving was measured by the Desire for Drug Questionnaire (DDQ; Franken et al., 2002) and the Opioid Craving Scale (OCS; McHugh et al., 2014). The DDQ is a 14-item measure originally designed to assess for three factors of heroin use: desire and intention, negative reinforcement, and control. It was modified for this study to focus on all opioid use. Questions (e.g., “I would accept to use opioids now if it was offered to me”) assess for desire for opioid use on a 7-point Likert scale ranging from 1 = Strongly disagree to 7 = Strongly agree. Psychometric research shows strong reliability and validity on patients with substance use disorders (Franken et al., 2002). The DDQ was administered at baseline, mid-treatment, end of treatment, and follow-up. Solely, the desire for opioids subscale was used for study analyses. The OCS is a brief, 3-item measure for opioid craving. Responses range from 1 to 10 on a Likert scale (1 = not at all, 10 = extremely) and assess for current craving, past week craving, and environmental craving. The OCS was administered at every assessment time point.

Client Satisfaction. The Client Satisfaction Questionnaire (CSQ-8) is an 8-item, unidimensional self-report measure designed to assess general satisfaction with and perceived effectiveness of health services (Attkisson & Zwick, 1982). The measure evaluates various aspects of service satisfaction including quality of service, meeting client needs, recommendation to others, and willingness to return for services. Each item is rated on a 4-point Likert scale and scores are summed to produce a total score ranging from 8 to 32, with higher scores indicating greater satisfaction with services. The CSQ-8 has demonstrated excellent psychometric properties across diverse clinical populations, including strong internal consistency (Cronbach’s α = 0.93), good test–retest reliability, and strong correlations with changes in client-reported symptoms (Attkisson & Zwick, 1982; Nguyen et al., 1983). The CSQ-8 was administered at the end of each weekly therapy session to identify changes in client satisfaction over the course of treatment and to inform refinement of the treatment for further evaluation.

Depression and Anxiety Symptoms. Two measures were used to assess symptoms of anxiety and depression. The Generalized Anxiety Disorder 7 (GAD-7; Spitzer et al., 2006) is a 7-item self-report questionnaire used to screen for generalized anxiety disorder. It assesses the frequency of symptoms of anxiety over the last two weeks. Each of the 7 items is rated on a 4-point Likert scale (0 = Not at all, 1 = Several days, 2 = More than half the days, 3 = Nearly every day), assessing the severity of anxiety symptoms (e.g., feeling nervous, worrying excessively, or becoming easily upset). The scores for each item are summed to produce a total score (0–21): 0–4: Minimal anxiety; 5–9: Mild anxiety; 10–14: Moderate anxiety; 15–21: Severe anxiety. In addition, the Patient Health Questionnaire-9 (PHQ-9; Kroenke & Spitzer, 2002) is a 9-item self-report tool used to screen for depression and assess the severity of depressive symptoms over the past two weeks. Each item is rated on a 4-point Likert scale (0 = Not at all, 1 = Several days, 2 = More than half the days, 3 = Nearly every day), based on the frequency of symptoms of depression (e.g., little interest or pleasure in doing things, feeling down or hopeless). The scores for each item are summed, with total scores ranging from 0 to 27. Severity is ranked as 0–4: minimal depression; 5–9: mild depression; 10–14: moderate depression; 15–19: moderately severe depression; 20–27: severe depression.

2.5. Data Analysis

Data analyses examined trajectories for the following outcome variables over the course of treatment—PTSD symptoms (PCL-5 and CAPS-5), opioid and other substance use (UDS and TLFB), opioid craving (DDQ), client satisfaction (CSQ-8), medication for OUD retention (TLFB), depression (PHQ-9), and anxiety (GAD-7). All variables were measured at baseline (pre-treatment), each treatment session, end of treatment, and one-month follow-up, except for the CAPS-5 and DDQ, which were assessed at baseline, mid-treatment (week 6), end of treatment, and at follow-up. All analyses examined the intent-to-treat sample (N = 6) except for the CAPS-5 and DDQ, due to the one participant who dropped out solely having baseline data on these two measures. The TLFB assessed use of each substance separately, tracking the number of times, amount, and route of administration each substance was used since the last assessment time point. The timeframe for the last assessment point varied—for instance, at baseline, it covered the past 60 days, while at the one-month follow-up, it covered the past 30 days. In some cases, participants had a two-week gap between sessions, resulting in a 14-day assessment period instead of the usual 7 days. Therefore, to standardize this variable, during processing, use was divided by the number of days since the last assessment, to calculate average using days.

Data analysis was conducted in R version 4.4.2 using the following packages for data manipulation, visualization, and statistical modeling: haven, tidyverse, lme4, emmeans and geepack (Bates et al., 2015; Højsgaard et al., 2024; Lenth, 2025; Wickham et al., 2019; Wickham et al., 2023). To assess outcomes over time, we utilized different modeling approaches based on the nature of the variables. Given that all variables, except for the UDS results, were largely continuous, we utilized a linear mixed-effects model (LME) and included random intercepts for participants to account for repeated measures of time. For each model, time was first treated as a continuous variable to assess overall trends and then as a categorical variable to calculate estimated marginal means (EMMs) for each time point, to achieve a more nuanced understanding of treatment trajectories over time. When significant effects were found, all estimates were then bootstrapped to obtain bias-corrected confidence intervals and robust p-values to ensure reliability of results, given the small sample size. Adjusted within-group effect sizes in the form of Hedges g were calculated with confidence intervals.

Due to the categorical nature of UDS (binary for opioid use and count-based for non-opioid use), we implemented generalized estimating equations (GEE) to assess population-level trends. Given the low number of positive UDS results for both opioids and all other substance use, identifying individual trajectories was challenging, so the focus remained on estimating overall population-level effects rather than individual variation, which also makes GEE a better fit (Ballinger, 2004). For opioid use, which had a binary outcome, a logistic regression model was fitted using GEE. For non-opioid use, which was a count variable, model selection between Poisson and negative binomial regression depended on the presence of overdispersion, which was assessed by comparing the mean to the variance (Gardner et al., 1995). Lastly, key model parameters were summarized for clarity, and graphs were created to visualize significant results.

3. Results

3.1. Demographics

Table 1 and Table 2 shows participant demographics and clinical characteristics, respectively. The sample identified predominantly as female (66.7%), white (66.7%), on Medicaid (83.3%), with an incarceration history (66.7%), and as parents (66.7%). The most common medication for OUD was buprenorphine (66.7%) followed by methadone (16.7%) and vivitrol (16.7%). On average, participants experienced and witnessed M = 8.67 (SD = 1.45) lifetime traumatic events; index traumas included sexual assault (50.0%), physical assault (33.3%), and sudden violent death (16.7%). A majority of the sample reported using nicotine products (83.3%) with fewer participants reporting ongoing cocaine use (16.6%; n = 1) and methamphetamine use (16.6%; n = 1).

3.2. PTSD Outcomes

Based on the PCL-5, results indicated a significant reduction in PTSD symptoms over time, with bootstrapped estimates showing that PCL-5 total scores decreased by approximately 2.06 points per session (B = −2.06, SE = 0.26, p < 0.01). The fixed effect of time alone explained 24% of the variance in PCL-5 scores, and the full model, including individual baseline differences, explained 75% of the variance. When time was analyzed as a categorical variable, bootstrapped estimated marginal means (EMMs) for PCL-5 scores were lower at nearly all sessions following baseline (M = 42.33, SE = 5.96). However, significant differences based on bootstrapped confidence intervals (CIs) were observed at sessions 4, 5, and 7 through 13 compared to baseline, with the most pronounced decline occurring at session 8 (see Figure 2). Specifically, PCL-5 scores at mid-point (session 6) did not indicate significant decline (M = 29.72, SE = 0.06, Hedges g = 1.21 [0.24, 2.36]) based on bootstrapped CIs; however, end of treatment (M = 13.35, SE = 0.15, Hedges g = 2.78 [1.08, 4.99]), and one-month follow-up (M = 13.71, SE = 0.02, Hedges g = 2.74 [1.07, 4.93]) reflected significant declines from baseline.

Figure 2

With the CAPS-5, the analysis revealed a significant decrease in PTSD symptoms from baseline through the mid-point, endpoint, and follow-up, with bootstrapped estimates indicating an average reduction of 7.16 points between these time points (B = −7.16, SE = 1.24, p < 0.01). The fixed effect of time alone explained 37% of the variance in CAPS scores, and the full model, including individual baseline differences, explained 79% of the variance. Additionally, when time was treated as a categorical variable, no significant difference based on bootstrapped CIs was found between EMMs of CAPS-5 scores at baseline (M = 32.20, SE = 2.96) and mid-point (M = 32.80, SE = 2.78, Hedges g = −0.10 [−0.80, 0.60]) scores; however, both endpoint (M = 17.00, SE = 2.63, Hedges g = 2.40 [0.89, 4.34]) and follow-up EMM CAPS-5 scores (M = 13.60, SE = 2.78, Hedges g = 2.94 [1.16, 5.26]) were significantly lower compared to baseline (see Figure 3).

Figure 3

3.3. Opioid and Other Substance Use Outcomes

Based on the TFLB, opioid use results indicated no significant change in outcomes over time. When time was treated as a continuous variable, the fixed effects for TLFB opioid use per day since the last time point (B = −0.0017, SE = 0.002, p = 0.40) was not statistically significant. The fixed effect of time alone explained 0.99% of the variance in TLFB opioid use per day, and the full model, including individual baseline differences, explained 2.8% of the variance. Similarly, when time was modeled as a categorical variable, no consistent significant differences from baseline emerged across sessions. Although average opioid use per day since the last assessed time point appeared elevated at session 8 (M = 0.14 days, SE = 0.03, Hedges g = −1.76 [−3.26, −0.56]) compared to baseline (M = 0.006, SE = 0.03), this was largely attributable to opioid use in two patients, and bootstrapped CIs also indicate that this difference was not statistically significant. TLFB opioid use per day at mid-point (session 6; M = −0.000031, SE = 0.01, Hedges g = 0.07 [−0.63, 0.78]), end of treatment (M = 0.0006, SE = 0.01, Hedges g = 0.06 [−0.64, 0.77]) and one-month follow-up (M = −0.00003, SE = 0.01, Hedges g = 0.07 [−0.63, 0.78]) did not reflect statistically significant changes from baseline either.

When time was treated as a continuous variable, the fixed effects for TLFB non-opioid substance use per day since the last time point (B = −0.0006, SE = 0.006, p = 0.80) was not statistically significant. For TLFB non-opioid substance use per day, the fixed effect of time alone explained 0.02% of the variance; however, the full model, which included individual baseline differences, explained 78.5% of the variance. Similarly, when time was modeled as a categorical variable, no consistent significant differences from baseline emerged across sessions. Average non-opioid substance use per day since the last assessed time point was lowest at session 7 (M = 0.52, SE = 0.03, Hedges g = 1.40 [0.35, 2.67]) compared to baseline (M = 0.84, SE = 0.18). TFLB non-opioid substance use per day scores at mid-point (session 6; M = 0.67, SE = 0.18, Hedges g = 0.74 [−0.07, 1.63]), end of treatment (M = 0.86, SE = 0.20, Hedges g = −0.08 [−0.78, 0.62]) and one-month follow-up (M = 0.84, SE = 0.18, Hedges g = 0.006 [−0.69, 0.71]) did not reflect significant changes from baseline. However, bootstrapping failed to converge, likely due to insufficient variability in the data, indicating that these estimates may be unstable or unreliable.

Regarding UDS data, results also indicated no significant change in opioid and non-opioid use over time. When time was modeled continuously, the log-odds of average opioid use per day over time did not significantly change (B = −0.012, SE = 0.01, p = 0.34). Given that there was no evidence for overdispersion (M = 0.46, Var = 0.43), a Poisson model was used for non-opioid substance counts, but the time effect was not significant (B = −0.02, SE= 0.01, p = 0.12). When time was modeled categorically, no meaningful results emerged for opioid use, likely due to the high presence of zero values (no presence of opioids in urine screen) across sessions. Additionally, the non-opioid substance UDS model failed to converge when time was modeled categorically.

3.4. Opioid Craving and Desire

Based on the OCS measure, results indicated slight reduction in opioid craving over time during treatment. When modeling time as a continuous variable, bootstrapped estimates showed the change was non-statistically significant (B = −0.098, SE = 0.057, p = 0.08). The fixed effect of time alone explained 2.52% of the variance in the OCS scores; however, the full model, which included the individual baseline differences, explained 44.95% of the variance. When time was analyzed categorically, EMMs for OCS scores suggested variability across sessions, with craving scores lower at later sessions compared to baseline. There was no statistically significant difference in scores at midpoint (session 6; M = 2.37, SE = 0.72, Hedges g = 0.60 [−0.17, 1.44]) or end of treatment (M = 1.10, SE = 0.02, Hedges g = 1.16 [0.21, 2.28]) compared to baseline (M = 3.73, SE = 1.04), based on bootstrapped CIs. However, statistically significant differences in EMMs emerged at the one-month follow up (M = 0.57, SE = 1.04, Hedges g = 1.39 [0.35, 2.66]) compared to baseline.

Based on the Desire and Intention subscale of DDQ, results revealed a significant decline in participants’ desire and intention to use opioids over time (Figure 4). When modeling time continuously, bootstrapped estimates indicated a significant decrease in scores by approximately 0.56 standardized points per assessment (B = −0.56, SE = 0.15, p < 0.01). The fixed effect of time alone explained 39.54% of the variance in the Desire and Intention subscale, and the full model, including individual baseline differences, explained 42.67% of the variance. Additionally, when analyzed categorically, bootstrapped EMMs generally decreased at each subsequent assessment point from baseline (M = 0.86, SE = 0.35), there were no significant differences at mid-point (M = 0.11, SE = 0.45, Hedges g = 0.74 [−0.07, 1.63]), and end of treatment (M = −0.32, SE = 0.52, Hedges g = 1.15 [0.20, 2.27]) compared to baseline, based on bootstrapped CIs. However, significant differences were observed at the one-month follow-up (M = −0.85, SE = 0.37, Hedges g = 1.66 [0.50, 3.10]) compared to baseline.

Figure 4

3.5. Medication for OUD Retention

Based on TFLB, there was no evidence of significant change in medication for OUD retention over time, suggesting that participants did not show significant decreases in retention on medication for OUD from baseline. When modeling time as a continuous variable, the fixed effect for average daily medications for OUD use since the previous time point was not statistically significant (B = −0.006, SE = 0.006, p = 0.30). The fixed effect of time alone explained 1.11% of the variance in TLFB medication for OUD, and the full model, including individual baseline differences, explained 33.13% of the variance. Similarly, no significant differences emerged when modeling time categorically across sessions. TFLB for average daily medications for OUD use at mid-point (session 6; M = 1.00, SE = 0.10, Hedges g = −0.39 [−1.16, 0.34]), end of treatment (M = 1.05, SE = 0.12, Hedges g = −0.58 [−1.42, 0.18]), and one-month follow-up (M = 0.91, SE = 0.10, Hedges g = 0.03 [−0.68, 0.73]) did not show statistically significant differences from baseline. Bootstrapping was not conducted due to the lack of significant findings.

3.6. Client Satisfaction

Based on the CSQ-8, there was evidence of a significant linear increase in client satisfaction over treatment (Figure 5). Modeling time as a continuous predictor revealed bootstrapped estimates indicating that CSQ scores increased by approximately 0.18 points per session (B = 0.18, SE = 0.08, p = 0.02). The fixed effect of time alone explained 4.95% of the variance in CSQ scores, and the full model, including individual baseline differences, explained 54.92% of the variance. When time was analyzed categorically, EMMs of client satisfaction scores generally showed increasing satisfaction across sessions compared to baseline, except for session 4, which coincided with the initiation of initially distressing imaginal exposure sessions. However, bootstrapped CIs on the EMM scores indicated no significant differences across time points. It is important to note that the CSQ typically ranges from 8 to 32, and satisfaction was already high at session 1 (M = 27.83, SE = 1.11). This mean value suggests that participants were “mostly” to “very satisfied” across key areas of HOPE, such as the quality of the therapy, how well the therapy met their needs, and their willingness to recommend the therapy to others. Consequently, despite the absence of statistically significant differences between sessions, satisfaction scores approached the maximum score by session 12 (M = 31.24, SE = 1.38, d = 1.81; Figure 5).

