Introduction
Suppose you committed a “bad act” under the age of eighteen, which would otherwise constitute a “crime” if committed by an adult. More specifically, you were immature, and under significant peer pressure, you had forcibly taken another person’s belongings. You were later charged and pled guilty to robbery1 in juvenile court, resulting in an adjudication of “delinquent.”2 This is undoubtedly a mistake, and you have not received any further delinquent adjudications or adult convictions.
Fast forward, you are now twenty-five years old. As a result of this offense, you have a delinquent adjudication on your criminal record. To avoid a stigmatizing effect, you petition for expungement to remove the robbery adjudication from your record. Your expungement petition is automatically denied solely on the face of the petition and without a substantive review. Why? Because New Jersey’s expungement statute includes a statutory bar, which restricts the offenses eligible for expunction no matter if it is committed as a juvenile3 or as an adult.4 Is there any other collateral relief available? The only other feasible5 alternative, which is less effective,6 is to request the court to “seal” your juvenile delinquency record from public disclosure, which ultimately could be revealed in limited circumstances.7
Traditionally, society has sought ways to rehabilitate juveniles who commit “bad acts” or crimes rather than impose punitive consequences.8 For over a century, courts have demonstrated that juveniles who commit crimes should not be subject to the same treatment as adults for numerous reasons.9 That said, a juvenile10 offender should be able to enter adulthood without a lifetime haunting stigma resulting from a past juvenile delinquency record. It is well-known that the danger of having a criminal record comes with the perception of suspicion and mistrust, affecting individuals socially and economically.11 Similarly, a juvenile record attaches collateral consequences, leading to “difficulties accessing educational services such as student loans, obtaining employment, finding and maintaining housing, and entering and serving in the military,” as well as restrictions on civil disabilities.12 The solution to this problem is to permit discretionary juvenile expunction—allowing for the removal of all juvenile records that were committed under the age of eighteen.
Generally, “expungement”13 is the process when criminal records are removed, making them nonexistent or unavailable to the public.14 Expunction “ha[s] a twofold purpose: incentivizing rehabilitation by promising a second chance and helping the already rehabilitated reenter their communities by removing otherwise existing barriers.”15 Expungement is a significant relief for ex-offenders involved with the criminal justice system, especially juvenile offenders.16 Every state has a variation of expungement statute, either limited or expansive.17 A limited expungement statute minimizes the number of offenses available for expungement.18 By contrast, a broad expungement statute allows for a more comprehensive class of offenses to be expunged, even sometimes qualifying felony offenses.19
Terms such as expungement, sealing, and confidentiality are often mistakenly used interchangeably when referring to destroying or sealing juvenile records.20 But these are three different legal methods of handling records.21 Expungement statutes generally “require states to permanently destroy records, expunge police and court records or court records only, expunge most juvenile offenses, and expunge by a certain age.”22 Sealing statutes typically “require[] states to make juvenile records available to specific agencies and individuals but unavailable to the public.”23 Confidentiality statutes prohibit “dissemination, access, or use of juvenile records.”24
New Jersey provides two methods25 to restrict public access to juvenile delinquency records: (1) an expungement statute26 and (2) a juvenile sealing statute.27 New Jersey defines “expungement” as “the extraction, sealing, impounding, or isolation of all records on file within any court, detention or correctional facility, law enforcement or criminal justice agency concerning a person’s detection, apprehension, arrest, detention, trial or disposition of an offense within the criminal justice system.”28 The effect of expungement is that the expunged offenses are “deemed not to have occurred.”29 The “primary objective” of New Jersey’s expungement statute is to
provid[e] relief to the one-time offender who has led a life of rectitude and disassociated himself with unlawful activity, but not to create a system whereby periodic violators of the law or those who associate themselves with criminal activity have a regular means of expunging their police and criminal records.30
Despite the statute’s primary objective, it limits the offenses eligible for expunction by imposing a statutory bar.31 Like New Jersey, most states also provide a statutory bar to particular offenses, depriving the judge of the opportunity to determine whether an individual has successfully rehabilitated and is thus eligible for a second chance.32 That is, specific offenses cannot be expunged whether they were committed as a juvenile or as an adult.33
New Jersey also has a “sealing” statute that provides an alternative way to restrict the public’s access to juvenile delinquency records.34 The effect of “sealing” is that the delinquency record is marked as “not available” or “no record.”35 An ex-juvenile offender may request the court to seal their juvenile records, but the court may also disclose the delinquency records in limited circumstances.36 Law enforcement officers, however, are directed to reply to any inquiry that there is no record for the person, except if the record is are requested “for purposes of prior offender status, identification and law enforcement purposes.”37
This Article will focus on the difficulties ex-juvenile offenders face when seeking expungement of their juvenile records to prevent collateral consequences. Specifically, I will argue that a person under the age of eighteen should not be subject to the same statutory expungement bar as adults when seeking an expungement in New Jersey. Although New Jersey offers juveniles a sealing option, that option is inadequate to protect the interests of juveniles. Also, it fails to allow them to avoid the harsh consequences of their youthful errors. I will, therefore, propose an amendment to New Jersey’s expungement statute to include a discretionary alternative for offenses committed as a juvenile.
Before understanding why the proposed amendment of discretionary juvenile expunction is necessary, it is first essential to understand the historical treatment of minors who commit crimes. That said, Part I will discuss and review the historical treatment of juvenile offenders and New Jersey’s expungement statute applicability to juvenile offenders. Part II then proposes a solution to the issue, which explores a balancing test, allowing discretion in granting expungement to juvenile offenders. This balancing test requires an amendment to the statute to include a subsection excluding juvenile offenders from the statutory bar. Under the balancing test, courts would consider a number of factors to determine whether the individual has successfully rehabilitated and whether it would be in the community’s best interest to grant the expungement. The amendment, therefore, would provide the following bright-line rule: a person may expunge the entirety of their juvenile record—all offenses committed under the age of eighteen—if the individual can demonstrate rehabilitation and it is in the public’s interest to grant the expungement. Lastly, Part III applies the proposed solution to reveal its necessity and effectiveness.
I. A Review of the Historical Treatment of Juvenile Offenders and the Lack of Effective Collateral Relief for Ex-Juvenile Offenders.
To adequately address the injustices juveniles face with expungement laws, we must begin with the history of punishing juveniles accused of crimes. After understanding how juvenile offenders were historically treated, this Article will review various expungement statutes and their effectiveness on the reformation and rehabilitation of juveniles.
A. The Purpose of Juvenile Courts.
The development of the juvenile justice system over the past century revolved around rehabilitation.38 Before 1899, minors accused of crimes were treated the same as adults.39 That year, the first juvenile court was available to adjudicate juvenile delinquents in Cook County, Illinois.40 By 1925, all but two states had developed juvenile courts, focusing on the goal of rehabilitation.41 Shortly after, New Jersey followed and established its first juvenile court in 1929 “with the primary goal of rehabilitating juveniles.”42 By 1945, all states established juvenile courts.43
1. Juvenile Courts Seek to Rehabilitate Troubled Youth, not Provide a Lifetime Punishment.
The purpose of rehabilitation has remained consistent since the establishment of the first juvenile court.44 Society has recognized and accepted that juveniles are not criminally minded; instead, they are less mature and less aware of the consequences of their actions.45 Juvenile courts, therefore, classify juveniles as “delinquent” rather than “criminal.”46 States have expressly stated that the disposition of “delinquent” should not receive the same perception, treatment, and collateral consequences as the disposition of “criminal.”47 Put simply, a juvenile adjudicated “delinquent” is not the same as an adult “criminal” conviction.48 Consistent with the rehabilitation theory, adjudicated delinquents are thought to require treatment to rehabilitate successfully49 rather than a punitive disposition.50
In shaping the juvenile justice system, states have developed juvenile courts under the theory that juveniles are not equivalent to adults who commit crimes. In doing so, juveniles are distinguished from adults in the following ways: (1) the absence of legal guilt, (2) the goal of treatment rather than punishment, (3) providing informal and private proceedings rather than open to the public, (4) focusing on the family dynamic and social background when imposing dispositions, (5) imposing shorter terms of imprisonment for juveniles, (6) using distinct terminology, and (7) providing juveniles with limited constitutional guarantees.51
First, “in practically all jurisdictions, statutes provide that an adjudication of the child as a delinquent shall not operate as a civil disability or disqualify [them] for civil service appointment.”52 A civil disability is “a condition of a person who has had a legal right or privilege revoked as a result of a criminal conviction. A convicted criminal may be imposed with numerous civil disabilities apart from the sentence that is imposed upon him/her on conviction.”53 Some legal rights include the right to serve on a jury, the right to vote, the right to run for public office, and the right to possess any firearm.54
The New Jersey legislature has explicitly stated in its Code of Juvenile Justice55 (“the Code”) that the disposition of juvenile “delinquent” is not to be interpreted as the same as “criminal” and should not impose any civil disability as an adult criminal conviction would.56 The Code’s purpose, among many others, is “to remove from children committing delinquent acts certain statutory consequences of criminal behavior, and to substitute therefor an adequate program of supervision, care and rehabilitation, and a range of sanctions designed to promote accountability and protect the public.”57 Despite its purpose, the term delinquent “has come to involve only slightly less stigma than the term ‘criminal’ applied to adults.”58
Second, juvenile courts have always sought to rehabilitate juveniles and protect communities from immature delinquent acts.59 Juvenile courts emphasize the purpose of rehabilitation, whereas the purpose of the adult court is punishment.60 Historically, society viewed children’s bad behavior as a result of a breakdown in the familial dynamic, not because the minor had the requisite mens rea to commit crimes.61 Society believed the solution resided in other methods to reform a child’s immoral behavior, such as engagement with social workers, out-of-home placements, psychologists, probation officers, and many others, not by punishing the minor.62
Third, juvenile courts are entirely distinct from adult courts. Juvenile delinquency hearings are often more informal than adult court.63 They usually occur in family court64 and are often viewed as “civil” rather than “criminal.”65 Delinquency hearings are generally not open to the public.66 Interestingly, there has been a trend toward opening delinquency hearings to the public.67 “In 2019, there were 24 states with statutes allowing delinquency adjudication hearings to be generally open to the public. In the remaining 26 states and the District of Columbia, the public is restricted from attending delinquency adjudication hearings, although there may be limited exceptions.”68 Most hearings occur in the judges’ chambers69 and typically involve the judge, child, guardians, attorneys, and probation officer.70 Often, the privacy and procedures of juvenile courts are “defended by a statement that it is the law’s policy to hide youthful errors from the full gaze of the public and bury them in the graveyard of the forgotten past.”71
Fourth, juvenile courts consider the social and familial background of the minor when imposing a disposition.72 Juvenile courts are often viewed as acting as a mediator between the state, juvenile, and family to provide resources to rehabilitate the minor.73 The U.S. Supreme Court has emphasized that the focus of juvenile courts should be tailored to the child’s needs for rehabilitation rather than punishment for the offense committed.74
Fifth, juvenile sentences are generally shorter than those for adults who commit the same crimes.75 The sentencing disparity between juveniles and adults supports the premise that juvenile courts consider the rehabilitative approach rather than a punitive approach by imposing imprisonment as a deterrent mechanism.76 By imposing a lesser term, if any, a juvenile has a greater chance to rehabilitate rather than being imposed with an excessive sentence, leaving the juvenile hopeless.77 Imposing a longer sentence is more likely to result in recidivism.78 To that end, even if a juvenile were to be imprisoned, “[n]o child who is a status offender may be lodged constitutionally in an adult jail,”79 demonstrating the need to differentiate between juvenile and adult offenders.
