INTRODUCTION
This case highlights the danger of allowing courts to diagnose parents with “substance abuse” problems based on their own subjective judgments rather than objective, scientific, evidence-based criteria. As this case illustrates, such subjective, standard-less judicial determinations can cause significant harm, including unnecessary judicial intervention into families’ privacy and the wrongful separation of parents from their children. While the medical field strives to keep pace with scientific advancements in the field of substance use and substance use disorders (“SUDs”), progress is often hampered by myopic cultural attitudes. Unfounded assumptions and stigma—against substance use and individuals with SUDs—pose critical barriers to proper diagnosis and treatment and can cause significant harm, particularly when they are used as a basis to deprive parents of their fundamental rights and separate families.
Amici, the Association for Multidisciplinary Education and Research in Substance Use and Addiction (“AMERSA”) and the California Society of Addiction Medicine (“CSAM”), are associations of individuals who have devoted their professional lives to understanding and treating SUDs. Amici submit this brief to emphasize the importance of applying consistent, evidence- based criteria, free from harmful assumptions and stigma, to diagnose SUDs and determine whether a parent’s substance use poses a risk of substantial harm to that parent’s minor children.
This brief argues that the Court of Appeal and Juvenile Court (together the “Lower Courts”) in this case erroneously conflated “substance use” with “substance abuse.” The term “substance abuse”1 is stigmatizing and outdated, and should be properly interpreted to refer to a substance use disorder, which can only be accurately diagnosed by a trained professional. Amici herein describe the significant distinctions between substance use and a substance use disorder, and explain that frequency, duration, and/or amount of substance use alone do not constitute diagnostic criteria for substance use disorders. Appellate courts have split over how to define “substance abuse,” and Amici urge the Court to adopt the test developed in Drake M., in which a finding of “substance abuse” can only be found by a trained professional or based on objective, scientific criteria.2 Amici also explain that a urine drug test alone cannot diagnose a SUD—nor indicate whether or not the person was actively inebriated at the time of testing. Finally, Amici explain that scientific evidence does not support equating substance use with a “substantial risk of harm,” and that parental substance use and substance use disorders do not automatically create a substantial risk of harm to children.
Welfare and Institutions Code § 300(b)(1) authorizes a juvenile court to exercise dependency jurisdiction over a child if “[t]he child has suffered, or there is substantial risk that the child will suffer, serious physical harm or illness, as a result of . . . the inability of the parent or guardian to provide regular care for the child due to the parent’s or guardian’s mental illness, developmental disability, or substance abuse.” California Courts of Appeal have adopted different standards for what qualifies as “substance abuse” under this provision. In Drake M., the Second District Court of Appeal, Division Three adopted objective, scientifically-based criteria from the American Psychiatric Association’s Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition (“DSM-IV-TR”) for assessing whether a parent’s substance use constitutes “substance abuse.”3 However, in Christopher R., the Second District Court of Appeal, Division Seven held that Juvenile Courts were not required to use objective, evidence-based criteria, found the parent at issue “to be a current substance abuser” based on the Court’s subjective beliefs concerning the parent’s drug use, and exercised dependency jurisdiction over her children.4 This approach allows judges—who are not addiction medicine professionals—to create their own subjective standard, independent of generally accepted objective diagnostic criteria, for intervening into a family’s privacy and removing a child from his parent’s custody on the basis of substance use or “substance abuse.”
In Christopher R., the Court also adopted a rule that, for children of “tender years . . . ‘the finding of substance abuse is prima facie evidence of the inability of a parent or guardian to provide regular care resulting in a substantial risk of physical harm.’”5 This automatic presumption of harm is unsupported by scientific evidence and stigmatizes parents by equating substance use or a substance use disorder with a lack of parental fitness. This is particularly dangerous in light of courts’ frequent conflation of substance use and “substance abuse,” as occurred in the instant case.
In the current case, the Second District Court of Appeal, Division Five (the “Court of Appeal”) opinion relied on Christopher R. to affirm jurisdiction and a custody removal order based solely on the father’s occasional drug use and other subjective, stigma- based assumptions ungrounded in science or any other objective criteria for diagnosing a SUD or a finding of substantial risk of harm to the child. Specifically, the Lower Courts made numerous assumptions and findings that are contrary to accepted practices in addiction medicine, including: 1) that the use of prohibited substances is tantamount to “substance abuse”; 2) that positive drug tests are evidence of active inebriation at the time of the test; and 3) that parental substance use necessarily poses a substantial risk of harm to a minor child.
Accordingly, Amici contend that the approach adopted by the Lower Courts encourages arbitrary judgments that reflect outdated, stereotypical notions of substance use to the extreme detriment of families, including undermining the recognized priority of parental reunification in dependency proceedings.7 Amici therefore urge the Court to adopt the test for “substance abuse” developed in Drake M., in which “substance abuse” is defined and identified ideally by specialized addiction professionals, but at a minimum according to criteria set out in the American Psychiatric Association’s Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (the “DSM-5-TR”).8 Amici agree that adopting such an objective, evidence-based test will prevent scientifically unfounded and biased assumptions from needlessly separating and harming families. Amici also encourage the Court to reject the rule, applied by the Lower Courts, that a finding of “substance abuse” is prima facie evidence of a substantial risk of physical harm to minor children. Rather, courts should engage in a fact-specific inquiry to determine whether a parent with a diagnosis of substance use disorder poses a substantial risk of harm to their children that would necessitate jurisdiction.