Figure 5

3.7. Depression and Anxiety

Based on the PHQ-9, there was a significant reduction in depressive symptoms over time. When modeling time as a continuous variable, bootstrapped estimates indicated a significant decrease in PHQ-9 scores by approximately 0.43 points per session (B = −0.43, SE = 0.09, p < 0.01). The fixed effect of time alone explained 9.77% of the variance in PHQ-9 scores; However, the full model which included individual baseline differences, explained 73.83% of the variance. When analyzed categorically, bootstrapped EMMs revealed consistent declines in PHQ-9 scores across sessions, with significant differences based on bootstrapped CIs observed at sessions 5 through 10, session 12, and follow-up compared to baseline (Figure 6). Specifically, PHQ-9 scores at mid-point (session 6; M = 6.57, SE = 0.56, Hedges g = 1.53 [0.43, 2.88]), end of treatment (M = 5.37, SE = 1.76, Hedges g= 1.87 [0.62, 3.45]) and one-month follow-up (M = 4.97, SE = 2.72, Hedges g = 1.98 [0.68, 3.64]) reflected significant reductions from baseline (M = 12.00, SE = 1.24).

Figure 6

Based on GAD-7 scale, there was a significant linear reduction in anxiety over time. When modeling time as a continuous predictor, bootstrapped estimates showed anxiety decreased by approximately 0.50 points per session (B = −0.50, SE = 0.08, p < 0.01). The fixed effect of time alone explained 12.22% of the variance in GAD-7 scores; However, the full model which included individual baseline differences, explained 78.38% of the variance. Categorical analyses demonstrated decreases in anxiety scores at multiple time points relative to baseline (M = 10.50, SE = 1.14). Statistically significant differences based on bootstrapped CIs in EMM scores for anxiety emerged consistently at session 8 through 10 and at session 12 (Figure 7). Specifically, GAD-7 scores at mid-point (session 6) did not indicate significant decline (M = 6.92, SE = 0.96, Hedges g = 1.08 [0.16, 2.16]) based on bootstrapped CIs; however, end of treatment (M = 3.11, SE = 0.90, Hedges g = 2.22 [0.80, 4.04]), and one-month follow-up (M = 4.72, SE = 2.30, Hedges g = 1.74 [0.54, 3.22]) indicated significant declines from baseline.

Figure 7

3.8. Adverse Events

There were no serious adverse events that occurred in this study. An independent Data Safety and Monitoring Board reviewed all adverse events at annual meetings.

4. Discussion

This Stage IA pilot study aimed to test the preliminary feasibility, acceptability, and promise of a modified, integrated, trauma-focused treatment, Helping Opioid Use Disorder and PTSD with Exposure (HOPE) among N = 6 individuals with co-occurring OUD/PTSD and stabilized on medications for OUD (Onken et al., 2014). The primary research questions assessed whether participants receiving HOPE showed significant within-subject reductions in PTSD symptoms, opioid use and craving, retention on medications for OUD, and client satisfaction throughout treatment. Secondary outcomes assessed if participants receiving HOPE showed reductions in anxiety and depression symptoms throughout treatment. Results showed that participants in HOPE showed significant reductions in PTSD symptoms as well as high client satisfaction. There were no significant changes in medication for OUD due to overall high compliance throughout treatment. One participant used opioids, and another participant reported misuse of their medication for OUD. Despite this use, both participants successfully stabilized to their prescribed medication for OUD doses by end of treatment and follow-up. Contrary to the hypotheses, opioid use and all other substance use did not significantly change throughout treatment. However, craving significantly decreased by 1-month follow-up, but not by end of treatment. To our knowledge, this is the first study to examine an integrated, trauma-focused treatment among individuals with OUD/PTSD. The implication of these pilot findings are further discussed below.

4.1. PTSD Outcomes

Findings from this pilot study were promising reducing PTSD symptoms across both self-reported and clinician-rated PTSD symptom measures. Results continue to suggest that exposure-based therapies, which include imaginal exposure and in vivo exposures, are successful in reducing PTSD symptoms. However, novel, in this study, was the adaptation from the traditional Prolonged Exposure therapy and COPE protocols in that sessions did not require imaginal exposure and in vivo exposures at each session following their introduction into the treatment. Rather, during the development of HOPE, stakeholders and patients expressed a desire for titration of imaginal and in vivo exposures. Findings herein show that such titration still yields significant reductions in PTSD symptoms at end of treatment and follow up. Indeed, a recent study testing Prolonged Exposure therapy with financial incentives in people with OUD/PTSD showed an average decrease of 18.3 points on the CAPS-5 and 24.8 points on the PCL-5 by end of treatment (Peck et al., 2025). In the current study, the average decrease in CAPS-5 symptoms was 15 points from baseline to end of treatment and 18.4 points from baseline to follow up. Further the decrease in the PCL-5 was 24.48 from baseline to end of treatment and 26.52 points from baseline to follow up. As such, at face value, this study shows similar clinically significant reductions in PTSD symptoms as Prolonged Exposure with financial incentives in Peck et al. (2025) (Marx et al., 2021).

An interesting trend noticed throughout the analyses was the reduction of PTSD symptoms during the latter half of the HOPE therapy. Namely, reductions in PTSD symptoms on the CAPS-5 were only significant at end of treatment and at follow up. In addition, weekly assessments on the PCL-5 also showed the significance of session 8 in the reduction of PTSD symptoms. Clinically, mid-treatment and session 8 correspond with the completion of 1–3 imaginal exposures for participants in the study. For one participant in particular, imaginal exposure was difficult to complete and was not achieved until session 6 (as opposed to session 4). Understandable experiences of avoidance and distress in completing the imaginal exposure likely delayed PTSD symptom reductions and again highlight the importance of imaginal exposure in alleviation of PTSD symptoms and trauma-related distress. Furthermore, session 8 also corresponded with one participant using opioids and one misusing their medication for OUD. Results also showed that session 4 had the lowest client satisfaction. Session 4 is when the first imaginal exposure is completed. The low client satisfaction ratings demonstrate that completing the first imaginal exposure may yield dissatisfaction with that therapy session, but that the satisfaction rebounds in subsequent sessions.

4.2. Opioid and Substance Use Outcomes

When it came to opioid use and substance use outcomes, this study found that patients continued using medications for OUD at end of treatment and follow-up and neither opioid use nor other substance use increased throughout the study. Akin to other trials among OUD/PTSD clients (e.g., Peck et al., 2025), overall endorsement of opioid use throughout the study was very low with only two participants endorsing use throughout the study. This is likely due to all participants being stabilized on medications for OUD which significantly reduces opioid use and craving. However, it is important to note that, for both participants who reported using opioids or misusing medications for OUD, there were errors or delays in the receipt of their medication for OUD (i.e., vivitrol and buprenorphine). The correspondence of these opioid lapses with medication for OUD noncompliance underscores the critical role medications for OUD play in reducing opioid craving and urges to use (Wakeman et al., 2020). Additionally, the use of vivitrol, methadone, and buprenorphine among study participants in HOPE suggests that HOPE is well tolerated among different types of extant medications for OUD.

Although it is promising that there were no significant increases in substance use among participants in this pilot study, the lack of significant reductions in opioid use and all other substance use was contrary to study hypotheses and can be interpreted in several ways. On the one hand, the absence of significant increases in substance use suggests that the trauma-focused therapy of HOPE was well tolerated among individuals with OUD/PTSD and on medications for OUD without showing an increase in substance use. However, these findings also suggest that additional content on reducing substance use could be included in future iterations of the HOPE protocol to facilitate additional substance use reductions. Alternatively, it may be fruitful to consider, in future works, changes to standard measures for assessing substance use to better assess the frequency and quantity of polysubstance use across time periods. In this study, the focus on average using days (i.e., the average days a participant used a particular substance) may have subverted the detection of changes in the amount of substance use per using day, a measurement challenge in polysubstance use (e.g., Bunting et al., 2024; Hindocha et al., 2018). These questions will be important to answer in future research among a larger participant sample in a randomized clinical trial.

Nevertheless, it was promising to see the statistically significant reduction in the desire for opioids by follow-up. The delayed reductions in craving may be due to reductions in PTSD symptoms first being necessary for subsequent change in substance use outcomes to occur (e.g., Hien et al., 2018). As such, decreases in PTSD symptoms in HOPE may have impacted decreases in the desire for opioids by follow-up, but this plausible mechanism must be tested empirically. The delayed decrease in desire for opioids may also have implications for considerations regarding treatment length (i.e., ~16 sessions) or treatment delivery (phases) that first focuses on PTSD reductions while maintaining low substance use followed by focusing more intently on substance use reductions in latter sessions may be beneficial to patients with OUD/PTSD. Importantly, some of this study’s findings were contradictory. Results showed significant decreases in the desire for opioids on the desire for drugs questionnaire (in both continuous and categorical analyses), but these findings were not evident on the opioid craving scale in both model types. One possible reason for this discrepancy may be simply terminology—many patients did not report in the moment craving of opioids on the craving scale but reported desiring the effects of opioids on the desire for drug questionnaire completed at baseline, mid-treatment, and end-of-treatment. As discussed in the HOPE therapy, it is possible that patients were aware that cravings for opioids will ebb and flow, but throughout treatment the overall desire to use reduced given patients’ commitment to their respective recoveries. In all, decreases in the desire for opioid use are taken as preliminary and require future replication.

4.3. Client Satisfaction

Additional outcomes that are noteworthy to mention include the high retention in the HOPE therapy and overall client satisfaction. Present research shows that dropout rates from most integrated, trauma-focused treatments remain moderately high at values hovering near ~40–60% (e.g., Belleau et al., 2017; Szafranski et al., 2019). Although this study’s findings need to be replicated in a larger sample, the overall dropout rate was significantly lower than these studies at 16.7% and retention was 83.3%. One possible reason for higher retention rates in this study was the flexibility with which HOPE was delivered—a vocalized desire by treatment providers and patients during treatment development (Saraiya et al., 2024). HOPE maintained flexibility in the administration of imaginal and in vivo exposures as well as session content. This flexibility prioritizes attending to presenting patient concerns at each session (e.g., self-harming behaviors, suicidality, lapses on medications for OUD or opioid use, unstable housing, medical problems) over strict adherence to manualized protocols that may sacrifice treatment alliance and retention. In this way, as with other treatments for high intensity, high risk populations, clinical needs always take priority. HOPE was developed with these safety-oriented principles in mind. The goal is that by prioritizing patient needs and empowering providers flexibility in how content is delivered throughout the therapy (rather than strictly at one specific session), alliance, trust, and retention can be increased. Indeed, this pilot study showed higher retention outcomes than financial incentives combined with Prolonged Exposure therapy (Peck et al., 2025) which may warrant greater consideration of flexibility within fidelity (Chu & Kendall, 2009; Galovski et al., 2024).

4.4. Secondary Outcomes

Additional promising outcomes from this pilot study were the reductions in symptoms of anxiety and depression and the increase in client satisfaction. Akin to other trauma-focused therapies, participants who received HOPE showed reductions in both anxiety and depression symptoms by end of treatment and follow up (Peck et al., 2025). Average end of treatment scores suggest that participants in this study were moderately anxious and depressed at the beginning of treatment and self-reported scores in the minimal to mild depression and anxiety range by end of treatment. These results align with extant research further demonstrating the breadth of both integrated and non-integrated trauma-focused therapies on not only efficaciously reducing PTSD symptoms, but also depression and anxiety symptoms (e.g., Aderka et al., 2013; Back et al., 2019).

4.5. Limitations and Future Directions

There are notable limitations to factor into the study’s findings. First, as a pilot study, the sample size was very small, and results are preliminary and require replication in a larger randomized clinical trial, which is ongoing (e.g., ClinicalTrials.govID: NCT06641115). In addition, there was no control group in this sample, and thus solely within-group effects could be observed. As such, we are not able to conclude from this study’s design whether observed reductions are due to the intervention or other third-variable factors (e.g., time, natural environment). A randomized controlled trial will allow assessment of if the combination of HOPE with medications for OUD provides greater reductions than on medication for OUD only. Further, the first author was a study therapist for the study, which may have increased bias in the delivery of HOPE to each client. Some bias was reduced by study assessors being blind to the study intervention. Fidelity checklists were completed after each session, but fidelity monitoring is not reported herein since the aim of this Stage IA pilot study, in line with the NIH Stage Model of Behavioral Therapies Development (Onken et al., 2014), was to test the initial HOPE manual and include iterative modifications for a future randomized controlled clinical trial. Nevertheless, the lack of blinding of both the study therapist and assessors—a difficult feat in all psychotherapy research trials—remains a limitation. Furthermore, it is critical to highlight the lack of diversity in the current sample. No participants identified as Black/African American or Asian/Asian American, despite members of the study team identifying with these racial/ethnic identities. The lack of racial/ethnic representativeness in this sample mirrors work showing that these two communities are some of the least likely to seek substance use disorder, specifically opioid use, care (Banks et al., 2023). Thus, future work is needed on specifically increasing the engagement of Black and Asian communities into trauma-focused OUD care, which may also call for modification of the HOPE therapy itself. Modifications could include the discussion of racial trauma and examining how opioid use may be related to racism, racial trauma, and microaggressions experienced.

Another limitation to be noted is that there are significant limitations in the field in measuring the frequency of polysubstance use across samples using a combination of alcohol, drug, and tobacco products. Efforts to increase concordant measurement across substances will significantly enhance the ability to detect substance use outcomes. Similarly, ensuring the validity of trauma-focused assessments among individuals with OUD will be important for future work to consider given that, observationally, some trauma assessments were difficult for participants to complete since they seemed to lack awareness of their trauma/PTSD symptoms. Indeed, PTSD symptoms were lower in this sample than in other co-occurring OUD/PTSD samples (e.g., Mills et al., 2007). It is unclear why PTSD symptoms were lower in this sample, but in addition to possible lack of ‘awareness’ among participants, being stabilized on medications for OUD may have reduced PTSD severity. It will be important to examine this in a larger sample.

Despite these limitations, these preliminary results from a Stage IA trial are promising for advancing treatment of co-occurring OUD/PTSD among individuals taking medications for OUD. In this pilot study, HOPE showed positive outcomes among multiple domains of psychological functioning without significant changes in substance use or opioid use. In addition, client satisfaction was extremely high, as evidenced by the high retention rate in the study. Altogether, this study’s findings suggest that in a trauma-focused, integrated treatment where the number of exposures was reduced, sessions lasted 60-min, content was delivered flexibly, and overall treatment varied in length from 10–12 sessions, the therapy was deemed acceptable, feasible, and shows early preliminary efficacy among individuals with OUD/PTSD and stabilized on medications for OUD. Given the early state of this therapy, the next ongoing steps will be to test the efficacy of HOPE more rigorously in a randomized clinical trial.