Sixth, states use distinct terminology throughout juvenile delinquency proceedings to distinguish juvenile proceedings from adult proceedings. For example, “juveniles are ‘taken into custody,’ not arrested; transported to a detention center, not booked into a jail; a petition for delinquency is filed with the court, not a criminal indictment; the result is an adjudication of delinquency rather than conviction of a felony or misdemeanor crime.”80 The difference in terminology was in part because the state wanted the children to feel like they were “object of (the state’s) care and solicitude, not that he was under arrest or on trial.”81
Lastly and most concerning, juveniles are not entitled to all constitutional rights that are afforded in adult court. While Gault provided many fundamental due process rights for juveniles, it did not provide equal rights to which criminal defendants are entitled.82 The underlying theory that constitutional rights are not applicable in delinquency hearings stems from the notion that juvenile hearings are not criminal but civil; thus, constitutional rights acting as safeguards have no applicability in the civil context.83 As juvenile courts were created to reform juveniles through rehabilitation, courts determined that minors should not be afforded the same constitutional rights that adult criminal defendants receive.84 Since juvenile proceedings focus on the child’s best interest with the aim of rehabilitation, the hearings do not replicate that of a criminal adult defendant.85 Society believed that its “role was not to ascertain whether the child was ‘guilty’ or ‘innocent,’ but ‘[w]hat is he, how has he become what he is, and what had best be done in his interest and in the interest of the state to save him from a downward career.’”86 In New Jersey, the Code indicates the limited nature of constitutional rights afforded to juveniles in delinquency hearings, which are not equivalent to adults.87
2. Juvenile Court’s Purpose Overrides the Need for Constitutional Safeguards—Constitutional Decisions Impacting Juvenile Rights from 1966 to 2023.
The applicability of constitutional rights to juveniles changed significantly over the past century. Notably, at a point in time, juveniles had no constitutional rights involving “delinquent” conduct, such as formal notice of charges to the juvenile, the right to legal counsel, and the right to a trial by jury.88 The U.S. Supreme Court acknowledged that “[i]n practically all jurisdictions, there [were] rights granted to adults which [were] withheld from juveniles.”89 As a result, the “[f]ailure to observe the fundamental requirements of due process ha[d] resulted in instances, which might have been avoided, of unfairness to individual and inadequate or inaccurate findings of fact and unfortunate prescriptions of remedy.”90
In 1966, the U.S. Supreme Court began to shape the juvenile justice system by first holding that courts must provide the “essentials of due process” in waiving juveniles to adult court.91 The “essentials of due process” included counsel’s ability to review all records involved in the waiver to adult court,92 and that courts must provide reasons for waiver.93 Then, in 1967, four constitutional rights were established for juveniles if the hearing could result in a commitment to an institution.94 As a result, juveniles have the right to notice and counsel, crossexamine witnesses, and the protection against self-incrimination.95 Three years later, in 1970, the Supreme Court held that states must prove juvenile delinquency cases beyond a reasonable doubt.96
One year later, jury trials were determined not to be constitutionally required in juvenile delinquency proceedings.97 It is now well-established that juveniles do not have a constitutional right to a jury trial but are entitled to due process, requiring “fundamental fairness.”98 But, if an adult committed the same offense as the juvenile, the adult would have a constitutional right to a jury trial.99 If the juvenile is “waived” to adult court, the juvenile will receive all constitutional rights afforded to an adult.100 That is, the case will “proceed in the same manner as if the case had been instituted in [adult] court in the first instance.”101
The U.S. Supreme Court in 1975 held that it was unconstitutional and constituted double jeopardy to waive a juvenile to adult court after adjudication in juvenile court.102 The Court next found that the press may publish juvenile court proceedings under limited circumstances.103 After that, the Court was tasked with considering whether a juvenile’s age should be considered in determining whether the death penalty should apply.104 The Court answered in the affirmative, concluding that an offender’s young age should be considered a mitigating factor in determining whether the death penalty should apply.105 Relatedly, in 1982, pretrial preventative detention of juveniles was determined to be compatible with the “fundamental fairness” required by due process.106 Yet again, in 1988 and 1990, the applicability of the death penalty to juveniles became an issue before the Court. In 1988, the Supreme Court concluded that it violated the Eighth Amendment to impose the death penalty on any person who committed a crime under the age of sixteen at the time of the crime.107 In 1989, the Court further clarified its holding in Thompson, indicating that the Eighth Amendment does not preclude the application of the death penalty for crimes committed at the age of sixteen or seventeen.108
The Supreme Court revisited the death penalty in 2015, which further expanded juvenile constitutional protections. In Roper v. Simmons, the Court held that the execution of juvenile offenders violated the Eighth Amendment.109 In reaching its decision, the Court relied explicitly on the distinguishment of juveniles from adults: (1) juveniles under eighteen have “a lack of maturity and an underdeveloped sense of responsibility;” (2) “juveniles are more vulnerable or susceptible to negative influences and outside pressures, including peer pressure;” and (3) “it is less supportable to conclude that even a heinous crime committed by a juvenile is evidence of irretrievably depraved character.”110
Several U.S. Supreme Court decisions later, like Roper¸ the Court, relied on scientific data to determine that juveniles are different from adult offenders. In 2012, the Court in Miller v. Alabama held that mandatory life sentences for juvenile homicide offenders violated the Eight Amendment’s protection against cruel and unusual punishment.111 Years later, in 2016, the Supreme Court held that children should be treated differently from adults for sentencing.112 Most recently, in 2021, the Supreme Court held that states have the discretion to determine whether courts are required to make a separate factual finding that a murderer under the age of eighteen was permanently incorrigible before imposing life without parole as a sentence.113
From 1966 to 2023, the Supreme Court has shaped the juvenile justice system in a multitude of ways, ranging from providing juveniles with the essentials of due process114 to its latest decision in 2021 holding that states have discretion in determining whether court must make a separate finding of whether the juvenile was permanently incorrigible before sentencing one to life without parole.115 Considering all the juvenile constitutional decisions in the fifty-seven-year span, there is a theme in how the Court analyzed the issues and reached its conclusion. That is, juveniles differ from adults and, thus, should not be subject to the same treatment and consequences as adults.
B. A Review of New Jersey’s Expungement and Sealing Statute.
New Jersey provides two avenues for juveniles to remove their record from public access: its expungement and sealing statute. To understand the applicability of New Jersey’s expungement statute to juveniles, I will first describe the law in its current form. Then, I will provide further detail on the historical amendments to the statute, which ultimately led to providing relief for juvenile adjudications. Lastly, in conjunction with New Jersey’s expungement statute’s history, I will explain its alternative remedy of sealing and why it is a less effective means of collateral relief.