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Abstract

Opioid use disorder (OUD) and posttraumatic stress disorder (PTSD) frequently co-occur. However, there are no psychotherapy treatments intentionally designed for this comorbidity, nor designed to be augmented with medications for OUD. In this open-label pilot trial, we tested Helping Opioid Use Disorder and PTSD with Exposure (HOPE), a novel integrated, trauma-focused treatment for individuals (N = 6) with OUD/PTSD who were stabilized on medications for OUD. HOPE was delivered weekly for 10–12 sessions, and one follow-up visit was conducted ~1-month post-treatment. Primary outcomes included urine drug screens, the Timeline Followback, Desire for Drugs Questionnaire, Clinician-Administered PTSD Scale-5 (CAPS-5), and PTSD Checklist-5 (PCL-5). Boot-strapped linear mixed effect models and generalized estimating equations showed that PTSD symptoms (CAPS-5: B = −7.16, SE = 1.24, p < 0.01; PCL-5: B = −2.04, SE = 0.26, p < 0.01), desire for opioids (B = −0.56, SE = 0.15, p < 0.01), depression symptoms (B = −0.43, SE = 0.09, p < 0.01), and anxiety symptoms (B = −0.50, SE = 0.08, p < 0.01) decreased significantly over time. Client satisfaction increased throughout the study (B = 0.18, SE = 0.08, p = 0.02), and 83.3% of participants completed the therapy and follow-up visit. There were no significant changes in opioid or other substance use from baseline to follow-up. Although preliminary, results show high acceptability and feasibility of the HOPE therapy and demonstrate significant improvements in PTSD and associated symptoms with an integrated, trauma-focused treatment.

Introduction

The opioid epidemic is a significant global public health crisis. In the United States, deaths involving synthetic opioids, primarily fentanyl, sharply increased between 2002 and 2017. Posttraumatic stress disorder (PTSD), a psychological condition resulting from traumatic experiences, frequently occurs alongside opioid use disorder (OUD). Studies indicate that up to 50% of individuals seeking OUD treatment also meet the criteria for PTSD. While medications for OUD are considered the best treatment, many individuals stop taking them too early. These medications do not address co-occurring conditions, and most individuals with both OUD and PTSD do not receive treatment for their PTSD. Currently, there are no integrated psychotherapy treatments specifically designed for individuals with both OUD and PTSD, despite how often these conditions appear together. To address this need, a new integrated, trauma-focused therapy called Helping Opioid Use Disorder and PTSD with Exposure (HOPE) was developed for individuals with OUD/PTSD who are stable on OUD medications.

The combination of OUD and PTSD has unique characteristics that suggest the need for a new therapy. Research shows that individuals with OUD have the highest rates of childhood mistreatment compared to those with other substance use disorders. For example, a study of twins found that those exposed to childhood sexual abuse had a six-fold higher risk of developing OUD in adulthood compared to their twin who was not exposed. This suggests that the link between childhood sexual abuse and opioid use is stronger than genetic factors or links to other substance use disorders. Individuals with OUD and PTSD often report more trauma exposure overall, including witnessing overdoses and deaths, higher rates of chronic pain, and more life stressors than individuals with other co-occurring substance use disorders and PTSD. They also have higher rates of PTSD diagnoses and more severe PTSD symptoms. This co-occurrence leads to greater clinical complexity, with individuals experiencing more severe physical health problems, depression, suicidal thoughts, pain, unemployment, family issues, and poorer treatment outcomes, including a higher risk of overdose.

Recent theories explain the frequent co-occurrence of trauma and opioid use. The opioid susceptibility model suggests that people use opioids to cope with the intense distress and symptoms associated with traumatic experiences and PTSD. Studies support this, showing that individuals with PTSD seek opioids to manage trauma-related feelings, behaviors, and PTSD symptoms. Treatment research indicates that individuals with OUD/PTSD may benefit especially from adding psychotherapy to their OUD medications. For instance, individuals receiving both OUD medication and psychotherapy for OUD had significantly higher odds of remaining abstinent from opioids at the end of treatment compared to those receiving only medication. Furthermore, not treating underlying PTSD in individuals with OUD/PTSD has been linked to lower retention rates for OUD medications, with one study finding that a 10% increase in PTSD symptoms correlated with a 36% decrease in methadone maintenance attendance.

Some studies have shown the benefit of adding trauma-focused treatment to OUD medications. Three pilot studies of Prolonged Exposure therapy for PTSD in individuals with OUD/PTSD found significant reductions in PTSD and related mental health problems like depression, with no increase in opioid use. A recent study specifically examined Prolonged Exposure therapy with incentives to encourage treatment attendance. Participants with OUD/PTSD who were stable on buprenorphine or methadone were divided into three groups: standard medication treatment, Prolonged Exposure therapy, or Prolonged Exposure with attendance incentives. All three groups showed notable reductions in PTSD symptoms, with the incentive group showing the greatest improvement and highest attendance. Both Prolonged Exposure groups also showed no increase in substance use. These findings suggest that modified Prolonged Exposure therapy holds promise for individuals with OUD/PTSD. However, a limitation of past studies is that none have fully integrated treatment content for both OUD and PTSD into a single therapy manual, focusing mostly on PTSD. A combined approach may be important, given the way posttraumatic stress and substance use often influence each other.

The current study aimed to test the feasibility and initial effectiveness of the new therapy, HOPE. This therapy was developed based on feedback from community stakeholders and patients, and it also drew from previous research on integrated treatments for other substance use disorders and PTSD. Unlike earlier studies that primarily focused on PTSD with little attention to OUD or its co-occurrence, HOPE was designed to address: PTSD symptoms, the connection between OUD and PTSD, opioid use, other substance use and craving, and adherence to OUD medications. This initial pilot trial evaluated HOPE in individuals with both OUD and PTSD who were stable on OUD medications. The study's goals were to determine if participants receiving HOPE experienced significant reductions in PTSD symptoms, significant reductions in opioid use and craving, continued adherence to OUD medications, and high satisfaction with the treatment. Additional analyses examined whether participants also experienced reduced symptoms of anxiety and depression.

Methods

Participants

Six adults seeking treatment for co-occurring OUD and PTSD participated in the study. They were referred by local substance use treatment clinics and recruited through social media advertisements between October 2023 and April 2024. Participants needed to be at least 18 years old, English-speaking, meet diagnostic criteria for current (past year) OUD or lifetime OUD within the past five years, meet diagnostic criteria for current PTSD, and be on a stable dose of OUD medication (and any other psychotropic medications) for at least one month before starting the study. Individuals were excluded if they had uncontrolled psychosis, mania, or bipolar disorder; suicidal thoughts with a plan or attempt in the past year; a primary current non-opioid substance use disorder; were enrolled in other evidence-based psychotherapy for substance use or PTSD (beyond standard group therapy); or had medical issues requiring immediate intensive treatment. All study procedures received approval from the affiliated institution’s Institutional Review Board.

Procedures

Individuals interested in the study first completed a phone screening. Following this, they provided written informed consent and attended a baseline appointment to confirm their eligibility. Eligible participants then received 10 to 12 individual, 60-minute sessions of HOPE, typically once or twice per week, depending on their availability and preferred frequency. A licensed clinical psychologist, who was also the first author of the report, delivered the therapy. Weekly self-report assessments were conducted by trained clinical psychology doctoral students, who also performed clinical interviews at baseline, week 6, at the end of treatment (which varied between session 10 or 12 for each participant), and approximately one month after treatment concluded (follow-up). Participants who completed at least 10 psychotherapy sessions were considered treatment completers (5 out of 6, or 83.3%). The single participant who did not complete the study dropped out after session 4 and could not be reached for further assessments. Participants were compensated for their time and assessment completion.

The HOPE Intervention

Helping Opioid Use and PTSD with Exposure (HOPE) incorporates modified elements from exposure therapies for trauma and PTSD, along with relapse prevention therapy for substance use disorders, including OUD. HOPE is delivered individually, in 60-minute weekly sessions, over 10 to 12 sessions. The treatment length was collaboratively decided by patients and providers around sessions 8-9 based on progress. Key changes from a previous similar intervention include increased flexibility in session focus, flexible treatment length (10-12 sessions), shorter sessions (60 minutes versus 90 minutes), integration of content specific to opioid use/OUD, OUD medication, overdose, chronic pain, and the link between traumatic stress and opioid use. It also expanded exposure therapy to include multiple traumas, reduced the number of required imaginal and in vivo exposures and homework, integrated content on general life stressors, and included OUD safety and risk planning. Imaginal exposures typically began at session 4 but were not required in every subsequent session; instead, they were adjusted based on individual needs, with at least three exposures lasting a minimum of 15 minutes completed over three sessions. After three imaginal exposures, other traumatic events could also be addressed. Similarly, in vivo exposures were adjusted based on participant ability and did not require lengthy or repeated sessions.

HOPE's structure generally follows the Trauma-Focused Cognitive Behavioral Therapy (TF-CBT) model, organized around four domains: Psychoeducation, Relapse Prevention, Exposure, and Processing (PREP). The intervention suggests how to organize content within these domains, but therapists have flexibility in choosing which areas to focus on in each session. Overall guidelines help balance treatment consistency with adaptability, such as completing at least three exposures on the main traumatic event before moving to other traumas. This approach aims for better implementation and personalized treatment success. Sessions are designed to respond to patient needs and presentation while ensuring safety. In this pilot study, the first author served as the therapist, and fidelity checklists were completed after each session.

Measures

Participant demographic information was collected at baseline using a study-specific questionnaire, covering age, gender identity, racial/ethnic identity, religious affiliation, education level, monthly household income, legal history, housing and relationship status, and childcare responsibilities.

Clinical diagnoses were determined at baseline by trained assessors using a structured interview for DSM-5 Disorders. This interview screened for substance use disorders, mood disorders (depression, mania, bipolar), and psychosis.

Trauma exposure was assessed using the Life Events Checklist-5 (LEC-5), a self-report measure that evaluates exposure to 16 types of potentially traumatic events. Respondents indicate their level of exposure (e.g., "happened to me," "witnessed it"). This measure helps identify trauma exposure related to PTSD symptoms. Participants identified their "worst" or "index" trauma for later assessments. Childhood trauma was also assessed using the Childhood Trauma Questionnaire (CTQ), a 28-item self-report measure covering five areas: emotional, physical, and sexual abuse, and emotional and physical neglect. Scores in each domain range from 5 to 25, with higher scores indicating greater severity.

PTSD symptoms were assessed using two measures. The Clinician-Administered PTSD Scale for DSM-5 (CAPS-5) was conducted at baseline, mid-treatment, end-of-treatment, and follow-up. It is a 30-item structured interview considered the gold standard for PTSD assessment, evaluating symptom frequency and intensity according to DSM-5 criteria. Trained doctoral students rated each symptom on a 0-4 scale. A PTSD diagnosis required specific symptom counts and severity scores. Total scores ranged from 0 to 80, with higher scores indicating more severe symptoms. The PTSD Checklist-5 (PCL-5) was a 20-item self-report measure administered at every time point, assessing PTSD symptom presence and severity over the past assessment period. Participants rated symptom bother on a 0-4 Likert scale, with total scores from 0 to 80. A score of 33 or higher suggested a provisional PTSD diagnosis.

Substance use and adherence to OUD medication were measured through self-report and biochemical verification. The Timeline Followback (TLFB) was used as a retrospective calendar assessment for detailed substance use information over specific periods (e.g., past 60 days at baseline, weekly since last visit). This was combined with a saliva alcohol test strip and an 11-panel urine drug screen (UDS) at each assessment for drugs like amphetamines, buprenorphine, cocaine, methadone, opiates, and fentanyl. UDS provided binary (positive/negative) results, which were then discussed with the TLFB. Medication for OUD adherence was tracked using a study-developed measure noting medication type, dosage, and adherence status, confirmed by TLFB and UDS. Non-fatal overdoses were also assessed at each time point.

Opioid craving was measured by the Desire for Drug Questionnaire (DDQ) and the Opioid Craving Scale (OCS). The DDQ is a 14-item measure, modified for opioid use, assessing desire for opioids on a 7-point Likert scale. Only the desire for opioids subscale was used. The OCS is a brief, 3-item measure for opioid craving, with responses ranging from 1 to 10. The DDQ was administered at baseline, mid-treatment, end of treatment, and follow-up, while the OCS was administered at every assessment.

Client satisfaction was assessed using the Client Satisfaction Questionnaire (CSQ-8), an 8-item self-report measure evaluating general satisfaction and perceived effectiveness of services. Items are rated on a 4-point Likert scale, with total scores from 8 to 32, where higher scores indicate greater satisfaction. The CSQ-8 was administered after each weekly therapy session to track satisfaction and inform treatment refinement.

Depression and anxiety symptoms were assessed using two measures. The Generalized Anxiety Disorder 7 (GAD-7) is a 7-item self-report questionnaire for generalized anxiety, assessing symptom frequency over two weeks on a 0-3 Likert scale. Total scores (0-21) indicate anxiety severity (minimal, mild, moderate, severe). The Patient Health Questionnaire-9 (PHQ-9) is a 9-item self-report tool for screening and assessing depression severity over two weeks, rated on a 0-3 Likert scale. Total scores (0-27) indicate depression severity (minimal, mild, moderate, moderately severe, severe).

Data Analysis

Data analyses tracked changes in PTSD symptoms (PCL-5 and CAPS-5), opioid and other substance use (UDS and TLFB), opioid craving (DDQ), client satisfaction (CSQ-8), OUD medication adherence (TLFB), depression (PHQ-9), and anxiety (GAD-7) over time. All variables were measured at baseline, each session, end of treatment, and one-month follow-up, except for CAPS-5 and DDQ, which were assessed less frequently. All analyses included the full sample (N=6), except for CAPS-5 and DDQ due to one participant's early dropout. Given varying assessment periods for the TLFB, daily use was calculated by dividing total use by the number of days since the last assessment.

Data analysis used R software packages for data manipulation, visualization, and statistical modeling. For continuous variables (most measures except UDS), linear mixed-effects models (LME) were used, including random intercepts for participants to account for repeated measures. Time was analyzed first as a continuous variable for trends, then as a categorical variable for estimated marginal means at each time point. When significant effects were found, estimates were bootstrapped to provide bias-corrected confidence intervals and robust p-values, important for a small sample size. Adjusted within-group effect sizes were also calculated. For UDS data, which was categorical (binary for opioid use, count for non-opioid use), generalized estimating equations (GEE) were implemented to assess population-level trends. Logistic regression was used for binary opioid UDS, and Poisson regression (or negative binomial if overdispersion was present) for non-opioid counts. Key model parameters were summarized, and graphs were created for significant results.

Results

Demographics and PTSD Outcomes

The study participants were predominantly female (66.7%), white (66.7%), on Medicaid (83.3%), had a history of incarceration (66.7%), and were parents (66.7%). Buprenorphine was the most common OUD medication (66.7%), followed by methadone (16.7%) and vivitrol (16.7%). On average, participants experienced and witnessed approximately 8.67 lifetime traumatic events. The most common primary traumas were sexual assault (50.0%), physical assault (33.3%), and sudden violent death (16.7%). Most participants reported using nicotine products (83.3%), with fewer reporting ongoing cocaine or methamphetamine use (16.6% each).

Participants showed significant reductions in PTSD symptoms over time as measured by the PCL-5. Total PCL-5 scores decreased by about 2.06 points per session, with time accounting for 24% of the variance in scores, and the full model explaining 75%. When analyzed by session, PCL-5 scores were lower at most sessions after baseline, with the most notable decline at session 8. While no significant decline was observed at the mid-point (session 6), statistically significant reductions from baseline were found at the end of treatment and at the one-month follow-up. Similarly, the CAPS-5 showed a significant decrease in PTSD symptoms from baseline through mid-point, end-point, and follow-up, with an average reduction of 7.16 points between these time points. Time alone explained 37% of the variance, and the full model explained 79%. Although no significant difference was noted between baseline and mid-point CAPS-5 scores, scores at both the end of treatment and follow-up were significantly lower compared to baseline.