1. A Review of the Expungement Statute in 2023.
Beginning with New Jersey’s current expungement statute, it is critical to consider the totality of the statute to recognize the injustices ex-juvenile offenders face with its expungement law. Adult “convictions” and juvenile “delinquency” records are distinguished in the expungement statute, resulting in two different sections.116 The statute allows one to “present an expungement application to the Superior Court. . . if[] the person has been convicted of one crime under the laws of [New Jersey], and does not otherwise have any subsequent conviction for another crime, whether within [New Jersey] or any other jurisdiction.”117 The expunction of records includes “complaints, warrants, arrests, commitments, processing records, fingerprints, photographs, index cards, ‘rap sheets’ and judicial docket records.”118
The petitioner has the initial burden to demonstrate by a preponderance of the evidence that the requirements of the expungement statute are satisfied.119 To do so, petitioners must submit “a verified petition and certain accompanying statements.”120 If the burden is satisfied, the burden then “shifts to the [s]tate to ‘demonstrat[e] by a preponderance of the evidence that there is a statutory bar or that the petition should not be granted.’”121
Generally, a person may expunge specific statutory eligible offenses after a specified waiting period, contingent upon the nature and magnitude of the offense.122 The waiting period is generally calculated “from the date of [their] most recent conviction, payment of any courtordered financial assessment, satisfactory completion of probation or parole, or release from incarceration, whichever is later.”123 New Jersey categorizes the following offenses for purposes of expunction: (1) indictable offenses, (2) disorderly person or petty offenses, (3) ordinance violations, (4) juvenile delinquency adjudications, and (5) young drug offenders.124 Each category provides for different waiting periods and is subject to varying limitations on expungement.125
Turning to the first category of offenses, a person can expunge one “indictable” offense and no more than three disorderly persons or petty disorderly offenses after five years, subject to any limitations imposed under the subsections.126 The second category entails disorderly persons and petty disorderly persons offenses.127 A person who has been convicted of one of more disorderly persons or petty disorderly person offense and has not been convicted of any crime may expunge after five years:
no more than five disorderly persons offenses, no more than five petty disorderly persons offenses, or a combination of no more than five disorderly persons and petty disorderly persons offenses, and the person does not otherwise have any subsequent conviction for a disorderly persons or petty disorderly persons offense, whether within [New Jersey] or any other jurisdiction, such that the total number of convictions for disorderly persons and petty disorderly persons offenses would exceed five.128
Third, ordinance violations are not restricted in the number of violations that may be expunged provided the person has no prior or subsequent convictions or is adjudicated as a disorderly person or a petty disorderly person on more than two occasions.129 The waiting period for an ordinance violation is two years.130
Fourth, a section of the expungement statute is devoted solely to juveniles adjudicated “delinquent.”131 Juveniles adjudicated “delinquent” may have delinquency adjudications expunged:
Pursuant to N.J.S.2C:52-2 [Indictable Offenses], if the act committed by the juvenile would have constituted a crime if committed by an adult;
Pursuant to N.J.S.2C:52-3 [Disorder Persons or Petty Disorderly Persons Offenses], if the act committed by the juvenile would have constituted a disorderly or petty disorderly persons offense if committed by an adult; or
Pursuant to N.J.S.2C:52-4 [Ordinances], if the act committed by the juvenile would have constituted an ordinance violation if committed by an adult.132
Any “act” committed as a minor resulting in a delinquent adjudication “shall be classified as if that act had been committed by an adult” for expungement.133 Delinquency records, therefore, must comply with the statutory expungement bar.134 Some of those offenses subject to the expungement bar, among others, include criminal homicide, kidnapping, sexual assault, false imprisonment, robbery, arson, perjury, and terrorism.135 Juveniles are, therefore, subject to the same restrictions concerning the class of crimes available for expungement as adults when seeking expungement.136
The waiting periods, however, for juvenile delinquents differ from adult offenders.137 A minor adjudicated “delinquent” could have their entire juvenile delinquency record expunged subject to the statutory bar if:
Three years have elapsed since the final discharge of the person from legal custody or supervision or three years have elapsed after the entry of any other court order not involving custody or supervision, except that periods of post-incarceration supervision pursuant to section 25 of P.L.1982, c. 77 (C.2A:4A44), shall not be considered in calculating the three-year period for purposes of this paragraph;
) He has not been convicted of a crime, or a disorderly or petty disorderly persons offense, or adjudged a delinquent, or in need of supervision, during the three years prior to the filing of the petition, and no proceeding or complaint is pending seeking such a conviction or adjudication, except that periods of post-incarceration supervision pursuant to section 25 of P.L.1982, c. 77 (C.2A:4A-44), shall not be considered in calculating the threeyear period for purposes of this paragraph;
He was never adjudged a juvenile delinquent on the basis of an act which if committed by an adult would constitute a crime not subject to expungement under N.J.S.2C:52-2 [Indictable Offenses];
He has never had an adult conviction expunged; and
He has never had adult criminal charges dismissed following completion of a supervisory treatment or other diversion program.138
The juvenile section does not apply to juveniles who are “waived” up to adult court and have received an “adult conviction.”139 If the juvenile case is “waived” to adult court, “the case shall proceed as if it originated in [adult] court and shall be subject to the sentencing provisions available to that court.”140 A juvenile may be “waived” up to adult court and have an adult conviction “if the (1) juvenile was 15 years of age or older at the time of the alleged delinquent act; (2) and there is probable cause to believe that the juvenile committed a delinquent act which if committed by an adult would constitute” one of the enumerated crimes.141
Lastly, a section is dedicated to records of young drug offenders.142 Under this provision, an individual, who was twenty-one years of age or younger at the time of the offense, may petition for the expunction of offenses involving possession or use of a controlled dangerous substance after one year.143
More recently, in 2019, New Jersey added a section to its expungement statute, creating an “automated” expunction process.144 The “automated ‘clean slate’ process” is an automated process occurring after ten years where all records are to be rendered:
inaccessible to the public either through expungement, sealing, or equivalent process for any person who has been convicted of one or more crimes, one or more disorderly persons or petty disorderly persons offenses, or a combination of one or more crimes and offenses under the laws of [New Jersey], unless the person has a conviction for a crime which is not subject to expungement pursuant to subsection (b) or (c) of n b. or c. of N.J.S.2C:52-2 [Indictable Offenses].145
Convictions not eligible for expunction will be restored if the person is convicted of a subsequent crime, “or which the conviction is not subject to expungement pursuant to subsection b. or c. of N.J.S.2C:52-2 [Indictable Offenses].”146
2. The History of Amendments in New Jersey’s Expungement Statute and its Related Sealing Precursor.
Since enacting the expungement statute, New Jersey’s legislature has expanded the availability of expunction while making the process generally easier. Each of the amendments sought to accomplish its overriding goal of “serv[ing] ‘to eliminate “the collateral consequences imposed upon otherwise law-abiding citizens who ha[d] had a minor brush with the criminal justice system.”’”147 When the statute was first enacted in 1979, an individual could have their record expunged if, after ten years, the individual “had not been convicted of a prior or subsequent crime, or of two or more disorderly or petty disorderly person offenses.”148 One year later, in response to the ruling in New Jersey v. W. J. A.,149 the legislature amended the statute after recognizing that the statute did not provide relief for juvenile adjudications.150 In W. J. A., the petitioner sought to expunge adult convictions and juvenile adjudications.151 The adult convictions but not juvenile adjudications were expunged.152 In denying the expungement of the juvenile records, the court stated that “[u]ntil such time as the [l]egislature authorize[d] expungement for juvenile delinquency adjudications as opposed to” adult convictions, “the sole remedy to prevent disclosure lie[d] in the sealing statute.”153
The expungement statute was amended a year later, and “[t]he overarching goal of the 1980 amendments was to expand the expungement remedy for juvenile adjudications.”154 The legislature added a section that allowed two routes to expunge juvenile delinquency adjudications.155 First, a provision was added to allow for the expunction of juvenile delinquency adjudications.156 The second provision allowed for expunging records of dismissed juvenile charges.157
New Jersey’s legislature focused mainly on the legislative intent when amending the statute to add a section for the expunction of juvenile adjudications.158 “The 1980 statute must be interpreted in light of the problem it was designed to solve, which was the prior law’s omission of an avenue for expunging juvenile adjudications.”159 The intent behind the amendment could not have been more explicit:
The purpose of this bill is to allow for the expungement of juvenile delinquency adjudications. It provides that such records may be expunged under the same conditions as if the act which resulted in the adjudication of delinquency had been committed by an adult.
Additionally, the bill provides that a person may have his entire juvenile record expunged if he has not been convicted of a crime or a disorderly or petty disorderly persons offense or adjudged a delinquent . . . for a period of 5 years and his record contains no offense which could not be expunged if committed by an adult.160
The 1980 amendment to New Jersey’s expungement statute to permit the expunction of juvenile adjudications is inconsistent with the Code unless it permits the expungement of all juvenile records without a statutory bar. The Code stresses that one is deemed a delinquent should not be “deemed a criminal by reason of such disposition” and that “[n]o disposition [of delinquency] shall operate to impose any of the civil disabilities ordinarily imposed by virtue of a criminal conviction.”161 A statutorily barred offense for an adult is also barred for a juvenile, and thus, causes the juvenile to face civil disabilities because the offense cannot be expunged. Although the amendment covered juveniles, it treated them like adults and afforded no relief due to youth from the statutorily barred offenses.
The precursor remedy to New Jersey’s expungement statute was its sealing statute. Sealing is now considered a second and less effective remedy to restrict public access to juvenile records.162 Before expungement for delinquency adjudications, sealing was the only method to prevent juvenile record disclosure.163 The statute permits a juvenile to request to seal all delinquency adjudications and law enforcement records of juvenile adjudications.164 The sealing of records is limited to juvenile delinquency records.165 Generally, sealed juvenile records are not disclosed to the public and can result in penalties if disclosed.166 The sealing statute, however, allows for the disclosure of sealed juvenile records in limited circumstances, such as,
[w]here the offense for which the juvenile has been adjudicated delinquent if committed by an adult, would constitute a crime of the first, second or third degree, or aggravated assault, destruction or damage to property to an extent of more than $500.00, unless upon application at the time of disposition the juvenile demonstrates a substantial likelihood that specific and extraordinary harm would result from such disclosure in the specific case. Where the court finds that disclosure would be harmful to the juvenile, the reasons therefore shall be stated on the record.167
New Jersey imposes two requirements to qualify for the sealing of juvenile records.168 First, a person must wait two years after the final discharge from the juvenile adjudication.169 The waiting period is waived if enlisted in the armed forces.170 Second, the person must have no later convictions during the waiting period and not have any pending criminal proceedings when requesting such records to be sealed.171 If the person is convicted of any subsequent crime postsealing, the relief provided by the sealing will automatically “have the effect of nullifying the sealing order.”172
Notwithstanding the availability of an alternative to restrict public access to juvenile records, the “remedy of expungement is far more effective than sealing in destroying all traces of contact with the criminal justice system.”173 The accessibility of juvenile records can be revealed if the individual is convicted of any subsequent crime after the sealing.174 The inspection of juvenile records is permitted by court order, and later convictions by the petitioner will nullify the sealing order.175 Since the records of juvenile adjudications will only be “sealed,” the individual is “required to reveal them on . . . disclosure form[s].”176 Sealing differs from expunction insofar as that expunged records will not be reactivated when subsequently convicted of another crime, whereas sealing does.177 Also, when prior convictions are expunged in New Jersey, individuals ordinarily do not have to disclose them, with few exceptions.178 Unsurprisingly, the “diminished protective effect of the sealing statute appears to be in direct contravention of the rehabilitative purposes of [New Jersey’s] juvenile delinquency laws.”179 “The statutory scheme is designed to permit the exercise of the powers of the State as parens patriae for the purpose of rehabilitating youthful offenders and not of punishing them for the commission of a crime.”180
The sealing statute, as written, appears to allow for sealing offenses ineligible for expungement, i.e., arson and robbery.181 No decisions, however, have been rendered in New Jersey addressing this issue of whether sealing applies to felony offenses. Still, the sealing exception allows for the disclosure since a felony offense presumably is one which “if committed by an adult, would constitute a crime of the first, second or third degree, or aggravated assault, destruction or damage to property to an extent of more than $500.00.”182
C. An Overview of Other State’s Expungement and Sealing Laws.
A review of the expungement laws nationally leads to greater hope of removing collateral consequences ex-juvenile offenders face. In some states, unfortunately, expungement or its equivalent remains at a standstill. State expungement statutes vary in scope, with some states offering broad expunction relief, whereas others provide limited or no form of expunction relief.183 A few states with broader felony and misdemeanor relief are Arizona, Colorado, Massachusetts, Michigan, Nevada, and Washington.184 Some states with no general sealing or set-aside laws for convictions consist of Alaska, Florida, Hawaii, Maine, and Wisconsin.185 Also included in this category is the federal government.186 For juvenile adjudications, states vary regarding collateral relief availability, with some states offering limited, if any, sealing opportunities while others have sealing and expunction statutes.187
1. States with Broad Expunction Remedies.
Several states provide broad relief for expunction or its equivalent. To begin, in Arizona, a person at least eighteen and adjudicated a delinquent may petition to set aside delinquent adjudications upon discharge from probation or absolute discharge unless the individual has subsequent criminal charges pending, remains on probation, has not been released from a juvenile facility upon completion of an individual treatment plan, or a balance remains for restitution or fines.188 A juvenile cannot “set-aside” the adjudication if the juvenile adjudication involves any offenses involving: (1) infliction of serious injury; (2) the use or exhibition of a deadly weapon or dangerous instrument; (3) sexual offenses; (4) driving under the influence or with a suspended license; or (5) a civil traffic violation.189 When evaluating the petition to setaside the adjudication, courts may consider: “(1) [t]he nature and circumstances of the offense on which the adjudication is based; (2) [w]hether the person has been convicted of a felony offense; (3) [w]hether the person has any pending criminal charges; (4) [t]he victim’s input; and (5) [a]ny other factor that is relevant to the application.”190
If the court grants the request to set-aside the juvenile record, the effect is “that the person be released from all penalties and disabilities resulting from the adjudication except those imposed by the department of transportation.”191 In 2021, Arizona allowed for the sealing of adult convictions for the first time.192 Generally, most adult convictions are eligible for sealing except for a limited class of felony offenses.193 A person may deny the conviction upon sealing, “including in response to questions on employment, housing, financial aid or loan applications,” with few exceptions.”194
Next, juvenile expungement is available in Colorado for all but serious violent offenses.195 Before a revision in 2017, expungement was only available for less-serious offenses.196 One could petition for expungement, but it was subject to the court’s discretion and required a waiting period contingent upon the committed offense.197 In 2019, the Colorado legislature amended the expungement statute to require courts to expunge the following records after forty-two days: (1) acquittals and dismissals, (2) deferred adjudication, and (3) upon completion of sentence, adjudications for petty offenses, class 2 and 3 misdemeanors, and level 1 and 2 drug misdemeanors.197F198 If a court orders diversion, deferred adjudication, or an alternative disposition for a juvenile, it must make a finding on the record of whether the juvenile is eligible for expungement.199
The prosecutor and victims, if any, receive notice from the court explaining that objections to the expungement must be submitted within thirty-five days.200 If an objection is raised, the court will have a hearing to determine whether “the rehabilitation of the juvenile has been attained to the satisfaction of the court” and that “the expungement is in the best interest of the juvenile and the community.”201 If no objection is raised, the court must order the expungement.202 The effect of the Colorado juvenile expungement is that “records are deemed never to have existed.”203 The juvenile may deny the circumstances of the offense and adjudication.204
Still, Colorado limits juvenile expunction by providing a statutory bar when the juvenile is:
(a) Adjudicated as an aggravated juvenile offender . . . or as a violent juvenile offender pursuant to section 19-2.5-1125(3);
(b) Adjudicated of homicide and related offenses pursuant to part 1 of article 3 of title 18;
(c) Adjudicated for a felony offense involving unlawful sexual behavior as described in section 16-22-102(9); or
(d) Charged, adjudicated, or convicted of any offense or infraction pursuant to title 42.204F 205
For demonstrative purposes, an “aggravated juvenile offender,” as outlined in section 19- 2.5-1125(4)(a)(I), is one adjudicated for a delinquent act that constitutes a class of one or two felonies.206 A “violent juvenile offender,” for purposes of subsection (a), is when a “juvenile is adjudicated a juvenile delinquent for a delinquent act that constitutes a crime of violence as defined in section 18-1.3-406(2).”207 A “crime of violence” includes, but is not limited to, the following crimes:
(A) any crime against an at-risk adult or at-risk juvenile; (B) murder; (C) first or second-degree assault; (D) kidnapping; (E) a sexual offense under part 4 of article 3 of this title; (F) aggravated robbery; (G) first-degree arson; (H) first-degree burglary; (I) escape; (J) criminal extortion; (K) first or the second-degree unlawful termination of pregnancy; or (L) any unlawful sexual offenses in which cause bodily injury or in which the individual used threat, intimidation, or force.208
Robbery is a class four misdemeanor in Colorado and is committed when “[a] person who knowingly takes anything of value from the person or presence of another by the use of force, threats, or intimidation commits robbery.”209 On the other hand, “aggravated robbery” is a class three felony and is when a deadly weapon is used or threatened to be used during the commission of the robbery.210 “Aggravated robbery” thus cannot be expunged in Colorado, but “robbery” as a class four misdemeanor is eligible.211
Colorado’s expungement statute also has a “clean slate” automatic provision.212 All offenses eligible for petition-based sealing, except violent crimes, will be automatically sealed upon reaching the requisite waiting period.213 The statute provides for the following waiting periods: (1) four years for civil infractions, (2) seven years for petty offenses or misdemeanors, and (3) ten years for convictions involving eligible felonies.214 The district attorney may object to sealing a non-drug related eligible felony within forty-five days if the “district attorney has a reasonable belief, grounded in supporting facts, that the public interest and public safety in retaining public access to the current record or case outweighs the privacy interest of, or adverse consequences to, the defendant.”215 In evaluating a sealing request, courts must at least consider the severity of the offense, the criminal history of the petitioner, the number of convictions and the dates of those convictions seeking to be sealed, and the government agency’s need for the records.216