Opioid and Other Substance Use Outcomes

No significant changes in opioid use were observed over time based on the TLFB. The average daily opioid use did not show a statistically significant reduction. While an increase in opioid use appeared at session 8, this was mainly due to two patients and was not statistically significant. No significant changes in opioid use were observed at mid-point, end of treatment, or one-month follow-up compared to baseline. Similarly, no statistically significant changes in non-opioid substance use were found over time. Although average non-opioid substance use appeared lowest at session 7, no consistent significant differences from baseline emerged across sessions. Bootstrapping analyses for this measure did not converge, suggesting potential instability of these estimates.

Urine drug screen (UDS) data also showed no significant change in opioid and non-opioid use over time. For opioid use, the likelihood of a positive test did not significantly change. For non-opioid substance counts, the effect of time was not significant. When analyzed by category, no meaningful results emerged for opioid use due to a high number of zero values (no opioids detected). The model for non-opioid substance UDS did not converge when analyzed categorically.

Opioid Craving and Desire

The OCS measure showed a slight, though not statistically significant, reduction in opioid craving over time during treatment. While craving scores appeared lower at later sessions compared to baseline, no statistically significant difference was found at mid-point or end of treatment. However, a statistically significant reduction in craving emerged at the one-month follow-up compared to baseline. In contrast, the Desire and Intention subscale of the DDQ revealed a significant decline in participants’ desire and intention to use opioids over time, with scores decreasing by approximately 0.56 standardized points per assessment. This decline was statistically significant. Although no significant differences were noted at mid-point or end of treatment compared to baseline, statistically significant reductions were observed at the one-month follow-up.

Medication for OUD Retention

No significant change in medication for OUD retention was observed over time, indicating that participants generally maintained high adherence to their OUD medications from baseline throughout the study. The average daily use of OUD medications did not show a statistically significant decrease. Similarly, no significant differences in medication for OUD retention emerged at mid-point, end of treatment, or one-month follow-up compared to baseline.

Client Satisfaction

A significant increase in client satisfaction was observed over the course of treatment, as measured by the CSQ-8. Scores increased by approximately 0.18 points per session. While client satisfaction generally increased across sessions compared to baseline, a slight dip was noted at session 4, which coincided with the start of imaginal exposure sessions. However, no statistically significant differences were found across time points due to satisfaction already being high at the beginning of the study. Participants reported being "mostly" to "very satisfied" with the therapy's quality and its ability to meet their needs, with satisfaction scores approaching the maximum by the end of treatment.

Depression and Anxiety

A significant reduction in depressive symptoms was observed over time as measured by the PHQ-9. Scores decreased by approximately 0.43 points per session. Categorical analysis showed consistent declines in PHQ-9 scores across sessions, with significant differences from baseline observed from sessions 5 through 10, session 12, and at follow-up. Specifically, significant reductions in PHQ-9 scores from baseline were found at mid-point, end of treatment, and one-month follow-up. Similarly, a significant reduction in anxiety symptoms was observed over time on the GAD-7 scale, with scores decreasing by approximately 0.50 points per session. Categorical analyses showed consistent decreases in anxiety scores at multiple time points relative to baseline. Statistically significant differences in GAD-7 scores from baseline emerged consistently from sessions 8 through 10 and at session 12. Although mid-point scores did not show a significant decline, significant reductions from baseline were observed at end of treatment and one-month follow-up.

Adverse Events

No serious adverse events occurred during the study. An independent Data Safety and Monitoring Board reviewed all reported adverse events annually.

Discussion

This initial pilot study, identified as a Stage IA trial, aimed to evaluate the feasibility, acceptability, and early promise of HOPE, a modified, integrated, trauma-focused treatment. The study involved six individuals with co-occurring OUD and PTSD who were stable on OUD medications. Primary research questions focused on whether participants experienced significant reductions in PTSD symptoms, opioid use and craving, maintained OUD medication adherence, and reported high client satisfaction. Secondary aims assessed reductions in anxiety and depression symptoms. Findings indicated significant reductions in PTSD symptoms and high client satisfaction. OUD medication adherence remained consistently high throughout the study, with no significant changes. While opioid use and other substance use did not significantly decrease as hypothesized, opioid craving significantly decreased by the one-month follow-up, though not by the end of treatment. This study is notable as one of the first to examine an integrated, trauma-focused treatment for individuals with both OUD and PTSD.

PTSD Outcomes

The pilot study’s findings regarding PTSD symptom reduction are promising, supported by both self-reported and clinician-rated measures. The results suggest that exposure-based therapies, including imaginal and in vivo exposures, are effective in reducing PTSD symptoms. A novel aspect of this study was the adaptation from traditional Prolonged Exposure therapy, allowing flexibility in the frequency of imaginal and in vivo exposures rather than requiring them in every session after introduction. The findings demonstrate that this adjusted approach still led to significant reductions in PTSD symptoms by the end of treatment and at follow-up. The average decrease in CAPS-5 symptoms was 15 points from baseline to end of treatment and 18.4 points to follow-up, while the PCL-5 showed a decrease of 24.48 points from baseline to end of treatment and 26.52 points to follow-up. These reductions are comparable to those observed in other studies of Prolonged Exposure therapy for individuals with OUD/PTSD, suggesting similar clinical significance.

An interesting pattern emerged where PTSD symptom reductions became significant mainly in the latter half of the HOPE therapy. Specifically, CAPS-5 reductions were only significant at the end of treatment and follow-up. Weekly PCL-5 assessments also highlighted session 8 as a point of significant reduction. Clinically, the mid-treatment point and session 8 often correspond with the completion of the initial imaginal exposures for participants. For one participant, imaginal exposure was delayed until session 6, likely delaying symptom reduction and emphasizing its importance in alleviating PTSD symptoms and trauma-related distress. Furthermore, session 8 coincided with one participant using opioids and another misusing their OUD medication. The lowest client satisfaction was reported at session 4, which is when the first imaginal exposure is typically introduced. This suggests that the initial imaginal exposure may temporarily lead to dissatisfaction, but satisfaction generally recovers in subsequent sessions.

Opioid and Substance Use Outcomes

Regarding opioid and substance use outcomes, the study found that patients maintained their use of OUD medications through the end of treatment and follow-up, and neither opioid use nor other substance use increased during the study. Similar to other trials involving individuals with OUD/PTSD, overall reported opioid use was very low, with only two participants reporting use during the study. This is likely due to all participants being stable on OUD medications, which are known to significantly reduce opioid use and craving. However, it is important to note that for both participants who reported opioid use or misuse of OUD medications, errors or delays occurred in their receipt of OUD medication. The link between these opioid relapses and OUD medication noncompliance highlights the critical role of OUD medications in reducing opioid craving and urges. Additionally, the study's inclusion of participants on vivitrol, methadone, and buprenorphine suggests that HOPE is well-tolerated across different types of OUD medications.

While it is encouraging that substance use did not increase, the lack of significant reductions in opioid and other substance use was contrary to the study’s initial hypotheses. This can be interpreted in several ways. On one hand, the absence of increased substance use suggests that the trauma-focused therapy within HOPE was well-tolerated by individuals with OUD/PTSD on OUD medications without leading to increased substance use. However, these findings also suggest that future versions of the HOPE protocol could include additional content aimed at further reducing substance use. Alternatively, future research might consider changes to standard measures for assessing substance use to better capture the frequency and quantity of polysubstance use over time. In this study, focusing on average "using days" might have prevented the detection of changes in the amount of substance used per day, which is a common challenge in polysubstance use measurement. These questions require further investigation in larger, randomized clinical trials.

Nevertheless, the statistically significant reduction in the desire for opioids by the one-month follow-up was a promising result. The delayed reductions in craving might suggest that reductions in PTSD symptoms are a necessary precursor for subsequent changes in substance use outcomes. Thus, decreases in PTSD symptoms within HOPE may have contributed to the reduction in the desire for opioids by follow-up, a mechanism that warrants empirical testing. The delayed decrease in opioid desire might also inform considerations for treatment length (e.g., around 16 sessions) or a phased treatment approach that first prioritizes PTSD reduction while maintaining low substance use, followed by a more intense focus on substance use reduction in later sessions. Importantly, some findings were contradictory: significant decreases in opioid desire were noted on one questionnaire but not consistently on another. This discrepancy might be due to differences in terminology, with patients reporting a general desire for opioid effects but not necessarily in-the-moment craving. The overall decrease in the desire to use opioids, given patients' commitment to recovery, is a preliminary finding that needs future replication.

Client Satisfaction

Additional noteworthy outcomes include the high retention rate in HOPE therapy and overall client satisfaction. Current research indicates that dropout rates from most integrated, trauma-focused treatments often range from 40% to 60%. While these pilot findings require replication in a larger sample, the overall dropout rate in this study was significantly lower at 16.7%, with retention at 83.3%. One possible reason for this higher retention may be the flexibility in how HOPE was delivered, a feature desired by both providers and patients during treatment development. HOPE allowed flexibility in the administration of imaginal and in vivo exposures, as well as in session content. This flexibility prioritized addressing patients' immediate concerns (e.g., self-harm, suicidality, OUD medication lapses or opioid use, housing instability, medical issues) over strict adherence to manualized protocols, which can sometimes compromise the therapeutic alliance and retention. In high-intensity, high-risk populations, clinical needs should always take precedence. HOPE was developed with these safety-oriented principles in mind. By prioritizing patient needs and empowering providers with flexibility in content delivery, the goal is to increase alliance, trust, and retention. Indeed, this pilot study showed higher retention outcomes than studies combining financial incentives with Prolonged Exposure therapy, which may prompt greater consideration of flexibility within treatment guidelines.

Secondary Outcomes

Other encouraging outcomes from this pilot study were the reductions in symptoms of anxiety and depression, and the increase in client satisfaction. Similar to other trauma-focused therapies, participants who received HOPE showed reductions in both anxiety and depression symptoms by the end of treatment and at follow-up. Average scores indicate that participants, who began treatment with moderate levels of anxiety and depression, reported minimal to mild symptoms by the end of treatment. These results align with existing research, further demonstrating the broad effectiveness of both integrated and non-integrated trauma-focused therapies not only in reducing PTSD symptoms but also depression and anxiety symptoms.

Limitations and Future Directions

Several limitations should be considered when interpreting these study findings. First, as a pilot study, the sample size was very small, meaning the results are preliminary and require replication in a larger randomized clinical trial, which is currently underway. Additionally, the absence of a control group means that only within-group effects could be observed. Therefore, the study design does not allow for conclusions about whether observed reductions were solely due to the intervention or other external factors (e.g., time, natural recovery). A randomized controlled trial will be necessary to determine if HOPE combined with OUD medications offers greater reductions than OUD medication alone. Furthermore, the first author served as a study therapist, which could introduce bias in HOPE's delivery. Some bias was mitigated by having study assessors who were unaware of the intervention. While fidelity checklists were used after each session, fidelity monitoring is not reported here, as the aim of this Stage IA pilot study was to test the initial HOPE manual and make iterative modifications for a future randomized controlled trial. Nevertheless, the lack of blinding for both the study therapist and assessors remains a limitation.

A critical limitation is the lack of diversity in the current sample, with no participants identifying as Black/African American or Asian/Asian American, despite some study team members identifying with these racial/ethnic backgrounds. This mirrors broader challenges in engaging these communities in substance use disorder treatment, particularly for opioid use. Future research is needed to specifically increase the engagement of Black and Asian communities in trauma-focused OUD care, which may necessitate modifications to the HOPE therapy itself. Such modifications could include discussions of racial trauma and exploring how opioid use might relate to experiences of racism, racial trauma, and microaggressions.

Another limitation is the challenge in the field of accurately measuring the frequency of polysubstance use across individuals using various alcohol, drug, and tobacco products. Improved, consistent measurement across substances would significantly enhance the ability to detect changes in substance use outcomes. Similarly, ensuring the validity of trauma-focused assessments among individuals with OUD will be important for future work, as some participants appeared to have limited awareness of their trauma/PTSD symptoms. Indeed, PTSD symptoms in this sample were lower than those observed in other samples of co-occurring OUD/PTSD. The reason for this is unclear, but being stable on OUD medications may have contributed to reduced PTSD severity. This warrants further investigation in a larger sample.

Despite these limitations, the preliminary results from this Stage IA trial are promising for advancing the treatment of co-occurring OUD and PTSD in individuals on OUD medications. In this pilot study, HOPE showed positive outcomes across multiple areas of psychological functioning without significant increases in substance use. Client satisfaction was also exceptionally high, as evidenced by the high retention rate. Overall, these findings suggest that HOPE, an integrated trauma-focused treatment featuring reduced exposure frequency, 60-minute sessions, flexible content delivery, and varying lengths (10-12 sessions), was acceptable, feasible, and demonstrated early preliminary effectiveness for individuals with OUD/PTSD who are stable on OUD medications. Given the early stage of this therapy, the next steps involve rigorously testing HOPE's efficacy in an ongoing randomized clinical trial.

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Abstract

Opioid use disorder (OUD) and posttraumatic stress disorder (PTSD) frequently co-occur. However, there are no psychotherapy treatments intentionally designed for this comorbidity, nor designed to be augmented with medications for OUD. In this open-label pilot trial, we tested Helping Opioid Use Disorder and PTSD with Exposure (HOPE), a novel integrated, trauma-focused treatment for individuals (N = 6) with OUD/PTSD who were stabilized on medications for OUD. HOPE was delivered weekly for 10–12 sessions, and one follow-up visit was conducted ~1-month post-treatment. Primary outcomes included urine drug screens, the Timeline Followback, Desire for Drugs Questionnaire, Clinician-Administered PTSD Scale-5 (CAPS-5), and PTSD Checklist-5 (PCL-5). Boot-strapped linear mixed effect models and generalized estimating equations showed that PTSD symptoms (CAPS-5: B = −7.16, SE = 1.24, p < 0.01; PCL-5: B = −2.04, SE = 0.26, p < 0.01), desire for opioids (B = −0.56, SE = 0.15, p < 0.01), depression symptoms (B = −0.43, SE = 0.09, p < 0.01), and anxiety symptoms (B = −0.50, SE = 0.08, p < 0.01) decreased significantly over time. Client satisfaction increased throughout the study (B = 0.18, SE = 0.08, p = 0.02), and 83.3% of participants completed the therapy and follow-up visit. There were no significant changes in opioid or other substance use from baseline to follow-up. Although preliminary, results show high acceptability and feasibility of the HOPE therapy and demonstrate significant improvements in PTSD and associated symptoms with an integrated, trauma-focused treatment.

Introduction

The opioid epidemic continues to be a severe public health crisis worldwide. In the United States, from 2002 to 2017, there was a dramatic 22-fold increase in deaths involving synthetic opioids, primarily fentanyl. A common co-occurring condition with opioid use disorder (OUD) is posttraumatic stress disorder (PTSD), a psychological disorder that can develop after traumatic experiences. Current research indicates that up to 50% of individuals seeking treatment for OUD also meet the criteria for PTSD. Medications for OUD, such as methadone, buprenorphine, and naltrexone, are considered the gold standard for OUD treatment, but early discontinuation remains a significant challenge. Furthermore, these medications do not specifically address co-occurring conditions, and most individuals with OUD and PTSD do not receive integrated treatment for PTSD. There are currently no integrated psychotherapy treatments specifically designed for co-occurring OUD and PTSD, despite the high prevalence of this comorbidity. To address this critical gap in clinical care, a new, integrated, trauma-focused psychotherapy, Helping Opioid Use Disorder and PTSD with Exposure (HOPE), was developed for individuals with co-occurring OUD and PTSD who are stabilized on OUD medications.