2. States with Narrow or No Remedial Remedies.
The District of Columbia does not allow for expungement.217 Instead, the District of Columbia only provides for sealing juvenile adjudication records in limited circumstances.218 A juvenile may move to vacate its order and findings and seal all court records.219 The court will grant the motion if it:
finds that (1)(A) a neglected child has reached his majority, or two years have elapsed since the final discharge of the person from legal custody or supervision, or (B) since the entry of any other [d]ivision order not involving custody or supervision and (2) he has not been subsequently convicted of a crime, or adjudicated delinquent or in need of supervision prior to the filing of the motion, and no proceeding is pending seeking such conviction or adjudication.220
The effect of this procedure is that “the case shall be treated as if [it] never occurred.”221 That is, any court or agency “shall reply, and the person who is the subject matter of the records may reply, to any inquiry that no record exists.”222 Further, ex-juvenile offenders are not “required to disclose and shall have the right to refuse disclosure of his or her juvenile delinquency history in an application for employment, education, or housing.”223 But, any subsequent convictions have a nullifying effect on the sealing order.224
Relatedly, for adults, courts in the District of Columbia will only grant the sealing of a criminal record “if it is in the interests of justice to do so.”225 For eligible convictions, the movant must demonstrate “by clear and convincing evidence that it is in the interests of justice to grant relief.”226 The court weighs many factors in determining whether it is in the interest of justice, with some being required.227 The following factors are required to be considered by courts: (1) “the interests of the movant in sealing the publicly available records,” (2) “the community’s interest in retaining access to those records,” and (3) “the community’s interest in furthering the movant’s rehabilitation and enhancing the movant’s employability.”228 Some discretionary factors the court may consider are (1) “[t]he nature and circumstances of the offense at issue; (2) “[t]he movant’s role in the offense or alleged offense;” (3) “history and characteristics of the movant;” (4) [t]he number of arrests or convictions that are the subject of the motion;” and (5) “the time that has elapsed since the arrest or convictions that are the subject of the motion.”229
Other states, such as Alaska, provide minimal circumstances for persons to restrict their criminal record from public access. Juvenile delinquency records are typically confidential and unavailable to the public.230 Courts, therefore, must seal most juvenile delinquency records “within 30 days of the date of a minor’s 18th birthday or, if the court retains jurisdiction of a minor past the minor’s 18th birthday, within 30 days of the date on which the court releases jurisdiction over the minor.”231 The exception to this sealing requirement consists of (1) traffic offenses, (2) class A & B felonies against the person, (3) first-degree arson, and (4) misconduct involving weapons in the first degree.232
Nevertheless, suppose the juvenile was charged as an adult in Alaska. There, most records may be sealed “five years after the completion of the sentence imposed for the offense for which the person was tried as an adult or five years after a disposition was entered for an offense for which the records were made public under (g) of this section.”233 But the court will only grant the petition to seal the offenses if it “finds that its order has had its intended rehabilitative effect and further finds that the person has fulfilled all orders of the court.”234 If the juvenile’s record is sealed, “[a] person may not use these sealed records for any purpose except that the court may order their use for good cause shown or may order their use by an officer of the court in making a presentencing report for the court.”235
For adults, the expungement statute in Alaska does not provide a mechanism for the sealing or expunging of valid adult convictions. Instead, there is “a clear preference for public records to remain accessible.”236 “[J]udicial expungement of criminal records should be an exceptional or extraordinary remedy rather than a generally available one.”237 Therefore, the only way an adult in Alaska can regain lost rights and civil disabilities from the conviction is through a pardon.
The only adult criminal records that could be sealed are cases involving a conviction that “resulted from mistaken identity or false accusation.”238 Still, the movant must prove beyond a reasonable doubt to the head of the agency that the conviction “resulted from mistaken identity or false accusation.”239 The effect of this sealing is that the person “may deny the existence of the information and of an arrest, charge, conviction, or sentence shown in the information.”240 The record, however, may still be used: “(1) for record management purposes, including auditing; (2) for criminal justice employment purposes; (3) for review by the subject of the record; (4) for research and statistical purposes; (5) when necessary to prevent imminent harm to a person; or (6) for a use authorized by statute or court order.”241
3. New Jersey’s Expungement and Sealing Statute Differs from Other State’s Remedial Remedies.
States vary in the degree of collateral relief available for adult convictions and juvenile adjudications. New Jersey is generally classified as having limited felony and misdemeanor relief compared to other states.242 Beginning with the states with broad expunction remedies, New Jersey is more restrictive than states such as Arizona and Colorado.
For example, in Arizona, all but class one felonies and specific sexual offenses can be sealed.243 The number of convictions or adjudications is not restricted.244 On the other hand, New Jersey limits the number of crimes eligible for expunction based on the offense category.245 The number of adjudications a juvenile is eligible to “set aside” is minimal compared to the crimes ineligible for expunction in New Jersey. Specifically, juveniles cannot set aside the following crimes in Arizona involving: (1) infliction of serious injury; (2) the use or exhibition of a deadly weapon or dangerous instrument; (3) sexual offenses; (4) driving under the influence or with a suspended license; or (5) a civil traffic violation.246 The adult sealing available allows adults to seal most adult convictions besides a limited class of felonies.247 In contrast, New Jersey generally only allows for juvenile sealing of adjudications, except if the adult offense involves marijuana.248
Colorado’s expungement law is also more expansive than New Jersey’s. In Colorado, courts are required to expunge the following records after forty-two days: (1) acquittals and dismissals, (2) deferred adjudications, and (3) upon completion of sentence, adjudications for petty offenses, class 2 and 3 misdemeanors, and level 1 and 2 drug misdemeanors.249 Unlike New Jersey, when the court orders diversion, deferred adjudication, or an alternative disposition for a juvenile, it must then make a finding on the record of whether the juvenile is eligible for expungement.250
Turning to the restrictive expunction states, New Jersey’s expunction relief is more expansive than states such as the District of Columbia and Alaska. In the District of Columbia, the only relief offered for ex-juvenile offenders is sealing juvenile adjudications.251 In contrast, New Jersey allows for expungement or sealing for juvenile adjudications. Like New Jersey, a subsequent conviction will nullify the sealing order in the District of Columbia.252 But, unlike New Jersey, in the District of Columbia, the sealing of records is treated as if “as if they never occurred,” including using records for law enforcement purposes.253 In practice, the District of Columbia’s sealing statute operates in the equivalent of New Jersey’s expungement statute.
New Jersey’s expungement law is likewise more expansive than Alaska’s. Alaska has made it clear that there is a preference for disclosing and making the records publicly accessible.254 Juvenile delinquency records remain predominately confidential and unavailable to the public. Courts in Alaska, however, only provide a “sealing” remedy, unlike New Jersey, providing an opportunity to seal or expunge juvenile adjudications.
II. Analyzing the Issues Presented from a Logical and Doctrinal Perspective.
Juveniles are a population that should have full expungement rights. After considering the purpose of juvenile courts in conjunction with the purpose of collateral relief, it will inevitably lead to the correct conclusion that permitting juvenile expunction is consistent with both objectives. It is no secret that juveniles do not have the same mental capacity and intention to commit crimes as adults. Without full juvenile expunction relief, minority communities are highly likely to suffer the life-long consequences of a juvenile record. That said, Section A will address the long-standing scientific history of juveniles’ undeveloped mental capacity and reduced culpability. Section B will then address the doctrinal aspect of the proposed amendment in further detail.
A. From a Logical Standpoint: Children Neither Have the Same Mental Capacity nor Culpability as Adults.
The purpose of the juvenile system must be viewed through the lens of rehabilitation. Children are different from adults in all aspects.255 Children are less culpable and have a heightened capacity for reform.256 Scientific evidence has shown the difference in juveniles from adults. Not only scientific evidence, but society has recognized and accepted that minors are less mature than adults, making them unable to understand and appreciate the future repercussions of their actions.257
First, it is well established among courts that scientific evidence shows juveniles are less mature than adults.258 Acknowledging this, courts have often relied upon this scientific evidence when sentencing juveniles.259 For example, in determining a sentence for one convicted of a crime in New Jersey, the Superior Court uses a calculus that considers many factors to determine a reasonable sentence for an offender.260 Specifically, in fashioning a sentence, courts may consider—in mitigation of the sentence—whether “[t]he defendant was under 26 years of age at the time of the commission of the offense.”261 Similarly, federal district courts also consider youthfulness in determining an appropriate sentence for an offender.262 After calculating the appropriate guideline range for a defendant and ruling on any departure motions, federal courts “are required to exercise their discretion by considering the relevant 18 U.S.C. § 3553(a) factors in setting their sentences, regardless of whether it varies from the original calculation.”263 The court is then permitted to vary downwards on the guidelines, bringing the guideline range of imprisonment level to a lower range of imprisonment based on the offense level.264 Factors that federal courts consider in evaluating whether a downward variance of the offense level under 18 U.S.C. § 3553(a) is warranted include but are not limited to the following: age, lack of youthful guidance, mental and emotional condition, and diminished capacity.265
The U.S. Supreme Court has also weighed in on the sentencing of juvenile offenders. In 2005, the Court held that juveniles are not subject to the death penalty because it is cruel and unusual punishment, which violates the Eighth and Fourteenth Amendments.266 The Roper decision was the third decision to reach the Supreme Court addressing the death penalty for juvenile offenders in a twenty-year span.267 In its opinion, the Court stated that “[t]hree general differences between juveniles under 18 and adults demonstrate that juvenile offenders cannot with reliability be classified among the worst offenders.”268 First, “[j]uveniles’ susceptibility to immature and irresponsible behavior means ‘their irresponsible conduct is not as morally reprehensible as that of an adult.’”269 Second, juveniles struggle to find their own identity, which “means it is less supportable to conclude that even a heinous crime committed by a juvenile is evidence of irretrievably depraved character.”270 Lastly, “[o]nce juveniles’ diminished culpability is recognized, it is evident that neither of the two penological justifications for the death penalty—retribution and deterrence of capital crimes by prospective offenders . . . provides adequate justification for imposing that penalty on juveniles.”271 Considering the juvenile court’s goal of rehabilitation, juveniles are rarely held to the same legal standards as adults because they are generally viewed as less mature and unaware of the consequences of their actions.272
Second, juveniles are seen as less culpable because they are vulnerable to peer pressure.273 It is clear from social behaviors and scientific evidence that minors are subject to influences and pressures.274 One under eighteen is more likely to be influenced to make decisions they would not otherwise have made compared to adult offenders.275 Thus, a juvenile’s character “is not as well formed as that of an adult,” and their “personality traits . . . are more transitory, [and] less fixed.”276 Since juveniles’ character is not as developed as adults, they should not face the same collateral consequences resulting from juvenile adjudications—crimes committed under the age of eighteen, and they lacked judgment, lacked self-identity, and were immature.277
Lastly, state legislatures have demonstrated by the treatment of juvenile offenders that society recognizes them as less culpable than adults. When a juvenile is deemed a “delinquent,” they are not considered a “criminal” by way of disposition.278 Being that a disposition of “delinquent” does not “impose any of the civil disabilities ordinarily imposed by virtue of a criminal conviction,” it supports the notion that juveniles should not face collateral consequences from such adjudications.279 However, when a juvenile is adjudicated a delinquent in New Jersey, the juvenile could still face collateral consequences, contradicting the purpose of the disposition. Even if a juvenile were adjudicated delinquent, they would not be eligible for expunction of certain crimes, ultimately imposing a “civil disability” upon them.280
1. The Issue of Wrongful Adjudications.
Wrongful convictions are highly likely in juvenile proceedings.281 States, therefore, should err on the side of providing expunction rights to juveniles because courts cannot rely one hundred percent on delinquent adjudications. A child’s mental capacity and lack of understanding may inevitably lead to a wrongful adjudication.282 Several factors contribute to wrongful adjudications of juveniles: (1) false confessions within a custodial interrogation; (2) false pleas; (3) inadequate juvenile procedure rules; (4) lack of oversight of juvenile proceedings; and (5) ineffective assistance of counsel.283 In the unfortunate circumstance of a wrongfully convicted juvenile whose conviction had not been overturned, the juvenile is limited in collateral relief they may obtain if any.284 Collateral relief for all juvenile offenses will assist in mitigating the consequences resulting from juvenile adjudication of a delinquent.285
First, false confessions from juveniles are likely to lead to wrongful adjudication. An inherently coercive environment of custodial interrogation is more likely to overcome a juvenile’s will than an adult’s.286 “False confessions are one of the leading causes of wrongful convictions.”287 The landmark 1966 Supreme Court decision of Miranda v. Arizona288 established the prophylactic rule that requires police officers to give “Miranda” warnings to act as a procedural safeguard to protect against self-incrimination.289 That is, police officers must “Mirandize” the suspects that are held for interrogation.290 The individual being interrogated:
must be clearly informed that he has the right to consult with a lawyer and to have the lawyer with him during interrogation under the system for protecting the privilege we delineate today. As with the warnings of the right to remain silent and that anything stated can be used in evidence against him, this warning is an absolute prerequisite to interrogation.290F 291
More recently, in 2009, the Supreme Court stated, “there is mounting empirical evidence that these pressures [associated with custodial police interrogation] can induce a frighteningly high percentage of people to confess to crimes they never committed.”292 Then, in 2012, the Supreme Court noted, “that [the] risk is all the more troubling—and recent studies suggest, all the more acute—when the subject of custodial interrogation is a juvenile.”293 As a result, an officer must consider the individual’s age when determining whether he or she is in custody and, ultimately, whether the individual must be Mirandized.294 A child’s age, therefore, relates to the extent it informs the custody analysis.295 The Court also emphasized the long-standing principle that the law recognizes that “children characteristically lack the capacity to exercise mature judgment and possess only an incomplete ability to understand the world around them.”296 To provide further support, the Court also articulated that “[l]egal disqualifications on children as a class—e.g., limitations on their ability to marry without parental consent—exhibit the settled understanding that the differentiating characteristics of youth are universal.”297
Studies have also shown that juvenile offenders are likely to be wrongfully convicted.298 An empirical study by the Innocence Project, a non-profit legal organization committed to exonerating wrongfully convicted persons, found that twenty-nine percent of exonerations involved false confessions.299 Of the twenty-nine percent, thirty-one percent of the false confessions involved a juvenile eighteen years or younger at the time of the arrest.300 Also, fortynine percent of the confessions involved persons twenty-one years or younger at the time of the arrest.301 A more recent study by the National Registry of Exonerations in April 2022 showed that thirty-four percent of persons under eighteen falsely confessed, resulting in exoneration.302 In comparison, only ten percent of exonerated adults falsely confessed.303 The breakdown of the thirty-four percent of persons under eighteen that falsely confessed and were exonerated is as follows: twenty-seven were between sixteen and seventeen years old, fifty-four percent were between ages fourteen and fifteen, and seventy-eight percent were under the age of fourteen.304
Before moving on to the lack of oversight of juvenile proceedings, let us consider a thought experiment similar to the robbery example at the beginning of this Article.304F 305 Here, a thirteen-year-old named “Johnny” is falsely arrested for a second-degree robbery charge. After the police officers arrest Johnny, officers read Johnny his Miranda rights. Johnny is then driven to the police station. At the police station, Johnny is put in an interrogation room until the police officers can contact his parents. Johnny is afraid and will do anything to be released from the police station. Not understanding the Miranda rights or procedure of the juvenile system, Johnny elicits a false confession to be released from custody. At a juvenile delinquency hearing, the court adjudges Johnny guilty of an offense he did not commit based on the false confession. As a result, Johnny’s delinquent adjudication appears on his criminal record for the rest of his life. Similar to the robbery example, this hypothetical demonstrates the unfairness to juveniles and the lack of collateral relief remedies. This simple process can inadvertently destroy a person’s life due to a lack of understanding and the unavailability of remedies to remove the delinquency adjudication. Under the present expungement law, an ex-juvenile offender in New Jersey has one chance—for specific offenses—of having a lifetime criminal record, attaching collateral consequences.
The lack of oversight of juvenile proceedings makes wrongful adjudications likely to go unnoticed, inevitably leading to collateral consequences.306 Juvenile proceedings are not typically open to the public, giving rise to a higher level of abuse.307 In adult proceedings, media coverage is usually the body that unveils any injustices or deficiencies in the rulings by the judge.308 But, in a system where the public may not observe and documents are restricted for the parties, it is nearly impossible for media outlets to understand what is occurring within the juvenile hearings and their dockets, including any injustices.309
Inadequate representation may also lead to delinquent adjudications and ineffective assistance of counsel claims.310 The U.S. Supreme Court in 2010 held that a lawyer’s failure to advise311 a non-citizen client of potential immigration consequences of a guilty plea could result in deportation is grounds to establish ineffective assistance of counsel claim.312 The Supreme Court, however, has yet to establish a legal requirement on courts or attorneys that juveniles or their parents be informed of potential future collateral consequences of delinquency adjudications.
Criminal procedures disregard the vulnerability and susceptibility of juveniles. “The absence of substantive standards has not necessarily meant that children receive careful, compassionate, individualized treatment.”313 Similarly, the limited nature of “procedural rules based upon constitutional principle has not always produced fair, efficient, and effective procedures.”314 The departure from traditional “principles of due process have frequently resulted not in enlightened procedure, but in arbitrariness.”315 Although juvenile proceedings often result in the disposition of “delinquent,” juveniles still experience criminal processes or legal equivalents such as arrests, custodial interrogations, discovery, and the like. Nonetheless, many states lack access to post-conviction relief for juveniles, and the ability for ex-juvenile offenders to reopen cases as adults.316
2. The Minority Community Mostly Suffers from the Stigmatizing and Detrimental Impact of a Juvenile Record.
Minorities suffer the most from collateral consequences resulting from juvenile adjudications.317 To give an idea, a January 13, 2023 report issued by the New Jersey Office of the Attorney General Juvenile Justice Commission outlined the demographics and statistics of juveniles within the criminal justice system.318 Of the 107 juveniles committed,319 104 were male, and three were female.320 Of the 104 males, seventy-eight (75%) were black, twenty (19.23%) were Hispanic, five (4.81%) were white, and one (0.96%) fell in the other category.321 The number of minorities waived to adult court also was high: thirty-two black men, twenty-five Hispanic men, eleven white men, and one “other” were waived to adult court.322
Now, consider the impact after the juvenile case is closed and the juvenile is no longer in the state’s custody. This assumes that the juvenile offenses adjudicated delinquent are ineligible for expungement. With limited collateral relief, minority offenders are disproportionally likely to face collateral consequences. Statistics indicate that seventy-five percent of blacks and about nineteen percent of Hispanics are likely to face these consequences.
Juveniles are also generally sentenced in high numbers in urban areas.323 For example, consider the following urban areas in New Jersey: in Camden County,324 about twenty-eight percent of male juveniles were sentenced; in Essex County, about nineteen percent of male juveniles were sentenced; and, in Passaic County, about eleven percent of male juveniles were sentenced.325 As a result, this inevitably leads to a restriction on the juvenile’s social mobility. The ex-juvenile offenders become a “product of their society” because the opportunities available to a juvenile are limited due to delinquent adjudications and lack of access to collateral relief. Specifically, some of those opportunities consist of student loans, employment, housing, and many rights. The ex-juvenile offender will face collateral consequences for the remainder of their life regarding their career trajectory, where they live, and what rights they have because of an adjudication committed when their brain was not fully developed. Or, to make matters worse, the wrongfully adjudicated delinquent that goes unnoticed is restricted for the rest of their life when they were not the person who committed the offense.
As demonstrated by researchers, there is no sole path to delinquency; instead, several factors will increase a youth’s likelihood of offending.326 Below is a table of risk factors that evaluates a juvenile’s likelihood of offending.