The co-occurrence of OUD and PTSD presents a unique clinical profile that necessitates a novel therapeutic intervention. Research shows that individuals with OUD have the highest rates of childhood maltreatment compared to those with other substance use disorders. An Australian twin study, involving 6050 participants, examined twin pairs where one sibling was exposed to childhood sexual abuse. Among same-sex twins who reported illicit drug use, the twin exposed to childhood sexual abuse had an estimated six-fold increased risk of developing OUD in adulthood compared to the twin without such exposure. This risk was notably higher than for any other substance use disorder, suggesting a particularly strong link between childhood sexual abuse and opioid use that transcends genetic similarities. Moreover, individuals with OUD and PTSD report higher rates of overall trauma exposure, including witnessing drug overdoses and deaths, experiencing chronic pain, and enduring greater cumulative life stressors than those with other co-occurring substance use disorders and PTSD. Individuals with OUD also have significantly higher rates of PTSD diagnoses and more severe PTSD symptoms than those with other primary substance use disorders.

This comorbidity of OUD and PTSD signifies greater clinical complexity. Compared to individuals with OUD alone, those with co-occurring OUD and PTSD often experience more severe physical health problems, depression, suicidality, pain, unemployment, family issues, and poorer treatment outcomes, including an elevated risk of overdose.

Recent theoretical frameworks have emerged to explain the frequent co-occurrence of traumatic stress and opioid use. The opioid susceptibility model proposes that individuals seek opioids to manage distressing feelings and reactions related to traumatic experiences and PTSD symptoms. Studies support this theory, showing that individuals with PTSD use opioids to cope with trauma-related feelings, behaviors, and PTSD symptoms. Treatment research further suggests that individuals with OUD and PTSD may particularly benefit from psychotherapy in addition to OUD medications. Individuals with OUD and PTSD who received both OUD medications and psychotherapy addressing OUD had 4.43 times greater odds of achieving opioid abstinence by the end of treatment than those who received only OUD medications. Furthermore, failing to treat underlying PTSD in individuals with OUD and PTSD has been linked to lower retention on OUD medications. One study found that for every 10% increase in PTSD symptoms, methadone maintenance attendance decreased by 36%.

To date, a limited number of studies have demonstrated the benefit of augmenting OUD medications with trauma-focused treatment. Three pilot studies tested Prolonged Exposure therapy for PTSD among individuals with OUD and PTSD, observing significant reductions in PTSD and related mental health problems like depression, without an increase in opioid use. More recently, a randomized clinical trial involving 52 participants examined Prolonged Exposure therapy with contingency management incentives to enhance treatment attendance among individuals stabilized on buprenorphine or methadone. Participants with OUD and PTSD on OUD medications were randomly assigned to treatment as usual (OUDT medications only), Prolonged Exposure therapy for PTSD, or Prolonged Exposure with contingency management incentives for attendance. All three groups showed significant reductions in PTSD symptoms with no inter-group differences, but the contingency management group exhibited the greatest improvement in PTSD symptoms and the highest treatment attendance. Importantly, neither Prolonged Exposure therapy group experienced an increase in substance use. These findings collectively demonstrate the promise of modified Prolonged Exposure therapy for individuals with OUD and PTSD. However, a limitation of existing studies is that none have integrated psychotherapy content addressing both OUD and PTSD within a single treatment manual; other manuals have focused solely on one condition, typically PTSD. A unified treatment incorporating content on both OUD and PTSD may be crucial given the reciprocal relationship between posttraumatic stress and substance use.

The current study aimed to test the feasibility and preliminary effectiveness of HOPE, a new manualized psychotherapy. Developed in accordance with the NIDA Phase Model for Intervention Development, HOPE incorporated feedback from community stakeholders and patients with lived experience. HOPE also drew upon prior research on integrated treatments targeting other substance use disorders and PTSD. Existing interventions for OUD and PTSD have primarily focused on PTSD, with limited or no psychosocial intervention content specifically targeting OUD, the co-occurrence of OUD and PTSD, or adherence to OUD medications. HOPE was designed to include content addressing PTSD symptoms, the co-occurrence of OUD and PTSD, opioid use, other substance use, craving, and adherence to OUD medications. In this open-label pilot trial, HOPE was evaluated among individuals with co-occurring OUD and PTSD who were stabilized on OUD medications. The study's primary aims were to assess whether participants receiving HOPE reported significant reductions in their PTSD symptoms, significant reductions in their opioid use and craving, retention on OUD medications, and client satisfaction with the treatment. Secondary analyses examined whether participants receiving HOPE reported significantly reduced symptoms of anxiety and depression.

Methods

Participants

Six adults seeking treatment for co-occurring OUD and PTSD participated in the study. Referrals came from local substance use treatment clinics, and recruitment also occurred through social media advertisements between October 2023 and April 2024. Inclusion criteria required participants to be at least 18 years of age, English-speaking, meet diagnostic criteria for current (past year) OUD or lifetime OUD within the past five years, meet diagnostic criteria for current PTSD, and be maintained on a stable dose of OUD medication and, if applicable, any psychotropic medications for at least one month before study procedures. Exclusion criteria included unmanaged psychosis, mania, or bipolar disorder; past-year suicidal ideation with a plan and intent or a past-year suicide attempt; meeting diagnostic criteria for a primary current non-opioid substance use disorder; enrollment in ongoing evidence-based psychotherapy for substance use disorders or PTSD outside of standard substance use treatment groups; and medical problems requiring immediate and intensive treatment. All study procedures received approval from the affiliated institution's Institutional Review Board.

Procedures

Interested individuals first completed a phone screening, provided written informed consent, and attended a baseline appointment to determine study eligibility. Eligible participants then received 10 to 12 individual 60-minute sessions of HOPE with a licensed clinical psychologist, held once or twice per week based on the participant’s schedule and preferred treatment frequency. Trained clinical psychology doctoral students conducted weekly self-report assessments and clinical interviews at baseline, week 6, at the end of treatment (a variable time point aligning with session 10 or 12), and approximately one month after treatment concluded (follow-up). Treatment completers, comprising five of the six participants (83.3%), were defined as those who completed at least 10 psychotherapy sessions. The single participant who did not complete the study dropped out at session 4 and could not be reached for subsequent assessments. Participants received compensation for their time and assessment completion, with rates of USD 50 for baseline, USD 25 for weekly therapy sessions, and USD 50 for the 1-month follow-up.

The HOPE Intervention

Helping Opioid Use Disorder and PTSD with Exposure (HOPE) integrates modified elements of exposure therapies for trauma and PTSD with relapse prevention therapy for substance use disorders, including OUD. HOPE is delivered individually, with 60-minute sessions weekly for 10 to 12 sessions. The treatment length was collaboratively determined by patients and providers, based on therapeutic progress discussed around sessions 8–9. Key modifications from the parent intervention include increased flexibility in session focus, adaptable treatment length (10 to 12 sessions), shorter sessions (60 minutes versus 90 minutes), and integration of content on opioid use, OUD, OUD medication, opioid-related overdose, chronic pain, and the relationship between traumatic stress and opioid use. Further adaptations include expanding exposure therapy to encompass multiple traumas, reducing the number of imaginal and in vivo exposures, decreasing homework assignments, incorporating content on general life stressors, and including OUD safety and risk planning. In HOPE, imaginal exposures commence at session 4 but are not required in every subsequent session; instead, they are titrated. At least three imaginal exposures, each lasting a minimum of 15 minutes, were completed over three sessions, with subsequent imaginal exposures potentially including other traumatic events. Similarly, in vivo exposures were titrated based on participant ability and were not required to be 30–45 minutes or repeated multiple times between sessions.

HOPE's structure mirrors the Trauma-Focused Cognitive Behavioral Therapy (TF-CBT) model, organizing therapy into four domains: Psychoeducation, Relapse Prevention, Exposure, and Processing (PREP). While the intervention suggests content organization within these domains, therapists retain flexibility in selecting session focus. Overall benchmarks are provided, balancing treatment fidelity with flexibility (e.g., completing at least three exposures on the primary traumatic event before addressing subsequent traumas) to enhance implementation and personalized treatment success. Sessions are designed to respond to patient presentation and needs while ensuring safety. For this open-label pilot study, the first author served as the study therapist, and fidelity checklists were completed after each session.

Measures

Baseline assessments gathered participant demographics, including age, gender identity, racial/ethnic identity, religious affiliation, education level, monthly household income, legal history, housing and relationship status, and childcare responsibilities. Clinical diagnoses for substance use disorders, mood disorders (depression, mania, bipolar), and psychosis were determined using the Structured Clinical Interview for DSM-5 Disorders (SCID).

Trauma exposure was assessed using the Life Events Checklist-5 (LEC-5), a self-report measure evaluating exposure to 16 types of potentially traumatic events. Respondents indicated various exposure levels (e.g., "happened to me," "witnessed it"), identifying their worst (index) trauma for subsequent assessments. Childhood trauma was also assessed by the Childhood Trauma Questionnaire (CTQ), a 28-item self-report measure evaluating emotional, physical, and sexual abuse, and emotional and physical neglect on a 5-point Likert scale. Subscale scores indicated trauma severity.

PTSD symptoms were evaluated by the Clinician-Administered PTSD Scale for DSM-5 (CAPS-5) at baseline, mid-treatment, end-of-treatment, and follow-up, and by the PTSD Checklist-5 (PCL-5) at every time point. The CAPS-5, a 30-item structured diagnostic interview, assesses PTSD diagnostic status and severity, considering symptom frequency and intensity across DSM-5 criteria, with a total severity score ranging from 0 to 80. The PCL-5, a 20-item self-report measure, assesses PTSD symptom presence and severity over the past month, with total scores also ranging from 0 to 80.

Substance use was measured through self-report via the Timeline Followback (TLFB) and biochemical verification using a saliva-based alcohol test strip and an 11-panel urine drug screen (UDS) at each assessment point. The TLFB retrospectively collected detailed information on substance use frequency, quantity, and context. UDS results provided binary (positive/negative) results for various drugs, including fentanyl, and were cross-referenced with TLFB. Medication for OUD adherence was documented by a study-developed measure on medication type, prescribed dosage, and adherence status, cross-referenced with TLFB and UDS. Non-fatal overdoses were also assessed at each time point.

Opioid craving was measured by the Desire for Drug Questionnaire (DDQ) and the Opioid Craving Scale (OCS). The DDQ, a 14-item measure modified for opioid use, assesses desire and intention, negative reinforcement, and control on a 7-point Likert scale. The OCS, a brief 3-item measure, assesses current craving, past week craving, and environmental craving on a 1-to-10 Likert scale. Client satisfaction was assessed by the Client Satisfaction Questionnaire (CSQ-8), an 8-item self-report measure evaluating satisfaction with health services, rated on a 4-point Likert scale, with total scores from 8 to 32. Symptoms of anxiety and depression were assessed using the Generalized Anxiety Disorder 7 (GAD-7) and the Patient Health Questionnaire-9 (PHQ-9), respectively, both 7- or 9-item self-report questionnaires rating symptom frequency on a 4-point Likert scale over the past two weeks.

Data Analysis

Data analyses examined the trajectories of several outcome variables throughout treatment: PTSD symptoms (PCL-5 and CAPS-5), opioid and other substance use (UDS and TLFB), opioid craving (DDQ), client satisfaction (CSQ-8), medication for OUD retention (TLFB), depression (PHQ-9), and anxiety (GAD-7). All variables were measured at baseline, each treatment session, end of treatment, and one-month follow-up, except for the CAPS-5 and DDQ, which were assessed at baseline, mid-treatment (week 6), end of treatment, and follow-up. All analyses included the intent-to-treat sample of six participants, except for the CAPS-5 and DDQ, due to the dropout participant only having baseline data for these two measures. The TLFB assessed the frequency, amount, and administration route of each substance since the last assessment, with use standardized by dividing by the number of days since the last assessment.

To evaluate outcomes over time, different modeling approaches were employed based on variable type. For continuous variables (all except UDS results), a linear mixed-effects model (LME) was used, incorporating random intercepts for participants to account for repeated measures over time. Time was analyzed first as a continuous variable to identify overall trends, and then as a categorical variable to calculate estimated marginal means (EMMs) for each time point, providing a more detailed understanding of treatment trajectories. When significant effects were observed, all estimates were bootstrapped to obtain bias-corrected confidence intervals and robust p-values, ensuring result reliability given the small sample size. Adjusted within-group effect sizes, Hedges g, were also calculated with confidence intervals.

Due to the categorical nature of UDS data (binary for opioid use and count-based for non-opioid use), generalized estimating equations (GEE) were implemented to assess population-level trends. Given the low number of positive UDS results for both opioids and other substances, individual trajectory identification was challenging; therefore, the focus remained on estimating overall population-level effects using GEE. For binary opioid use, a logistic regression model was fitted with GEE. For non-opioid use, a count variable, model selection between Poisson and negative binomial regression was based on assessing overdispersion by comparing the mean to the variance. Finally, key model parameters were summarized, and graphs were generated to visualize significant findings.

Results

Demographics

Participant demographics and clinical characteristics are presented in Tables 1 and 2 (not provided in text). The sample primarily identified as female (66.7%), white (66.7%), receiving Medicaid (83.3%), having a history of incarceration (66.7%), and being parents (66.7%). Buprenorphine was the most common OUD medication (66.7%), followed by methadone (16.7%) and vivitrol (16.7%). On average, participants reported experiencing and witnessing 8.67 (SD = 1.45) lifetime traumatic events. Index traumas included sexual assault (50.0%), physical assault (33.3%), and sudden violent death (16.7%). Most participants reported using nicotine products (83.3%), with fewer reporting ongoing cocaine use (16.6%) and methamphetamine use (16.6%).

PTSD Outcomes

Based on the PCL-5, results indicated a significant reduction in PTSD symptoms over time. Bootstrapped estimates showed that PCL-5 total scores decreased by approximately 2.06 points per session. The fixed effect of time alone accounted for 24% of the variance in PCL-5 scores, while the full model, incorporating individual baseline differences, explained 75% of the variance. When time was analyzed as a categorical variable, estimated marginal means (EMMs) for PCL-5 scores were lower at nearly all sessions after baseline. Significant differences, based on bootstrapped confidence intervals, were observed at sessions 4, 5, and 7 through 13 compared to baseline, with the most pronounced decline at session 8. Specifically, PCL-5 scores at the midpoint (session 6) did not show a significant decline, but end of treatment and one-month follow-up scores reflected significant reductions from baseline.

With the CAPS-5, analysis revealed a significant decrease in PTSD symptoms from baseline through mid-point, end-point, and follow-up. Bootstrapped estimates indicated an average reduction of 7.16 points between these time points. The fixed effect of time alone explained 37% of the variance in CAPS scores, with the full model explaining 79%. When time was treated as a categorical variable, no significant difference was found between EMMs of CAPS-5 scores at baseline and mid-point. However, both end-point and follow-up EMM CAPS-5 scores were significantly lower compared to baseline.

Opioid and Other Substance Use Outcomes

Based on the TLFB, opioid use showed no significant change over time. When time was treated as a continuous variable, the fixed effects for TLFB opioid use per day since the last time point were not statistically significant. The fixed effect of time alone explained 0.99% of the variance in TLFB opioid use per day, while the full model explained 2.8%. Similarly, when time was modeled as a categorical variable, no consistent significant differences from baseline emerged across sessions. Although average opioid use per day appeared elevated at session 8 compared to baseline, this was primarily due to opioid use in two patients, and bootstrapped confidence intervals indicated this difference was not statistically significant. TLFB opioid use per day at mid-point, end of treatment, and one-month follow-up also showed no statistically significant changes from baseline.

For TLFB non-opioid substance use per day, when time was treated as a continuous variable, the fixed effects were not statistically significant. The fixed effect of time alone explained 0.02% of the variance, with the full model explaining 78.5%. When time was modeled categorically, no consistent significant differences from baseline emerged across sessions. Average non-opioid substance use per day was lowest at session 7 compared to baseline. However, bootstrapping failed to converge, suggesting these estimates may be unstable.