Risk and Protective Factors, by Domain327
Risk Factor: | |||
---|---|---|---|
Domain | Early Onset (ages 6–11) | Late Onset (ages 12–14) | Protective Factor* |
Individual | General offenses Substance use Being male Aggression** Hyperactivity Problem (antisocial) behavior Exposure to television violence Medical, physical problems Low IQ Antisocial attitudes, beliefs Dishonesty** | General offenses Restlessness Difficulty concentrating** Risk taking Aggression** Being male Physical violence Antisocial attitudes, beliefs Crimes against persons Problem (antisocial) behavior Low IQ Substance use | Intolerant attitude toward deviance High IQ Being female Positive social orientation Perceived sanctions for transgressions |
Family | Low socioeconomic status/poverty Antisocial parents Poor parent-child relationship Harsh, lax, or inconsistent discipline Broken home Separation from parents Other conditions Abusive parents Neglect | Poor parent-child relationship Harsh or lax discipline Poor monitoring, supervision Low parental involvement Antisocial parents Broken home Low socioeconomic status/poverty Abusive parents Family conflict** | Warm, supportive relationships with parents or other adults Parents’ positive evaluation of peers Parental monitoring |
School | Poor attitude, performance | Poor attitude, performance Academic failure | Commitment to school Recognition for involvement in conventional activities |
Peer group | Weak social ties Antisocial peers | Weak social ties Antisocial, delinquent peers Gang membership | Friends who engage in conventional behavior |
Community | Neighborhood crime, drugs Neighborhood disorganization |
* Age of onset not known.
** Males only.
Source: Adapted from Office of the Surgeon General, 2001.
The “risk factors” are “those characteristics, variables, or hazards that, if present for a given individual, make it more likely that this individual, rather than someone selected from the general population, will develop a disorder.”328 As demonstrated by the table provided by the U.S. Department of Justice’s Office of Juvenile Justice and Delinquency Prevention, a breakdown in the familial relationship, poor school performance, involvement with delinquent peers, and living in an urban environment are likely to increase the juvenile’s likelihood of offending. This Article considers the risk factors in the chart above when providing an alternative recommendation of discretionary relief of expunction for juvenile offenders.
B. From a Doctrinal Perspective: the Current Interpretation of New Jersey’s Expungement Statute Contradicts the Remedial and Rehabilitative Goal.
Courts should have discretion in ordering expungement for juveniles who commit a crime under the age of eighteen. Restricting the expungement statute to the same or similar offenses for juveniles and adults contradicts the remedial goal of the juvenile justice system. To afford a discretionary alternative would further support the Code and reasonably provide juveniles with an opportunity to mature and demonstrate rehabilitation.
1. New Jersey’s Legislature Should Replace the Statutory Expungement Bar with a Discretionary Alternative.
An amendment to the expungement statute allowing for discretionary relief comports with the Code’s purpose to be “[c]onsistent with the protection of the public interest, to remove from children committing delinquent acts certain statutory consequences of criminal behavior, and to substitute therefor an adequate program of supervision, care and rehabilitation, and a range of sanctions designed to promote accountability and protect the public.”329 The Code emphasizes the effect of a juvenile delinquency disposition by indicating the following:
No disposition under this act shall operate to impose any of the civil disabilities ordinarily imposed by virtue of a criminal conviction, nor shall a juvenile be deemed a criminal by reason of such disposition. The disposition of a case under this act shall not be admissible against the juvenile in any criminal or penal case or proceeding in any other court except for consideration in sentencing, or as otherwise provided by law.330
Notwithstanding the effect of a juvenile adjudication, it is also vital to consider the purpose of the expungement statute. As previously outlined, the expungement statute must be construed in compliance with the “primary objective of providing relief to the reformed offender who has led a life of rectitude and disassociated himself with unlawful activity.”331 The “‘fundamental differences between juveniles and adult minds,’” “proclivity for risk, and inability to assess consequences—both lessen[s] a child’s ‘moral culpability’ and enhanced the prospect that, as the years go by and neurological development occurs, [their] ‘deficiencies will be reformed.’”332
To be consistent with the Code’s rehabilitation goal and the expungement statute’s remedial goal, courts should balance several factors in determining whether expungement of an ineligible expungement of juvenile delinquency adjudication is warranted. None of the factors should be dispositive, but courts should give some factors greater weight than others. When seeking expunction with the newly proposed balancing scale, the initial burden should be on the petitioner to allege specific facts demonstrating that they have successfully rehabilitated. The burden will then shift to the state to provide clear and convincing evidence that the petitioner has not rehabilitated and that it is not in the public’s interest to grant the expungement.
The proposed balancing scale invites the question of what the factors ought to be. Some factors that should be considered are the: (1) nature of the juvenile proceedings; (2) history and characteristics of the petitioner; (3) unwarranted consequences of juvenile adjudications affecting the petitioner’s future; (4) societal need for awareness of juvenile adjudication; (5) goal of the Juvenile Code of Justice; and (6) impact of victims, if necessary.333 The petitioner should be afforded the opportunity to have a hearing if requested. At the hearing, courts must determine whether the juvenile has successfully rehabilitated. It, therefore, is not enough for the New Jersey Superior Court to indicate on the record that they have considered them; instead, the judge should thoroughly review each factor. This Article will address each of the proposed factors to provide a further understanding and provide further guidance on how the court should review the petitioner’s request to expunge juvenile records when evaluating the factors.
The first factor is the nature of the juvenile proceedings. The court should evaluate the nature of the seriousness and timing of juvenile adjudications. Some questions to help guide the analysis are (1) whether the adjudication was a crime of violence, (2) the juvenile’s role in the offense; (3) the youthfulness at the time of the crime, (4) the timing of the offense; and (5) if multiple offenses, whether they occurred within the same period. Although one factor is not dispositive, giving greater weight to the timing of the offense would support rehabilitation—the purpose of the juvenile courts—if the offense occurred long ago with no new interaction with the criminal system. An ex-juvenile offender adjudicated a delinquent ten years ago should provide more support for expungement. Providing greater weight to the nature of the juvenile proceedings supports New Jersey’s current expungement statute purpose. It provides “relief to the reformed offender who has led a life of rectitude and disassociated himself with unlawful activity.”334
The second factor courts should consider is the history and characteristics of the petitioner. When evaluating the history and characteristics of the petitioner, courts should consider the familial, mental, emotional, and personal circumstances. The personal characteristics of the offender will help inform the analysis. The personal characteristics explore the age when the offense was committed compared to their current age, hometown, educational background, and other relevant factors. Evaluating the family dynamic lets the court explore the parental guidance, support, services, financial and emotional support, and basic necessities afforded to the juvenile. Additionally, services provided to the juvenile may shed light on whether the “minor’s character deficiencies . . . reformed.”335 Thus, if a petitioner lacked a two parent household, it should be given greater deference in favor of expungement. Lack of a two parent household facing poverty is highly likely to result in either inadequate supervision or lack of financial support, leading a juvenile to explore avenues. Emotional and physical health should also be considered when evaluating the history and characteristics of the petitioner. Other considerations such as whether the juvenile was introduced to drugs at a young age that may have influenced their decision, may be relevant when courts analyze the petitioner’s characteristics.
Third, courts should consider the impact of juvenile adjudications on the petitioner’s projected future if the expungement of the juvenile records is not granted. Like evaluating the history and characteristics of the petitioner, the court should evaluate the educational and employment trajectory of the petitioner. A juvenile adjudication for crimes one committed as a minor should not hinder the ex-offender from social mobility.
Fourth, public awareness and the societal need for the juvenile’s adjudication information should be considered. The relevant inquiry becomes when and who needs to know about a particular crime. This factor must be balanced with the nature and circumstances of the underlying juvenile adjudication. Again, if significant time has passed with no subsequent offenses, it reduces the need to share the information with society and supports granting the expungement. This, however, must be a fact-specific inquiry. Thus, if the petitioner petitioned for expungement of a crime such as a robbery two years after the case was closed, it should be scrutinized to prevent the public from further crimes regarding the nature and circumstances of these crimes. However, if this occurred when the petitioner was young and had not been convicted of any other crimes ten or twenty years later, it would strongly support the remedial goal of the juvenile expunction. It, therefore, would not require as careful scrutinization.
Fifth, courts should consider the policy goals of New Jersey’s Code when evaluating whether juvenile expungement is warranted. That said, the court should assess the petition with the purpose of seeking rehabilitation.
Last, the Court should consider the impact of the victim(s), if any, in determining whether expungement is warranted under the circumstances of a juvenile adjudication. After the court considers the totality of the circumstances alongside the public’s interest, it should determine whether expungement is warranted. Thus, this proposed expungement “balancing” mechanism of the entirety of the circumstances supports the long-standing history and treatment of juveniles while also aligning with the goals of New Jersey’s Code and expungement statute.
2. The Proposed Effective “Second Chance” Doctrine of Expungement as an Alternative Option.
New Jersey’s “clean slate expungement” fails to provide juveniles with a “clean slate.” The “clean slate” section lets individuals seek expungement of one or more crimes after ten years from the individual’s most recent conviction.336 The “clean slate” should also include a section addressing juvenile adjudications ineligible for expungement. The amendment would allow juveniles to seek expungement of their entire juvenile record—even ineligible felony offenses after ten years have passed, and the petitioner can show they have rehabilitated. A limitation of this proposed section is that the juvenile would be that a juvenile is not eligible for the “clean slate” if the juvenile committed any offenses after turning the age of eighteen. In theory, at the age of twenty-eight, an ex-juvenile offender would be eligible to petition for offenses otherwise ineligible for expungement.
III. Demonstrating the Effectiveness: the Proposed Solution of Allowing Discretionary Expungement for Crimes Committed as a Juvenile is Consistent with the Treatment and Understanding of Juveniles—Doctrinally, Scientifically, and Morally.