Regarding UDS data, results also indicated no significant change in opioid and non-opioid use over time. When time was modeled continuously, the log-odds of average opioid use per day did not significantly change. A Poisson model was used for non-opioid substance counts, and the time effect was not significant. When time was modeled categorically, no meaningful results emerged for opioid use, likely due to the high presence of zero values (no opioids in urine screen) across sessions. Additionally, the non-opioid substance UDS model failed to converge when time was modeled categorically.

Opioid Craving and Desire

Based on the OCS measure, opioid craving showed a slight, though not statistically significant, reduction over time during treatment when modeling time as a continuous variable. The fixed effect of time alone explained 2.52% of the variance in OCS scores, with the full model explaining 44.95%. When time was analyzed categorically, EMMs for OCS scores suggested variability, with lower craving at later sessions. No statistically significant difference in scores was found at midpoint or end of treatment compared to baseline. However, statistically significant differences in EMMs emerged at the one-month follow-up compared to baseline.

Based on the Desire and Intention subscale of the DDQ, a significant decline in participants’ desire and intention to use opioids was observed over time. When modeling time continuously, bootstrapped estimates indicated a significant decrease in scores. The fixed effect of time alone explained 39.54% of the variance in the Desire and Intention subscale, with the full model explaining 42.67%. When analyzed categorically, bootstrapped EMMs generally decreased at each subsequent assessment point from baseline. No significant differences were observed at mid-point and end of treatment compared to baseline. However, significant differences were observed at the one-month follow-up compared to baseline.

Medication for OUD Retention

Based on the TLFB, no significant change in medication for OUD retention was observed over time, indicating participants did not show significant decreases in retention from baseline. When modeling time as a continuous variable, the fixed effect for average daily OUD medication use was not statistically significant. The fixed effect of time alone explained 1.11% of the variance, with the full model explaining 33.13%. Similarly, no significant differences emerged when modeling time categorically across sessions. TLFB for average daily OUD medication use at mid-point, end of treatment, and one-month follow-up did not show statistically significant differences from baseline. Bootstrapping was not conducted due to the lack of significant findings.

Client Satisfaction

Based on the CSQ-8, client satisfaction showed a significant linear increase over the course of treatment. Modeling time as a continuous predictor revealed bootstrapped estimates indicating that CSQ scores increased by approximately 0.18 points per session. The fixed effect of time alone explained 4.95% of the variance in CSQ scores, with the full model explaining 54.92%. When time was analyzed categorically, EMMs of client satisfaction scores generally showed increasing satisfaction, except for session 4, which coincided with the initiation of imaginal exposure sessions. However, bootstrapped confidence intervals on the EMM scores indicated no significant differences across time points. It is important to note that CSQ scores typically range from 8 to 32, and satisfaction was already high at session 1, suggesting participants were "mostly" to "very satisfied." Despite the absence of statistically significant differences between sessions, satisfaction scores approached the maximum by session 12.

Depression and Anxiety

Based on the PHQ-9, a significant reduction in depressive symptoms was observed over time. When modeling time as a continuous variable, bootstrapped estimates indicated a significant decrease in PHQ-9 scores by approximately 0.43 points per session. The fixed effect of time alone explained 9.77% of the variance in PHQ-9 scores, with the full model explaining 73.83%. When analyzed categorically, bootstrapped EMMs revealed consistent declines in PHQ-9 scores across sessions, with significant differences observed at sessions 5 through 10, session 12, and follow-up compared to baseline. Specifically, PHQ-9 scores at mid-point, end of treatment, and one-month follow-up reflected significant reductions from baseline.

Based on the GAD-7 scale, a significant linear reduction in anxiety was observed over time. When modeling time as a continuous predictor, bootstrapped estimates showed anxiety decreased by approximately 0.50 points per session. The fixed effect of time alone explained 12.22% of the variance in GAD-7 scores, with the full model explaining 78.38%. Categorical analyses demonstrated decreases in anxiety scores at multiple time points relative to baseline. Statistically significant differences in EMM scores for anxiety emerged consistently at sessions 8 through 10 and at session 12. Specifically, GAD-7 scores at mid-point did not show a significant decline, but end of treatment and one-month follow-up scores indicated significant reductions from baseline.

Adverse Events

No serious adverse events occurred during this study. An independent Data Safety and Monitoring Board reviewed all adverse events at annual meetings.

Discussion

This Stage IA pilot study aimed to assess the preliminary feasibility, acceptability, and promise of Helping Opioid Use Disorder and PTSD with Exposure (HOPE), a modified, integrated, trauma-focused treatment for six individuals with co-occurring OUD and PTSD who were stabilized on OUD medications. The primary research questions examined whether participants receiving HOPE demonstrated significant within-subject reductions in PTSD symptoms, opioid use and craving, retention on OUD medications, and client satisfaction throughout treatment. Secondary outcomes explored reductions in anxiety and depression symptoms. Results indicated that participants in HOPE experienced significant reductions in PTSD symptoms and reported high client satisfaction. There were no significant changes in OUD medication retention, likely due to consistently high compliance throughout the treatment period. One participant used opioids, and another reported misusing their OUD medication; however, both successfully stabilized to their prescribed OUD doses by the end of treatment and follow-up. Contrary to the initial hypotheses, opioid use and other substance use did not significantly change throughout treatment. Nevertheless, craving significantly decreased by the 1-month follow-up, though not by the end of treatment. To the best of current knowledge, this is the first study to investigate an integrated, trauma-focused treatment specifically for individuals with OUD and PTSD. The implications of these pilot findings are discussed further below.

Findings from this pilot study regarding PTSD symptom reduction were promising across both self-reported and clinician-rated measures. Results consistently suggest that exposure-based therapies, including imaginal and in vivo exposures, are effective in reducing PTSD symptoms. A novel aspect of this study was the adaptation from traditional Prolonged Exposure therapy and COPE protocols, which allowed for flexible administration of imaginal and in vivo exposures rather than mandating them in every session following their introduction. This adaptation stemmed from stakeholder and patient feedback during HOPE’s development, expressing a desire for titration of these exposures. The findings here demonstrate that such titration still yields significant reductions in PTSD symptoms by the end of treatment and follow-up. A recent study testing Prolonged Exposure therapy with financial incentives in individuals with OUD and PTSD showed an average decrease of 18.3 points on the CAPS-5 and 24.8 points on the PCL-5 by the end of treatment. In the current study, the average decrease in CAPS-5 symptoms was 15 points from baseline to end of treatment and 18.4 points from baseline to follow-up. Furthermore, the decrease in the PCL-5 was 24.48 points from baseline to end of treatment and 26.52 points from baseline to follow-up. Thus, these findings suggest similar clinically significant reductions in PTSD symptoms compared to prior research. An interesting trend observed in the analyses was the reduction of PTSD symptoms during the latter half of HOPE therapy. Specifically, reductions in PTSD symptoms on the CAPS-5 were only significant at the end of treatment and at follow-up. Weekly PCL-5 assessments also highlighted the significance of session 8 in the reduction of PTSD symptoms. Clinically, mid-treatment and session 8 correspond with participants completing one to three imaginal exposures. For one participant, imaginal exposure was difficult and only completed by session 6, rather than session 4. This understandable experience of avoidance and distress during imaginal exposure likely delayed PTSD symptom reductions, underscoring the importance of imaginal exposure in alleviating PTSD symptoms and trauma-related distress. Additionally, session 8 also coincided with one participant using opioids and another misusing their OUD medication. Results also showed that session 4 had the lowest client satisfaction, which is when the first imaginal exposure is typically completed. These lower client satisfaction ratings suggest that completing the initial imaginal exposure may lead to dissatisfaction with that specific therapy session, but satisfaction typically rebounds in subsequent sessions.

Regarding opioid and substance use outcomes, this study found that patients maintained OUD medication use by the end of treatment and follow-up, and neither opioid use nor other substance use increased throughout the study. Consistent with other trials involving clients with OUD and PTSD, overall reported opioid use throughout the study was very low, with only two participants endorsing use. This is likely attributable to all participants being stabilized on OUD medications, which significantly reduces opioid use and craving. However, for both participants who reported opioid use or OUD medication misuse, errors or delays in receiving their OUD medication occurred. The correlation between these opioid lapses and OUD medication noncompliance highlights the critical role OUD medications play in reducing opioid craving and urges. Furthermore, the use of vivitrol, methadone, and buprenorphine among study participants in HOPE suggests the therapy is well tolerated across various types of existing OUD medications. While it is promising that there were no significant increases in substance use in this pilot study, the lack of significant reductions in opioid and other substance use was contrary to study hypotheses and can be interpreted in several ways. On one hand, the absence of significant increases in substance use suggests that the trauma-focused therapy within HOPE was well tolerated by individuals with OUD and PTSD on OUD medications without leading to increased substance use. However, these findings also indicate that additional content focused on reducing substance use could be incorporated into future iterations of the HOPE protocol to facilitate further reductions. Alternatively, future research could explore changes to standard measures for assessing substance use to better capture the frequency and quantity of polysubstance use over time. In this study, focusing on average using days may have obscured the detection of changes in the amount of substance used per using day, a measurement challenge in polysubstance use. These questions will be important to address in future research with a larger, randomized clinical trial sample. Nevertheless, the statistically significant reduction in the desire for opioids by follow-up was a promising finding. The delayed reductions in craving may suggest that reductions in PTSD symptoms are a necessary precursor for subsequent changes in substance use outcomes. Thus, decreases in PTSD symptoms in HOPE may have influenced the delayed decreases in the desire for opioids by follow-up, though this potential mechanism requires empirical testing. The delayed decrease in opioid desire may also inform considerations regarding treatment length (e.g., around 16 sessions) or a phased treatment delivery that prioritizes PTSD symptom reduction while maintaining low substance use, followed by a more intensive focus on substance use reductions in later sessions for patients with OUD and PTSD. Importantly, some findings in this study were contradictory; results showed significant decreases in the desire for opioids on the Desire for Drugs Questionnaire (in both continuous and categorical analyses), but these findings were not evident on the Opioid Craving Scale. One possible reason for this discrepancy could be terminology: many patients did not report immediate cravings on the craving scale but reported desiring the effects of opioids on the Desire for Drugs Questionnaire completed at baseline, mid-treatment, and end-of-treatment. As discussed in HOPE therapy, patients might be aware that cravings for opioids fluctuate, but their overall desire to use decreased throughout treatment given their commitment to recovery. Overall, decreases in the desire for opioid use are considered preliminary and require future replication.

Additional noteworthy outcomes from this pilot study include high retention in HOPE therapy and overall high client satisfaction. Current research indicates that dropout rates from most integrated, trauma-focused treatments typically remain moderately high, hovering around 40–60%. Although these findings require replication in a larger sample, the overall dropout rate in this study was significantly lower at 16.7%, with a retention rate of 83.3%. One potential reason for higher retention rates in this study was the flexibility with which HOPE was delivered, a desire explicitly voiced by both treatment providers and patients during treatment development. HOPE maintained flexibility in the administration of imaginal and in vivo exposures, as well as in session content. This flexibility prioritizes addressing immediate patient concerns at each session, such as self-harming behaviors, suicidality, lapses in OUD medication or opioid use, unstable housing, or medical problems, over strict adherence to manualized protocols that might compromise the therapeutic alliance and retention. In this manner, similar to other treatments for high-intensity, high-risk populations, clinical needs always take precedence. HOPE was developed with these safety-oriented principles in mind. The objective is that by prioritizing patient needs and empowering providers with flexibility in how content is delivered throughout therapy (rather than strictly adhering to specific sessions), alliance, trust, and retention can be enhanced. Indeed, this pilot study demonstrated higher retention outcomes than studies combining financial incentives with Prolonged Exposure therapy, suggesting that flexibility within fidelity may warrant greater consideration.

Further promising outcomes from this pilot study included reductions in symptoms of anxiety and depression, and increased client satisfaction. Consistent with other trauma-focused therapies, participants who received HOPE showed reductions in both anxiety and depression symptoms by the end of treatment and at follow-up. Average end-of-treatment scores suggest that participants were moderately anxious and depressed at the beginning of treatment, and self-reported scores fell into the minimal to mild depression and anxiety range by the end of treatment. These results align with existing research, further demonstrating the broad impact of both integrated and non-integrated trauma-focused therapies not only on effectively reducing PTSD symptoms but also on improving depression and anxiety symptoms.

Several notable limitations should be considered when interpreting the study's findings. First, as a pilot study, the sample size was very small, and results are preliminary, requiring replication in a larger randomized clinical trial, which is currently underway. Additionally, this study lacked a control group, meaning only within-group effects could be observed. Consequently, it is not possible to definitively conclude from this study’s design whether the observed reductions are solely attributable to the intervention or to other factors, such as time or natural environmental changes. A randomized controlled trial will enable an assessment of whether the combination of HOPE with OUD medications provides greater reductions than OUD medication alone. Furthermore, the first author served as a study therapist, which could introduce bias in the delivery of HOPE to each client. Some bias was mitigated by having study assessors blinded to the intervention. Although fidelity checklists were completed after each session, fidelity monitoring is not reported here, as the aim of this Stage IA pilot study, consistent with the NIH Stage Model of Behavioral Therapies Development, was to test the initial HOPE manual and incorporate iterative modifications for a future randomized controlled clinical trial. Nevertheless, the lack of blinding for both the study therapist and assessors, a common challenge in psychotherapy research, remains a limitation. Moreover, the lack of diversity in the current sample is a critical point. No participants identified as Black/African American or Asian/Asian American, despite some study team members identifying with these racial/ethnic backgrounds. This lack of racial/ethnic representativeness in the sample reflects broader trends showing that these communities are among the least likely to seek care for substance use disorder, particularly opioid use. Therefore, future work is needed to specifically increase the engagement of Black and Asian communities in trauma-focused OUD care, which may necessitate modifications to HOPE therapy itself. Such modifications could include discussions of racial trauma and examinations of how opioid use may relate to experiences of racism, racial trauma, and microaggressions. Another limitation is the significant challenges in the field regarding measuring the frequency of polysubstance use across samples consuming a combination of alcohol, drugs, and tobacco products. Efforts to enhance consistent measurement across substances would substantially improve the ability to detect substance use outcomes. Similarly, ensuring the validity of trauma-focused assessments among individuals with OUD will be an important consideration for future work, given that, anecdotally, some trauma assessments were difficult for participants to complete, as they seemed to lack awareness of their trauma/PTSD symptoms. Indeed, PTSD symptoms in this sample were lower than in other co-occurring OUD and PTSD samples. The reason for this lower PTSD symptom severity in this sample is unclear, but in addition to a possible lack of awareness among participants, being stabilized on OUD medications may have reduced PTSD severity. It will be important to examine this in a larger sample. Despite these limitations, these preliminary results from a Stage IA trial are promising for advancing the treatment of co-occurring OUD and PTSD among individuals taking OUD medications. In this pilot study, HOPE demonstrated positive outcomes across multiple domains of psychological functioning without significant increases in substance use or opioid use. Additionally, client satisfaction was extremely high, evidenced by the high retention rate in the study. Collectively, these findings suggest that in a trauma-focused, integrated treatment where the number of exposures was reduced, sessions lasted 60 minutes, content was delivered flexibly, and overall treatment length varied from 10 to 12 sessions, the therapy was deemed acceptable, feasible, and showed early preliminary efficacy among individuals with OUD and PTSD who were stabilized on OUD medications. Given the early stage of this therapy, the next steps involve rigorously testing the efficacy of HOPE in a randomized clinical trial, which is currently underway.

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Abstract

Opioid use disorder (OUD) and posttraumatic stress disorder (PTSD) frequently co-occur. However, there are no psychotherapy treatments intentionally designed for this comorbidity, nor designed to be augmented with medications for OUD. In this open-label pilot trial, we tested Helping Opioid Use Disorder and PTSD with Exposure (HOPE), a novel integrated, trauma-focused treatment for individuals (N = 6) with OUD/PTSD who were stabilized on medications for OUD. HOPE was delivered weekly for 10–12 sessions, and one follow-up visit was conducted ~1-month post-treatment. Primary outcomes included urine drug screens, the Timeline Followback, Desire for Drugs Questionnaire, Clinician-Administered PTSD Scale-5 (CAPS-5), and PTSD Checklist-5 (PCL-5). Boot-strapped linear mixed effect models and generalized estimating equations showed that PTSD symptoms (CAPS-5: B = −7.16, SE = 1.24, p < 0.01; PCL-5: B = −2.04, SE = 0.26, p < 0.01), desire for opioids (B = −0.56, SE = 0.15, p < 0.01), depression symptoms (B = −0.43, SE = 0.09, p < 0.01), and anxiety symptoms (B = −0.50, SE = 0.08, p < 0.01) decreased significantly over time. Client satisfaction increased throughout the study (B = 0.18, SE = 0.08, p = 0.02), and 83.3% of participants completed the therapy and follow-up visit. There were no significant changes in opioid or other substance use from baseline to follow-up. Although preliminary, results show high acceptability and feasibility of the HOPE therapy and demonstrate significant improvements in PTSD and associated symptoms with an integrated, trauma-focused treatment.

Introduction

The global opioid crisis remains a serious public health problem. In the U.S., deaths involving strong synthetic opioids like fentanyl greatly increased from 2002 to 2017. People with opioid use disorder (OUD) often also have post-traumatic stress disorder (PTSD), a condition that can develop after traumatic experiences. Studies show that up to 50% of people seeking OUD treatment also meet the criteria for PTSD. While medications for OUD are the standard treatment, people often stop taking them early. These medications do not treat co-occurring conditions like PTSD, and most individuals with OUD and PTSD do not receive treatment for their PTSD. There are no combined therapy treatments specifically designed for both OUD and PTSD, despite how common they are together. To fill this gap, a new combined therapy called HOPE was developed for people with both OUD and PTSD who are stable on OUD medications.

The combination of OUD and PTSD is complex and often requires a unique approach. Research indicates that individuals with OUD have the highest rates of childhood mistreatment compared to those with other substance use disorders. One study, involving twins, found that if one twin was exposed to childhood sexual abuse, that twin had a significantly higher risk of developing OUD later in life, more so than other substance use disorders. People with OUD and PTSD also report more overall trauma, including witnessing drug overdoses, having chronic pain, and facing more life stressors. They also have higher rates of PTSD diagnoses and more severe PTSD symptoms than those with other substance use issues combined with PTSD. This makes treating OUD and PTSD together more challenging.

Understanding why OUD and PTSD often occur together has led to new ideas for treatment. One theory suggests that people use opioids to cope with upsetting feelings and reactions from traumatic experiences and PTSD symptoms. Studies support this, showing that individuals with PTSD use opioids to manage trauma-related feelings and symptoms. Treatment research also suggests that adding therapy to OUD medications can be very helpful for people with both conditions. For example, people who received both OUD medication and OUD therapy were much more likely to stop using opioids. Also, if PTSD is not treated, it can lead to people stopping their OUD medications early.

Some studies have already shown the benefits of adding trauma-focused therapy to OUD medications. A few initial studies tested a therapy called Prolonged Exposure for PTSD in individuals with OUD and PTSD. These studies found a significant decrease in PTSD symptoms and related mental health problems, with no increase in opioid use. More recently, a larger study also found that Prolonged Exposure therapy helped reduce PTSD symptoms without increasing substance use. These findings show promise for this type of therapy. However, a limitation of previous studies is that none have truly combined therapy content for both OUD and PTSD into one treatment program. A single treatment that addresses both conditions might be important because of the strong connection between trauma and substance use.

The current study tested a new therapy called Helping Opioid Use Disorder and PTSD with Exposure (HOPE). HOPE was created based on feedback from community members and patients. It also built on past research for combined treatments for other substance use disorders and PTSD. Previous studies focused mainly on PTSD, with little attention to OUD or OUD medications. HOPE was designed to address PTSD symptoms, the connection between OUD and PTSD, opioid use and craving, and how well patients stick to their OUD medications. This initial study aimed to see if HOPE could reduce PTSD symptoms, opioid use and craving, help patients stay on their OUD medications, and result in high patient satisfaction. Secondary goals included reducing anxiety and depression.

Methods

Participants

The study included six adults seeking treatment who had both opioid use disorder (OUD) and PTSD. Participants were referred by local clinics or found through social media ads. To join the study, individuals had to be at least 18 years old, speak English, meet criteria for OUD and PTSD, and be stable on their OUD medication for at least one month. Individuals were excluded if they had uncontrolled psychosis or bipolar disorder, recent suicidal thoughts with a plan, a primary non-opioid substance use disorder, or were already in another specialized therapy for substance use or PTSD. All study steps were approved by the institutional review board.

Procedures

People interested in the study first had a phone screening. If eligible, they gave written consent and completed an initial assessment. They then received 10 to 12 individual, 60-minute therapy sessions of HOPE, typically once or twice a week. Trained students conducted weekly self-assessments, along with clinical interviews at the start of the study, at week 6, at the end of treatment, and about one month later. Completing at least 10 sessions defined a "completer." One participant dropped out after four sessions and could not be reached for further assessments. Participants received payment for their time and for completing assessments.

The HOPE Intervention

Helping Opioid Use Disorder and PTSD with Exposure (HOPE) is a therapy that combines parts of trauma-focused therapies for PTSD with relapse prevention strategies for substance use disorders. HOPE sessions are individual, lasting 60 minutes, and the total treatment can range from 10 to 12 sessions. The therapy is flexible; therapists and patients work together to decide on the length and focus of sessions based on progress. Key changes from other similar therapies include: shorter sessions, content that specifically addresses OUD, OUD medications, opioid overdose, chronic pain, and the link between trauma and opioid use. It also allows for addressing multiple traumas, uses fewer and more flexible "exposure" exercises (where individuals confront trauma memories or situations), reduces homework, includes general life stressors, and focuses on safety planning for OUD. Exposure exercises, where patients vividly recall traumatic events, start around session 4 but are not required in every session.

HOPE follows a structure called PREP, which stands for Psychoeducation, Relapse Prevention, Exposure, and Processing. This model helps organize the content, but therapists have the flexibility to focus on what is most relevant for the patient in each session, while still ensuring safety. For this initial study, the first author served as the therapist, and checklists were used after each session to ensure the therapy was delivered as intended.

Measures

To understand participant progress, various measures were used. These included questionnaires to gather basic information like age and education. Structured interviews helped identify clinical diagnoses such as substance use disorders and mood disorders. Trauma exposure was assessed through measures asking about past potentially traumatic events and childhood trauma experiences. PTSD symptoms were tracked weekly using self-report forms and clinician-administered interviews, which are considered the most accurate way to measure PTSD.

Substance use was monitored through self-reports and confirmed by urine drug screens and saliva tests. This dual approach helped verify if individuals were using opioids or other substances, and also checked how well they were sticking to their OUD medications. Opioid craving was measured with two different scales. Patient satisfaction with the therapy was assessed weekly. Finally, symptoms of depression and anxiety were also tracked using standard questionnaires.

Data Analysis

To understand changes over time, different statistical methods were used. For most outcomes, which involved continuous scores (like symptom severity or craving), linear models were used to see if scores decreased or increased over the course of treatment. These models accounted for the fact that the same individuals were measured multiple times. For outcomes like urine drug screen results, which were either positive or negative, different statistical methods were used to look at overall trends in the group. The aim was to see if participants improved in key areas, such as PTSD symptoms, opioid use, craving, and overall well-being, throughout the HOPE treatment.

Results

Demographics

The study included participants who were mostly female (66.7%), white (66.7%), and on Medicaid (83.3%). A majority had a history of incarceration (66.7%) and were parents (66.7%). The most common medication for opioid use disorder (OUD) was buprenorphine (66.7%). On average, participants had experienced or witnessed nearly 9 traumatic events in their lives, with sexual assault being the most frequently reported main trauma (50%). Most participants used nicotine products (83.3%), while a smaller number reported using cocaine (16.6%) or methamphetamine (16.6%).

PTSD Outcomes

Results showed a significant decrease in PTSD symptoms over time. This was true for both self-reported measures and assessments done by clinicians. Symptoms continued to decline throughout the treatment period. The most noticeable improvement in PTSD symptoms occurred towards the latter half of the therapy, specifically around session 8, and continued through the end of treatment and one-month follow-up. By the end of treatment and at the one-month follow-up, participants showed significant reductions in their PTSD symptoms compared to the start of the study.

Opioid and Other Substance Use Outcomes

There was no significant change in opioid use over time based on participant self-reports. Opioid use generally remained low throughout the study, with only two participants reporting any use. Similarly, self-reported use of other substances (non-opioids) also did not change significantly. Urine drug screen results, which objectively test for drug use, also did not show any significant changes in opioid or non-opioid use over the treatment period. This was likely due to the low number of positive tests overall.

Opioid Craving and Desire

Opioid craving, as measured by one scale, showed a slight but not statistically significant reduction during treatment. However, by the one-month follow-up, craving scores were significantly lower than at the start of the study. Another measure, assessing the desire and intention to use opioids, showed a significant decline over time. This decrease was most clear by the one-month follow-up compared to the beginning of the study.

Medication for OUD Retention

There was no significant change in how well participants stayed on their OUD medications throughout the study. This suggests that participants maintained high adherence to their prescribed medications from the start of the study through the end. Any instances where participants missed doses were rare and typically resolved.

Client Satisfaction

Participants reported a significant increase in their satisfaction with the therapy over time. Although there were no statistically significant differences from one session to the next, overall satisfaction was very high from the beginning of the study and continued to increase, reaching near-maximum levels by the end of the 12 sessions. This high satisfaction suggests that participants felt the therapy was of good quality, met their needs, and they would recommend it to others. There was a temporary dip in satisfaction around session 4, which is when the more challenging "imaginal exposure" exercises typically begin.

Depression and Anxiety

Symptoms of both depression and anxiety significantly decreased during the course of the therapy. Participants' self-reported depression scores showed consistent declines throughout the sessions, with significant improvements seen from about session 5 through the end of treatment and at the one-month follow-up. Similarly, anxiety symptoms also showed a significant reduction, with noticeable decreases occurring from session 8 through the end of treatment and at the one-month follow-up. By the end of treatment, participants' scores for both depression and anxiety had moved from a moderate range at the start to a minimal or mild range.

Adverse Events

No serious negative events occurred during this study. An independent board reviewed all reported events annually.

Discussion

This initial study tested a new, combined therapy called Helping Opioid Use Disorder and PTSD with Exposure (HOPE) for people with both opioid use disorder (OUD) and PTSD who were stable on their OUD medications. The main questions were whether participants would see reductions in PTSD symptoms and opioid use, maintain their OUD medications, and be satisfied with the treatment. The study also looked at changes in anxiety and depression. Overall, participants in HOPE showed significant reductions in PTSD symptoms and reported high satisfaction. There were no significant changes in adherence to OUD medications, as compliance was already high. While opioid use itself did not significantly change, craving for opioids did decrease by the one-month follow-up. This is believed to be the first study to examine a combined, trauma-focused treatment for individuals with OUD and PTSD.

PTSD Outcomes

The findings for PTSD symptoms were very encouraging. The results suggest that therapies based on exposure, which involve recalling traumatic events and facing related situations, are effective in reducing PTSD symptoms. The study showed that even with a more flexible approach to these exposure exercises, significant reductions in PTSD symptoms were still achieved by the end of treatment and follow-up. The most significant improvements in PTSD symptoms were often seen in the later stages of therapy, especially around session 8. This timing lines up with when participants had completed some of the core exposure exercises. It was also noted that initial client satisfaction dipped around session 4, which is typically when the first exposure exercise is introduced, suggesting that while challenging, these exercises are important for symptom reduction.

Opioid and Substance Use Outcomes

Regarding opioid and other substance use, the study found that participants continued to use their OUD medications consistently, and overall substance use did not increase. This is a positive outcome, as it suggests that the trauma-focused therapy did not lead to increased substance use. However, there were no significant decreases in opioid or other substance use. This might mean that future versions of the HOPE therapy could include more specific content aimed at reducing substance use. It's also possible that the methods used to measure substance use might need adjustment for people who use multiple substances. Despite no significant change in use, the decline in the desire for opioids by the one-month follow-up was promising. This delayed reduction in craving might suggest that addressing PTSD symptoms first is necessary before changes in substance use outcomes fully appear.

Client Satisfaction

The HOPE therapy also showed high rates of patient retention and overall client satisfaction. The study's dropout rate was much lower than typically seen in similar integrated trauma-focused treatments. This higher retention may be due to the flexible way HOPE was delivered, which allowed therapists to prioritize immediate patient needs, such as addressing housing issues or acute distress, over strict adherence to the manual's order. This approach aims to build stronger trust and keep patients engaged in therapy. The high satisfaction scores confirm that participants viewed the therapy as effective and responsive to their needs.

Secondary Outcomes

Additional promising results from this study included reductions in symptoms of both anxiety and depression. Similar to other trauma-focused therapies, participants who received HOPE showed decreases in both anxiety and depression symptoms by the end of treatment and at the one-month follow-up. At the start of the study, participants reported moderate levels of anxiety and depression, but by the end of treatment, their self-reported scores fell into the minimal to mild range. These findings are consistent with existing research, further showing that trauma-focused therapies can effectively reduce not only PTSD symptoms but also symptoms of depression and anxiety.

Limitations and Future Directions

Several limitations should be considered. This was a small pilot study, so the results are preliminary and need to be confirmed in larger studies. There was no control group, which means it's not possible to definitively say that the improvements were solely due to the HOPE therapy rather than other factors. Also, the primary therapist was one of the study authors, which could introduce some bias. The study also lacked diversity in its participant group, with no Black or Asian individuals participating. Future efforts should focus on engaging these communities and possibly adapting the therapy to address unique challenges like racial trauma. Measuring substance use in individuals who use multiple substances also presents ongoing challenges for researchers. Despite these limitations, the early results of HOPE are encouraging for advancing treatment for individuals with both OUD and PTSD. The therapy appears acceptable, feasible, and shows early signs of effectiveness for people stable on OUD medications. The next step is a more rigorous study to test HOPE in a larger, randomized clinical trial.

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Abstract

Opioid use disorder (OUD) and posttraumatic stress disorder (PTSD) frequently co-occur. However, there are no psychotherapy treatments intentionally designed for this comorbidity, nor designed to be augmented with medications for OUD. In this open-label pilot trial, we tested Helping Opioid Use Disorder and PTSD with Exposure (HOPE), a novel integrated, trauma-focused treatment for individuals (N = 6) with OUD/PTSD who were stabilized on medications for OUD. HOPE was delivered weekly for 10–12 sessions, and one follow-up visit was conducted ~1-month post-treatment. Primary outcomes included urine drug screens, the Timeline Followback, Desire for Drugs Questionnaire, Clinician-Administered PTSD Scale-5 (CAPS-5), and PTSD Checklist-5 (PCL-5). Boot-strapped linear mixed effect models and generalized estimating equations showed that PTSD symptoms (CAPS-5: B = −7.16, SE = 1.24, p < 0.01; PCL-5: B = −2.04, SE = 0.26, p < 0.01), desire for opioids (B = −0.56, SE = 0.15, p < 0.01), depression symptoms (B = −0.43, SE = 0.09, p < 0.01), and anxiety symptoms (B = −0.50, SE = 0.08, p < 0.01) decreased significantly over time. Client satisfaction increased throughout the study (B = 0.18, SE = 0.08, p = 0.02), and 83.3% of participants completed the therapy and follow-up visit. There were no significant changes in opioid or other substance use from baseline to follow-up. Although preliminary, results show high acceptability and feasibility of the HOPE therapy and demonstrate significant improvements in PTSD and associated symptoms with an integrated, trauma-focused treatment.