Applying the proposed solution of a balancing system comports with the goals of the Code, the history and treatment of juveniles when committing crimes, and the scientific evidence surrounding a juvenile’s mental capacity. Thus, the proposed amendment would let judges judge by balancing several factors rather than restricting the judge from granting expungement because of a statutory bar. To reiterate, the proposed amendment allows the judge to balance the following factors: (1) the nature of the juvenile proceedings; (2) the history and characteristics of the petitioner; (3) unwarranted consequences of juvenile adjudications affecting the petitioner’s future; (4) societal need for awareness of juvenile adjudication; (5) goal of the Juvenile Code of Justice; and (6) impact of victims, if necessary. The petitioner will have the initial burden of alleging specific facts demonstrating rehabilitation from youthfulness. If the petitioner satisfies this burden, the burden will shift to the state to prove beyond a reasonable doubt that the petitioner has not successfully rehabilitated and that it is not in the public’s interest to grant the expungement.
Considering the proposed amendments, let us consider a hypothetical. For example, fourteen-year-old Johnny committed the crime of second-degree robbery in New Jersey. Johnny grew up in a single-parent (maternal) household and a poverty-stricken, crime-ridden neighborhood. It was no secret to Johnny’s classmates and teachers that he was immature and lacked guidance. Johnny’s mother worked long hours to make ends meet. Because Johnny’s mother worked an unpredictable schedule, Johnny could not engage in high school extracurricular activities. Thus, Johnny had only idle time. Johnny eventually hung with older individuals who preyed on Johnny’s youth and were overall a bad influence. The lack of parental guidance and support was supplemented by older individuals who were bad influences. Because of the peer pressures faced by Johnny’s “friends,” and with no thought, he took the personal items of a classmate forcibly. The negative influences he met in the neighborhood ultimately encouraged taking the items.
Fast forward, Johnny is thirty years old and now a model citizen. Because of the one juvenile delinquency, Johnny instantly turned his life around for the better. It was an “eye-opening” experience for Johnny, and the services provided to rehabilitate him contributed to his success. From the disposition of Johnny’s juvenile delinquency, until he turned thirty, he has not been convicted of any subsequent offenses, has completed his bachelor’s and master’s degree, often volunteers, is a member of various community organizations, and works full-time. Johnny seeks to expunge the one-off experience with the juvenile justice system.337
Let us consider each factor in turn. The first factor is the nature and circumstances of the juvenile adjudication. Johnny was in sixth grade when the offense occurred. The peer pressure endured by Johnny is clear. Johnny fell victim to his crime-ridden neighborhood. Older individuals took advantage of his age. It has been recognized that “juveniles are more vulnerable or susceptible to negative influences and outside pressures, including peer pressure.”338 This is a prime example. However, the fact that the juvenile was a youth does not excuse the conduct. Instead, it shows that moral culpability is not similar to an adult. The youthfulness of the juvenile offense is self-explanatory based on the surrounding circumstances. Also, the petitioner has demonstrated a law-abiding life for the past sixteen years. The petitioner has reformed in some way by “living a “life of rectitude and disassociating himself with unlawful activity,”339 which supports the petitioner’s request for expungement and the goal of New Jersey’s expungement statute.
The second factor of the history and characteristics of the petitioner supports expungement. The surrounding familial circumstances put Johnny in a tough position. Johnny lacks the parental support and guidance that a teenager needs because his mother works tirelessly to support him. As a result of lacking support and guidance, Johnny has turned to others—bad influences—to gain acceptance. The circumstances surrounding Johnny’s childhood, poverty, were beyond his control. Johnny’s mother worked to provide financial support for Johnny to the detriment of Johnny’s emotional support. Johnny became a product of his environment. But, Johnny turned his behaviors around and has been living a law-abiding life ever since the disposition. The services implemented as part of Johnny’s disposition in the juvenile case played an integral role in rehabilitating him. Johnny grew into a mature individual who now understands the consequences of his actions. Johnny is now a college graduate who is often described as a model citizen.
As to the third factor, Johnny’s employment opportunities are limited because of his juvenile delinquency record. Since the robbery adjudication is a felony offense, the juvenile record may be provided to agencies requesting it. As a college graduate with a master’s degree and model citizen, Johnny will be denied employment involving children, law enforcement, judiciary, and many more. Compared to the one-off juvenile offense, the impact on Johnny’s future employment trajectory and contribution to society support expungement.
Fourth, the court should consider the public’s interest in obtaining information related to the offense. There is no harm in restricting the public from accessing the information. The juvenile committed one offense in all of his juvenile years. It would be different if the juvenile committed several offenses throughout the juvenile years, demonstrating reluctance to rehabilitate and danger to society. Here, this is not the case. Johnny made a mistake due to a lack of youthful guidance and involvement with negative influences.
Lastly, New Jersey’s expungement statute and juvenile Code support granting Johnny’s expungement. The “primary objective of providing relief to the reformed offender who has led a life of rectitude and disassociated himself with unlawful activity.”340 The goal of the Code is that it be “consistent with the protection of the public interest, to remove from children committing delinquent acts certain statutory consequences of criminal behavior, and to substitute therefor an adequate program of supervision, care and rehabilitation, and a range of sanctions designed to promote accountability and protect the public.”341
Here, we are dealing with presumably a reformed offender. Johnny has shown through his conduct that he has rehabilitated and will contribute to the community. Based on the one-off offense, it further supports that it occurred because of his immaturity and inability to understand the future consequences of his actions. Johnny’s actions after the adjudication, therefore, comport with the goal of expungement of providing relief to a one-time offender and not to have a “system whereby periodic violators of the law . . . have a regular means of expunging their police and criminal records.”342 The expungement of Johnny’s record further supports the goal of New Jersey’s Code because substituting successful rehabilitation removes the “statutory consequences of criminal behavior.” Services provided to Johnny reformed his actions, and he succeeded in rehabilitation. So, Johnny should not be subject to the collateral consequences imposed because of a criminal record.343
Courts should balance the totality of the circumstances surrounding the request for expungement. In doing so, it inevitably leads to one conclusion: the state cannot prove by a preponderance of the evidence that Johnny has not rehabilitated, and that it is not in the public’s interest to grant expunction. Even if the court adopts a “beyond a reasonable doubt” standard, the state cannot satisfy it because it is a higher standard than “clear and convincing evidence.”
Conclusion
A second chance for ex-juvenile offenders is essential. Scientific evidence and society have demonstrated and accepted that juveniles are not the same as adults. As outlined in this Article, juveniles have been treated differently by courts because juveniles lack the capacity to appreciate the circumstances and consequences fully. The creation of juvenile courts demonstrates the need to treat juveniles differently—to rehabilitate juveniles, not punish them.
Deviant behavior that causes a juvenile to commit a crime hinges largely on the circumstances in the home. Juvenile courts, therefore, provide rehabilitation services to reform the juvenile offender.344
In adolescent years, juveniles are maturing, developing mentally, and growing physically. That said, children will be immature. Children are searching for self. Children are influenced by others. Children are developing judgment. Children do not fully understand the consequences of future actions. Juvenile delinquents must be treated differently from adults, from implementing dispositions to having collateral relief availability.
New Jersey enacted the Code “to remove from children committing delinquent acts certain statutory consequences of criminal behavior, and to substitute therefor an adequate program of supervision, care and rehabilitation, and a range of sanctions designed to promote accountability and protect the public.”345 Also, juvenile courts were established—with rehabilitation as the goal—to prevent the juvenile from receiving the same collateral consequences an adult receives with a “conviction.”346 Unfortunately, over the years, it has done the exact opposite. Juveniles cannot expunge the same offenses despite being committed when they lacked maturity, responsibility, awareness, and individualism. Unlike an adult, “it is less supportable to conclude that even a heinous crime committed by a juvenile is evidence of irretrievably depraved character.”347
An amendment to New Jersey’s expungement statute will provide a fair and reasonable solution to this problem. The proposed amendment of balancing an enumerated list of factors provides a just result because it allows the individual to demonstrate that they have reformed. Under the current law, the court cannot even consider whether the juvenile offender was rehabilitated.348 Instead, if the court determines if the offense is listed under ineligible offenses, it does not look any further.349 Putting aside the issue of wrongful adjudications, even if the juvenile committed the offense, the juvenile will remain with the delinquency record, attaching collateral consequences. The proposed solution is reasonable because it allows the court to explore the circumstances of the offense and the juvenile’s home environment. The proposed solution is not suggesting that all juvenile offenses should be expunged; rather, the reformed exoffender should be able to demonstrate so. As it will still be the court’s discretion, the court will still be permitted to deny the expunction request if it is not in the public’s interest or if the prosecution establishes by a preponderance of the evidence that the offender has not rehabilitated. If the expunction is granted, the juvenile would have a second chance without a lifetime haunting stigma and unintentional lack of collateral consequences.
The proposed amendment to incorporate a discretionary juvenile subsection supports the treatment of juveniles in the criminal justice system and New Jersey’s expungement statute. As the juvenile justice system tries to rehabilitate the minor, a provision that provides juveniles to remove their previous criminal record would follow the goal of rehabilitating an individual.350 A system cannot rehabilitate an individual while failing to remove the collateral consequences of juvenile adjudications. Juveniles have been treated differently from adults by the U.S. Supreme Court; therefore, an amendment to permit expunction for juvenile offenders despite being charged (or waived) as an adult supports long-established Supreme Court cases, legislative history, and societal norms.