Introduction

Around the world, the problem of opioid use is a serious health crisis. In the U.S., from 2002 to 2017, there was a big increase in deaths from strong opioids like fentanyl. Many people with a problem using opioids also have PTSD, which is a type of stress that can happen after bad experiences. Studies show that about half of people seeking help for opioid use also have PTSD. Medicines are the best way to treat opioid use problems, but many people stop taking them early. Also, these medicines do not directly help with other problems like PTSD, and most people with both opioid use problems and PTSD do not get help for their PTSD. Because of this, a new, combined talk therapy called HOPE was created. It is for people who have both opioid use problems and PTSD and are already taking stable medicine for their opioid use.

The problem of having both opioid use and PTSD is unique and needs a special kind of therapy. Studies show that people with opioid use problems have the highest rates of abuse or neglect as children compared to people with other drug problems. One study looked at twins and found that if one twin had experienced childhood sexual abuse, that twin was about 6 times more likely to develop an opioid use problem later in life, even more so than other drug problems. This suggests that the link between childhood abuse and opioid use is very strong. People with both opioid use problems and PTSD often have more bad experiences in their lives, like seeing drug overdoses or death. They also tend to have long-term pain and more stressful things happen to them. They have higher rates of PTSD and more severe PTSD symptoms than people with other drug problems. This means that having both opioid use and PTSD is often harder to treat. People with both problems can have more health issues, sadness, thoughts of harming themselves, pain, no job, family worries, and treatment that does not work as well, including a higher risk of overdose.

New ideas help explain why trauma and opioid use often happen together. One idea is that people use opioids to deal with bad feelings and reactions from traumatic experiences and PTSD symptoms. Studies have shown that people with PTSD often use opioids to manage these tough feelings and symptoms. Research on treatment also suggests that people with both opioid use problems and PTSD may get special help by adding talk therapy to their opioid medicine. In fact, people who got both opioid medicine and talk therapy for their opioid problem were much more likely to stop using opioids than those who only took the medicine. Also, not helping with PTSD in people with opioid use problems has been shown to make them stop taking their opioid medicine early. One study found that for every small increase in PTSD symptoms, attendance at methadone treatment dropped by 36%.

So far, a few studies have shown that adding trauma-focused therapy to opioid medicine helps. Three early studies used a type of trauma therapy called Prolonged Exposure with people who had both opioid use problems and PTSD. These studies saw big drops in PTSD and other mental health issues like depression, without seeing an increase in opioid use. More recently, a study where people were put into groups by chance showed that Prolonged Exposure therapy, especially with rewards for showing up, helped a lot. People in this study with both problems who were taking opioid medicine had big drops in PTSD symptoms and did not use more drugs. These findings show good potential for this changed Prolonged Exposure therapy for people with opioid use problems and PTSD. However, a problem with past studies is that none of them combined help for both opioid use and PTSD in one therapy guide. A single therapy that includes both may be important because posttraumatic stress and drug use can affect each other in a loop.

This study checked if a new talk therapy called Helping Opioid Use Disorder and PTSD with Exposure (HOPE) was possible to do and if it worked a little. HOPE was created with ideas from community leaders and patients who have been through these problems. HOPE also learned from past studies that combined treatments for other drug problems and PTSD. Most studies for opioid use problems and PTSD have only focused on PTSD, with little or no talk therapy for opioid use itself, or for how the two problems connect, or for opioid medicine. HOPE was made to include help for PTSD symptoms, how opioid use and PTSD are linked, opioid use and cravings, and sticking with opioid medicine. In this early study, HOPE was tested on people with both opioid use problems and PTSD who were taking stable medicine for their opioid use. The study wanted to see if people getting HOPE had big drops in PTSD symptoms, big drops in opioid use and cravings, if they stayed on their opioid medicine, and if they were happy with the treatment. The study also looked to see if people had fewer anxiety and depression symptoms.

How the Study Was Done

Six adults looking for help who had both opioid use problems and PTSD were part of this study. Doctors from local drug treatment centers sent them, and some were found through social media ads. To join, people needed to be at least 18 years old, speak English, have a current opioid use problem (in the past year) or have had one in the past 5 years, currently have PTSD, and be taking a steady amount of medicine for their opioid use for at least a month. People could not join if they had mental health problems like psychosis or bipolar disorder that were not under control, or if they had thoughts of harming themselves with a plan in the past year, or if they had a main problem with using other drugs (not opioids) right now. They also could not be getting other proven talk therapy outside of normal group therapy, or have health problems needing urgent care. A group that watches over research approved all study steps to make sure they were safe and right.

People who were interested had a first phone call to check things. Then, they signed a paper saying they understood and agreed to join, and had a first meeting to see if they could join the study. People who could join got 10 to 12 one-hour, one-on-one HOPE sessions once or twice a week. A trained mental health expert led the sessions. Students training to be mental health experts did weekly check-ins and talked to people at the start, after 6 weeks, when treatment ended, and about a month later. Most people (5 out of 6) finished treatment by doing at least 10 sessions. One person stopped after 4 sessions, and the study team could not reach them for final check-ins. People in the study were paid for their time.

Helping Opioid Use Disorder and PTSD with Exposure (HOPE) uses changed parts of exposure therapy to help with trauma and PTSD. It also uses therapy to help stop old drug habits. HOPE is given one-on-one for one hour a week, and it has 10 to 12 sessions. People and their therapists talked about how things were going and decided together how long therapy would be. Big changes from the old therapy that HOPE was based on included more freedom for the therapist to choose what to work on in each session, how long therapy would last could change, shorter meetings, and adding topics about opioid use, opioid medicine, overdose, long-term pain, and how trauma and opioids are linked. It also allowed exposure therapy to cover many bad experiences, had fewer imaginary and real-life exposures, less homework, topics about everyday stress, and planning for safety with opioid use. Imagining scary things started at session 4, but it was not done every session after that. Instead, it was slowly adjusted. Real-life exposures were also adjusted based on what the person could do.

HOPE is set up like another therapy called Trauma-Focused Cognitive Behavioral Therapy (TF-CBT). It has four main parts to work on: learning about things (Psychoeducation), stopping old habits (Relapse Prevention), facing fears (Exposure), and thinking about experiences (Processing). These are called PREP. The therapy guide suggests how to arrange what is taught, but therapists have freedom to choose what to focus on in each session. The goal is to keep the therapy true to its plan but also allow changes so it can help more people and work better for each person. Sessions are designed to help with what a person needs at that time, while keeping them safe. In this early study, the main author of the study was the therapist, and checks were done to make sure the therapy was given correctly. People in the study shared information about their age, gender, race, religion, schooling, money earned, legal past, living and relationship situation, and if they cared for children. They also took tests to see if they had problems like drug use, mood issues, or other mental health problems. They answered surveys about bad events they had been through in life and as children. They also filled out surveys and had special tests to check their PTSD symptoms, how much they used drugs and how often, how much they wanted to use opioids, how happy they were with the treatment, and how sad or worried they felt.

What the Study Found

The six people in the study were mostly women (66.7%), white (66.7%), on Medicaid (83.3%), had been in jail (66.7%), and were parents (66.7%). Buprenorphine was the most common opioid medicine used (66.7%), followed by methadone (16.7%) and Vivitrol (16.7%). On average, people in the study had seen or been through about 9 bad events in their lives. The worst events for people were sexual assault (50%), physical attack (33.3%), or sudden violent death (16.7%). Most people used tobacco products (83.3%), but fewer used cocaine (16.6%) or methamphetamine (16.6%).

The study found that PTSD symptoms dropped a lot over time. Scores on the PCL-5, a self-report measure for PTSD, went down by about 2 points each session. This drop was very clear from session 8 on. When looking at the start, end of treatment, and a month after treatment, PTSD symptoms were much lower. The CAPS-5, which is a PTSD check done by a helper, also showed a big drop in PTSD symptoms from the start to the end of treatment and a month later.

When it came to opioid use and other drug use, the study found no big change over time. This means that people did not use more or less opioids or other drugs during the study. Urine tests also showed no big change in drug use. This was probably because most urine tests showed no opioids, meaning most people were not using them. However, people's desire to use opioids did go down a lot, especially by a month after treatment ended. But this drop in desire was not seen as clearly in weekly craving checks.

There was no big change in how well people kept taking their opioid medicine. This is because most people were already taking their medicine as they should throughout the study. One person used opioids, and another person reported misusing their medicine during the study. But both of them got back on track with their prescribed opioid medicine doses by the end of treatment and a month later. No overdoses that did not cause death happened during the study.

People were much happier with the treatment as time went on. Their satisfaction scores generally went up during the sessions. It is important to know that people were already very happy with the treatment at the very first session. By the end of the 12th session, their happiness scores were almost at the highest possible level. The only time satisfaction seemed lower was around session 4, which is when the harder part of imagining scary things started in therapy.

The study also found that people felt much less sad and worried over time. For sadness, scores dropped a lot from session 5 on, and by the end of treatment and a month later, people reported feeling only a little sad. For anxiety, scores also dropped a lot, especially from session 8 on. By the end of treatment and a month later, people reported feeling only a little anxious. Overall, people started with medium levels of sadness and anxiety and ended with low levels. Nothing seriously bad happened during this study.

What the Findings Mean

This early study aimed to see if a changed, combined therapy called HOPE was possible, if people liked it, and if it showed early good results for people with both opioid use problems and PTSD who were taking stable opioid medicine. The results showed that people in HOPE had big drops in PTSD symptoms and were very happy with the treatment. People also mostly kept taking their opioid medicine as they should. One person used opioids, and another misused their medicine during the study, but both got back on track with their medicine by the end. The study did not find a big change in how much opioids or other drugs people used, which was different from what was expected. However, the desire to use opioids did go down a lot by a month after treatment. As far as we know, this is the first study to look at a combined, trauma-focused therapy for people with both opioid use problems and PTSD. These early findings show good potential.

The findings from this study are promising because they show that PTSD symptoms went down a lot. This means that therapies that involve facing fears, like imagining scary things and facing real-life fears, are good at reducing PTSD symptoms. What was new in this study was that the therapy did not require imagining scary things or facing real-life fears in every session. Instead, it was slowly adjusted based on need. The results showed that this slower adjustment still led to big drops in PTSD symptoms. In fact, this study showed similar good results in reducing PTSD symptoms as another study that used trauma therapy with money rewards. It was interesting that PTSD symptoms dropped more in the second half of the HOPE therapy. This part of therapy happened around the time people did their first few imaginary exposures. For one person, it was hard to do these imaginary exposures, and they did not start until later. It makes sense that avoiding hard things might delay PTSD symptoms from getting better. Also, session 4, which is when the first imaginary exposure happens, had the lowest client satisfaction. This shows that starting this part of therapy can be hard, but satisfaction went back up in later sessions.

When it came to opioid use, this study found that people kept taking their opioid medicine, and their use of opioids or other drugs did not go up during the study. This is good, like in other studies with people who have opioid use problems and PTSD. Overall, very few people reported using opioids during the study, likely because they were taking stable opioid medicine, which greatly cuts down on opioid use and cravings. It is important to note that when the two people did use opioids or misuse their medicine, it was because there were problems or delays in getting their opioid medicine. This shows how important opioid medicine is for stopping cravings and the urge to use. Also, the study showed that HOPE works well with different kinds of opioid medicine.

Even though it is good that drug use did not go up, the fact that it did not go down a lot was different from what was expected. This could mean that the trauma-focused therapy was safe for people with opioid use problems and PTSD without increasing their drug use. But these findings also suggest that future versions of HOPE might need to add more lessons on stopping drug use to help more in that area. Or, it might be helpful to use better ways to measure how often and how much people use different drugs in the future.

However, it was promising to see that the desire to use opioids went down a lot by the follow-up period. This delayed drop in craving might mean that PTSD symptoms needed to get better first before the desire for drugs would change. This idea needs to be studied more to see if it is true. The delayed drop in desire for opioids might also mean that therapy should be longer (maybe around 16 sessions) or that it should have different parts, where it first focuses on PTSD while keeping drug use low, and then focuses more on stopping drug use later. Some of the study's findings about craving were not exactly the same. One survey showed a big drop in the desire for opioids, but another craving survey did not show the same. This might be because of the words used in the surveys. People might not report a craving "in the moment" but still feel a general "desire" for opioids. In the end, drops in the desire for opioid use are early findings and need to be repeated.

Other good things that happened in this study were that many people stayed in the HOPE therapy and were very happy with it. Other studies show that many people stop similar trauma therapies, sometimes as many as 40-60%. But in this study, only about 16.7% stopped, and 83.3% stayed. One reason for this might be that HOPE was flexible in how it was given, which therapists and patients said they wanted when the therapy was made. HOPE was flexible in how it used imaginary and real-life exposures and in what was talked about in each session. This flexibility means that the therapist could focus on what the patient needed most at each session (like self-harm, thoughts of suicide, slipping up on medicine, housing, or health issues) instead of just strictly following the guide. This helps build trust and keeps people in therapy. HOPE was made with these safety rules in mind. The goal is that by putting patient needs first and giving therapists freedom, trust and staying in therapy can be increased. This early study showed higher rates of people staying in therapy than a study that used money rewards with trauma therapy.

Like other trauma therapies, people who got HOPE felt less anxious and sad by the end of treatment and a month later. People in this study started with medium levels of anxiety and sadness and reported feeling only a little anxious and sad by the end. These results match other studies, showing that trauma therapies can not only help with PTSD but also with sadness and anxiety.

There are important things to remember about these study findings. First, this was a very small early study, so the results are early and need to be checked in a bigger study where groups are chosen by chance. Also, there was no control group, meaning no group that did not get the therapy. So, we cannot say for sure if the therapy caused the changes or if other things did (like time passing or just everyday life). The main author of the study was also the therapist, which might have made the results less fair, though the people checking on patients did not know what therapy they were getting. This study also did not include many different kinds of people. For example, no Black or Asian people were in the study, even though some of the study team were from these backgrounds. This lack of different races and backgrounds shows that these groups often do not get help for opioid problems. Future work needs to focus on getting more Black and Asian people into trauma-focused opioid care, which might mean changing the HOPE therapy itself to include talking about how racism and unfair treatment might be linked to opioid use.

Another thing to note is that it is hard to measure how often people use many different drugs at once. Using better ways to measure all drug use will help a lot in future studies. Also, it is important to make sure that trauma tests are accurate for people with opioid use problems. It seemed some people had trouble with these tests because they did not seem to fully realize their trauma or PTSD symptoms. Also, PTSD symptoms were less severe in this group than in other similar groups. It is not clear why, but being on stable opioid medicine might have made PTSD less severe. This needs to be looked at in a larger study.

Even with these things to keep in mind, these early results from this study are hopeful for making treatment better for people with both opioid use problems and PTSD who are taking opioid medicine. In this early study, HOPE showed good results in many areas of mental health without big changes in drug use. Also, people were very happy with the treatment, and many stayed in the study. All together, this study's findings suggest that HOPE – a trauma-focused, combined treatment where the number of exposures was fewer, sessions lasted one hour, content was given flexibly, and the total treatment time varied from 10 to 12 sessions – was liked by people, was possible to do, and showed early good results for people with opioid use problems and PTSD who were taking stable opioid medicine. Since this therapy is still new, the next steps are to test it more carefully in a study where groups are chosen by chance.

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Footnotes and Citation

Cite

Saraiya, T. C., Singal, S., Prakash, K., Johal, P., Hameed, S., Back, S. E., ... & Hien, D. A. (2025). Helping Opioid Use Disorder and PTSD with Exposure (HOPE): An Open-Label Pilot Study of a Trauma-Focused, Integrated Therapy for OUD/PTSD. Behavioral Sciences, 15(7), 874.

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